Legal provisions of COM(2011)398 - Multiannual financial framework for the years 2014-2020 - Main contents
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dossier | COM(2011)398 - Multiannual financial framework for the years 2014-2020. |
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document | COM(2011)398 ![]() |
date | December 2, 2013 |
Contents
- CHAPTER 1 - General provisions
- Article 1 - Multiannual Financial Framework
- Article 2 - Mid-term review/revision of the MFF
- Article 3 - Compliance with the ceilings of the MFF
- Article 4 - Respect of own resources ceiling
- Article 5 - Global margin for payments
- Article 6 - Technical adjustments
- Article 7 - Adjustment of cohesion policy envelopes
- Article 8 - Adjustments related to measures linking effectiveness of funds to sound economic governance
- CHAPTER 2 - Special instruments
- Article 9 - Emergency Aid Reserve
- Article 10 - European Union Solidarity Fund
- Article 11 - Flexibility Instrument
- Article 12 - European Globalisation Adjustment Fund
- Article 13 - Contingency Margin
- Article 14 - Global margin for commitments for growth and employment, in particular youth employment
- Article 15 - Specific flexibility to tackle youth unemployment and strengthen research
- Article 16 - Contribution to the financing of large-scale projects
- CHAPTER 3 - Revision
- Article 17 - Revision of the MFF
- Article 18 - Revision related to implementation
- Article 19
- Article 20 - Revision of the MFF in case of a revision of the Treaties
- Article 21 - Revision of the MFF in the event of enlargement of the Union
- Article 22 - Revision of the MFF in the event of the reunification of Cyprus
- Article 23 - Interinstitutional cooperation in the budgetary procedure
- Article 24 - Unity of the budget
- Article 25 - Transition towards the next multiannual financial framework
- Article 26 - Entry into force
CHAPTER 1 - General provisions
Article 1 - Multiannual Financial Framework
Article 2 - Mid-term review/revision of the MFF
Article 3 - Compliance with the ceilings of the MFF
The sub-ceiling for Heading 2 as set out in the Annex is established without prejudice to the flexibility between the two pillars of the Common Agricultural Policy (CAP). The adjusted ceiling to be applied to pillar I of the CAP following the transfers between the European Agricultural Fund for Rural Development and direct payments shall be laid down in the relevant legal act and the MFF shall be adjusted accordingly under the technical adjustment provided for in Article 6(1) of this Regulation.
2. The special instruments provided for in Articles 9 to 15 shall ensure the flexibility of the MFF and shall be laid down in order to allow the budget procedure to run smoothly. The commitment appropriations may be entered in the budget over and above the ceilings of the relevant headings laid down in the MFF where it is necessary to use the resources from the Emergency Aid Reserve, the European Union Solidarity Fund, the Flexibility Instrument, the European Globalisation Adjustment Fund, the Contingency Margin, the specific flexibility to tackle youth unemployment and strengthen research and the global margin for commitments for growth and employment, in particular youth employment, in accordance with Council Regulation (EC) No 2012/2002 (6), Regulation (EC) No 1927/2006 of the European Parliament and of the Council (7), and the Interinstitutional Agreement between the European Parliament, the Council and the Commission (8).
3. Where a guarantee for a loan covered by the general budget of the Union in accordance with Regulation (EC) No 332/2002 or Regulation (EU) No 407/2010 needs to be mobilised, it shall be over and above the ceilings laid down in the MFF.
Article 4 - Respect of own resources ceiling
2. Where necessary, the ceilings set in the MFF shall be lowered by way of revision in order to ensure compliance with the own-resources ceiling set in accordance with Decision 2007/436/EC, Euratom.
Article 5 - Global margin for payments
2. The annual adjustments shall not exceed the following maximum amounts (in 2011 prices) for the years 2018-2020 as compared to the original payment ceiling of the relevant years:
2018 - EUR 7 billion
2019 - EUR 9 billion
2020 - EUR 10 billion.
3. Any upward adjustment shall be fully offset by a corresponding reduction of the payment ceiling for year n-1.
Article 6 - Technical adjustments
(a) | revaluation, at year n+1 prices, of the ceilings and of the overall figures for appropriations for commitments and appropriations for payments; |
(b) | calculation of the margin available under the own-resources ceiling set in accordance with Decision 2007/436/EC, Euratom; |
(c) | calculation of the absolute amount of the Contingency Margin provided for in Article 13; |
(d) | calculation of the global margin for payments provided for in Article 5; |
(e) | calculation of the global margin for commitments provided for in Article 14. |
2. The Commission shall make the technical adjustments referred to in paragraph 1 on the basis of a fixed deflator of 2 % per year.
3. The Commission shall communicate the results of the technical adjustments referred to in paragraph 1 and the underlying economic forecasts to the European Parliament and the Council.
4. Without prejudice to Article 7 and 8, no further technical adjustments shall be made in respect of the year concerned, either during the year or as ex-post corrections during subsequent years.
Article 7 - Adjustment of cohesion policy envelopes
2. The adjustments required shall be spread in equal proportions over the years 2017-2020 and the corresponding ceilings of the MFF shall be modified accordingly. The payment ceilings shall also be modified accordingly to ensure an orderly progression in relation to the appropriations for commitments.
3. In its technical adustment for the year 2017, following the mid-term review of the eligibility of Member States for the Cohesion Fund provided for in Article 90(5) of Regulation (EU) No 1303/2013 of the European Parliament and of the Council (9), in case a Member State either becomes newly eligible to the Cohesion Fund or loses its existing eligibility, the Commission shall add or subtract the resulting amounts to or from the funds allocated to the Member State for the years 2017 to 2020.
4. The required adjustments resulting from paragraph 3 shall be spread in equal proportions over the years 2017-2020 and the corresponding ceilings of the MFF shall be modified accordingly. The payment ceilings shall also be modified accordingly to ensure an orderly progression in relation to the appropriations for commitments.
5. The total net effect, whether positive or negative, of the adjustments referred to in paragraphs 1 and 3 shall not exceed EUR 4 billion.
Article 8 - Adjustments related to measures linking effectiveness of funds to sound economic governance
CHAPTER 2 - Special instruments
Article 9 - Emergency Aid Reserve
2. The annual amount of the Reserve is fixed at EUR 280 million (2011 prices) and may be used up to year n+1 in accordance with the Financial Regulation. The Reserve shall be entered in the general budget of the Union as a provision. The portion of the annual amount stemming from the previous year shall be drawn on first. That portion of the annual amount from year n which is not used in year n+1 shall lapse.
Article 10 - European Union Solidarity Fund
2. In exceptional cases and if the remaining financial resources available in the European Union Solidarity Fund in the year of occurrence of the disaster, as defined in the relevant basic act, are not sufficient to cover the amount of assistance considered necessary by the European Parliament and the Council, the Commission may propose that the difference be financed through the annual amounts available for the following year.
Article 11 - Flexibility Instrument
2. The unused portion of the annual amount of the Flexibility Instrument may be used up to year n+3. The portion of the annual amount stemming from previous years shall be used first, in order of age. That portion of the annual amount from year n which is not used in year n+3 shall lapse.
Article 12 - European Globalisation Adjustment Fund
2. The appropriations for the European Globalisation Adjustment Fund shall be entered in the general budget of the Union as a provision.
Article 13 - Contingency Margin
2. Recourse to the Contingency Margin shall not exceed, at any given year, the maximum amount foreseen in the annual technical adjustment of the MFF, and shall be consistent with the own-resources ceiling.
3. Amounts made available through the mobilisation of the Contingency Margin shall be fully offset against the margins in one or more MFF headings for the current or future financial years.
4. The amounts thus offset shall not be further mobilised in the context of the MFF. Recourse to the Contingency Margin shall not result in exceeding the total ceilings of commitment and payment appropriations laid down in the MFF for the current and future financial years.
Article 14 - Global margin for commitments for growth and employment, in particular youth employment
2. Each year, as part of the technical adjustment provided for in Article 6, the Commission shall calculate the amount available. The Global MFF Margin or part thereof may be mobilised by the European Parliament and the Council in the framework of the budgetary procedure pursuant to Article 314 TFEU.
Article 15 - Specific flexibility to tackle youth unemployment and strengthen research
Article 16 - Contribution to the financing of large-scale projects
2. A maximum amount of EUR 2 707 million (in 2011 prices) shall be available for the International Thermonuclear Experimental Reactor project (ITER) from the general budget of the Union for the period 2014-2020.
3. A maximum amount of EUR 3 786 million (in 2011 prices) shall be available for Copernicus (the European Earth Observation Programme) from the general budget of the Union for the period 2014-2020.
CHAPTER 3 - Revision
Article 17 - Revision of the MFF
2. As a general rule, any proposal for a revision of the MFF in accordance with paragraph 1 shall be presented and adopted before the start of the budgetary procedure for the year or the first of the years concerned.
3. Any proposal for revision of the MFF in accordance with paragraph 1 shall examine the scope for reallocating expenditure between the programmes covered by the heading concerned by the revision, with particular reference to any expected under-utilisation of appropriations. The objective should be that a significant amount, in absolute terms and as a percentage of the new expenditure planned, shall be within the existing ceiling for the heading.
4. Any revision of the MFF in accordance with paragraph 1 shall take into account the scope for offsetting any raising of the ceiling for one heading by the lowering of the ceiling for another.
5. Any revision of the MFF in accordance with paragraph 1 shall maintain an appropriate relationship between commitments and payments.
Article 18 - Revision related to implementation
Article 19
1. In the event of the adoption after 1 January 2014 of new rules or programmes under shared management for the Structural Funds, the Cohesion Fund, the European Agricultural Fund for Rural Development, the European Maritime and Fisheries Fund, the Asylum and Migration Fund and the Internal Security Fund, the MFF shall be revised in order to transfer to subsequent years, in excess of the corresponding expenditure ceilings, allocations not used in 2014.
2. The revision concerning the transfer of unused allocation for the year 2014 shall be adopted before 1 May 2015.
Article 20 - Revision of the MFF in case of a revision of the Treaties
Article 21 - Revision of the MFF in the event of enlargement of the Union
Article 22 - Revision of the MFF in the event of the reunification of Cyprus
Article 23 - Interinstitutional cooperation in the budgetary procedure
The institutions shall cooperate in good faith throughout the procedure with a view to reconciling their positions. The institutions shall, at all stages of the procedure, cooperate through appropriate interinstitutional contacts in order to monitor the progress of the work and analyse the degree of convergence.
The institutions shall ensure that their respective calendars of work are coordinated as far as possible, in order to enable proceedings to be conducted in a coherent and convergent fashion, leading to the final adoption of the general budget of the Union.
Trilogues may be held at all stages of the procedure and at different levels of representation, depending on the nature of the expected discussions. Each institution, in accordance with its own rules of procedure, shall designate its participants for each meeting, define its mandate for the negotiations and inform the other institutions in good time of the arrangements for the meetings.
Article 24 - Unity of the budget
Article 25 - Transition towards the next multiannual financial framework
If no Council regulation determining a new multiannual financial framework has been adopted before 31 December 2020, the ceilings and other provisions corresponding to the last year of the MFF shall be extended until a regulation determining a new financial framework is adopted. If a new Member State accedes to the Union after 2020, the extended financial framework shall, if necessary, be revised in order to take the accesion into account.
Article 26 - Entry into force
It shall apply from 1 January 2014.
This Regulation shall be binding in its entirety and directly applicable in all Member States.