Legal provisions of SEC(2010)163 - Accompanying document to the Draft Green Paper on: Forest Protection and Information in the EU: Preparing forests for climate change: BACKGROUND INFORMATION

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EUROPEAN COMMISSION

Brussels, 1.3.2010

SEC(2010)163 final


COMMISSION STAFF WORKING DOCUMENT

BACKGROUND INFORMATION

Accompanying document to the

Draft Green Paper on:
Forest Protection and Information in the EU: Preparing forests for climate change

COM(2010)66 final

COMMISSION STAFF WORKING DOCUMENT

accompanying the

Draft Green Paper on:
Forest Protection and Information in the EU: Preparing forests for climate change

BACKGROUND INFORMATION

TABLE OF CONTENTS

1. Annex A: Overview of EU Policy Tools that relate to forests and forestry 3

1.1. The Forestry Strategy for the EU and the EU Forest Action Plan 3

1.2. The Action Plan on Innovative and Sustainable forest-based industries in the EU 3

1.3. Environmental policy 3

1.4. Agricultural policy 5

1.5. Energy policy 6

1.6. Industrial, Trade and Market Policies 6

1.7. Plant Health Policy 7

1.8. Research policy 7

1.9. Cohesion policy 8

2. Annex B: forest map of Europe 8

3. Annex C: Key Facts and Figures on European Forests 9

4. Annex D: List of Acronyms 13
1.Annex A: Overview of EU Policy Tools that relate to forests and forestry

1.1.The Forestry Strategy for the EU and the EU Forest Action Plan

The 1998 Council Resolution on a Forestry Strategy for the EU1 is the basic political charter of the EU forest sector. It sets out multifunctionality as the common principle of EU forestry, and identifies sustainable forest management as the main tool for assuring the fulfilment of all forest functions, i.a. for the conservation and enhancement of the biological diversity as well as one of the measures to combat climate change. It confirms the National Forest Programme as the basic policy tool and lists a series of ongoing international processes and activities to be followed up at national and EU level. It puts responsibility for forest policy with the Member States according to the principle of subsidiarity2 and concludes that all common measures affecting forests and forest products should be in line with the aims and recommendations of this strategy. This approach is based on the absence of a specific provision for an EU forest policy in the Treaties establishing the European Union. It implies that the formulation and implementation of forest policy is primarily an internal matter for Member States.

The Forestry Strategy also addresses the need for better integration of forests and forest products in all relevant sectoral common policies, even those generally not being specifically related to forests.

The EU Forest Action Plan3 which builds on the EU Forestry Strategy has been set up in close cooperation of Member States and the Commission. It addresses activities to enhance competitiveness, in improving the environment and contributing to the quality of life and stresses the need for coordination and cooperation. These are grouped around 18 key actions which i.a. focus on forest protection and monitoring. The Forest Action Plan does not setup new policy means but refers to existing sector policies with relevance to forests, which are outlined below.

1.2.The Action Plan on Innovative and Sustainable forest-based industries in the EU

The 2008 Communication on innovative and sustainable forest-based industries in the EU4 includes a 19-point action plan to improve the long-term competitiveness of the forest-based sector while integrating climate change and energy objectives into the sector’s strategy. The actions it proposes are complementary to the Forest Action Plan regarding the competitiveness of EU FBI, focussing on access to raw material, impact of climate change, innovation, trade and communication.

1.3.Environmental policy

- Policy on nature protection

Natura 2000 is the core element of EU policy to protect nature and biodiversity. It consists of sites designated as required by the Habitats and Birds Directives5 and covers around 17% of the total EU land area. Forest habitats constitute almost 30% of the designated terrestrial sites.

A recent assessment6 indicates that many habitats (including forests) are in unfavourable conservation status and that in many MS, information about the conservation status of designated Natura 2000 is lacking. The evaluation of the EU contribution to halt the loss of biodiversity by 20107, has shown that this objective will not be met mainly because conservation of biodiversity in the use of natural resources (such as forests, agriculture and fisheries) beyond protected areas has not advanced as expected. Annex 4 gives an overview of Natura 2000 designations of forest habitats by MS.

- Climate policy

EU climate policy focuses on mitigation by reduction of GHG emissions but the need for adaptation to climate change is increasingly recognized. The key instruments are the European Union Emission Trading Scheme (ETS) and the Effort Sharing Decision8 (ESD) for reducing emissions, with policies on renewable energy, energy efficiency, etc. playing an additional role.

The EU considers that to achieve its overall targets, all sectors, including the forest sector and land use, land us change and forestry (LULUCF), must make a contribution9. According to the ESD and ETS directive10, the Commission will have to submit a report assessing, inter alia, the appropriate modalities for including emissions and removals related to land use, land use change and forestry in the EU." On the basis of this report, the Commission shall, if appropriate, submit a legislative proposal related to LULUCF in the EU GHG reduction commitment, including provisions on accurate monitoring and accounting according to harmonised modalities. This suggests that forest carbon data should be better harmonised in the EU GHG inventory.

- Water policy

The WFD11 sets a single framework for the protection of all EU waters with the aim of reaching 'good ecological status' as a rule by 2015. The originality of the WFD lies in the adoption of the river basin district as the basic water management unit based on natural geography and hydrology, across to administrative boundaries. Practically, the WFD could allow MS to support forest protection in order to assure water quality, although there is no specific support for water related forestry (managing forest soils to enhance groundwater quantity and quality) at EU level.

The introduction of schemes for payment of ecosystem services (PES)12 that remunerate forest owners and managers for taking a water-conscious approach is a promising development.

- Forest fire management/disaster prevention

The European Forest Fire Information System (EFFIS), in operation since 2000, is based on the scientific work developed at the EC Joint Research Centre in cooperation with DG Environment. It collects fire statistics on fire occurrence from the European (EU and neighbour) countries( are provided on the basis of voluntary co-operation)In addition to the information received from the countries, daily fire danger forecasts and fire damage assessments are generated through the use of GIS and remote sensing technologies. The information provided to and generated by EFFIS feeds the European Forest Data Centre (EFDAC)13. Information in EFFIS supports decision-making for fire prevention and preparedness for fires, assists in urgent action during active fires, allows to better evaluate the effects of fires as well as to assess post-fire damages. The operational part of EFFIS is currently financed from the LIFE+ budget on an ad hoc basis.

1.4.Agricultural policy

The Rural Development Regulation (RDR / 2007-201314) of the Common Agricultural Policy (CAP) offers a wide range of EU co-financing measures for managing forest land, which have become the main EU financial instrument for the forest sector in the EU. The measures address the improvement of the competitiveness of farm and forest holdings, giving grants for improvement of the environment including prevention actions and co-financing activities to maintain the quality of life and diversification of incomes in rural areas. The aid given therefore also contributes to job creation and income maintaining vital rural societies. It also plays a prominent role when financing measures for adapting forests to climate change. MS have spent between 5 and 10 % of their EU co funded Rural Development budget on forests since 200015. From 2000-2006, 10 % of the RD budget (4,8 bn €) went for forestry support, split 50/50 between afforestation and other measures.

According to recent Commission reporting16, during the period 2007 – 2013, programming of forest measures has decreased compared to the previous budget period and afforestation has lost importance compared to other measures. According to the programming before the modification due to the CAP Health Check and Recovery Package the EAFRD will spend € 8 billion (from a total RD commitment 2007-2013 of € 90.8 billion) for forests and forestry-related measures. This includes € 2.8 billion for planting approximately 890,000 ha of new forests, support for managing 400,000 hectares of Natura 2000 forest areas and forest- environment measures covering 2 million hectares, as well as support for implementing fire prevention measures.

The additional funding related to the Health Check17 and the Recovery Package also allows providing more support for climate change, renewable energy, water management and biodiversity measures. Part of the total additional funding of € 4.4 billion is likely to be directly related to forestry measures.

1.5.Energy policy

Wood for heating or electricity generation and combined heat and power (CHP) based on biomass (from waste, forest and agriculture) remain the main renewable energy source (RES) in the EU. After a number of earlier initiatives18, the Council and the EP adopted the EU Climate and Energy Package on 23 April 2009, including a Directive on the promotion of energies from renewable sources (RES-D)19 that set an overall binding target for the European Union to achieve a 20% renewable energy share by 2020 and a 10 % target for renewable energy used in transport.

The increase in biomass use generated by the RES-D brings opportunities for the EU forest sector but leads also to increased competition between other users of the raw material (e.g., pulp, building material, furniture). This situation may justify additional efforts to improve forest information in the EU.

The RES-D includes sustainability criteria20 for biomass used for biofuels and bioliquids, which concerns feedstock mainly coming from agricultural crops and residues but also from forests and waste.. By the end of 2009, the Commission is required by Article 17(9) of RES-D to present a report on the need for sustainability criteria for other types of biomass used for energy purposes, namely solid and gaseous biomass used for heat and electricity generation.

1.6.Industrial, Trade and Market Policies

The Action Plan on Sustainable Consumption and Production and Sustainable Industrial Policy (SCP/SIP) establishes a framework for the integrated implementation of a mix of instruments aims at improving the energy and environmental performances of products. It includes, a voluntary green public procurement policy covering environmental criteria for use in tendering procedures for products and services commonly purchased by public bodies, including specific environmental criteria for wood and wood products21, and the revised EU Ecolabel22 which also sets specific criteria for wood and wood products.

The possible differences between different sustainability criteria for wood as a bio-energy source and as a building material have raised concerns in the forest sector about:

- Efficient trading of forest products as green and renewable materials;

- National public procurement systems possibly not complying with EU sustainability criteria and EU procurement rules as well as discriminating forest products compared to competing materials.

The Commission recently adopted a communication reflecting the concerns of the EU industry regarding access to raw materials, including wood from EU forests23.

1.7.Plant Health Policy

The Community plant health regime (CPHR), deals with organisms harmful to plants and plant products. It regulates the trade of plants and plant products within the EU as well as imports from the rest of the world. It also implements preventive measures to guard against the introduction and spread of harmful organisms with quarantine status harmful to plants and ensures quality conditions, including the health status, for the sale multiplication of propagating material in agriculture and forestry within the EU through certification schemes.

Nevertheless these schemes do not contain provisions to manage and control the natural spread of organisms below a quarantine threshold, or provisions for insects, fungi and plants normally found in forest ecosystems that do not always cause damage, but could become harmful and/or invasive with the changes due to global warming.

1.8.Research policy

In the 7th Framework Programme (FP7 2007-2013) forest research in a broader sense, falls mainly under the “Cooperation” programme. During the former Framework Programme and with the goal of developing the European Research Area and reaching the Lisbon objectives, the EC promoted the creation of 'technology platforms', and launched the ERA-Net programme to improve the coordination of national research programmes. The forest sector succeeded in establishing a technology platform and in building an ERA-Net project that is currently running.

The JRC has always been active on issues related to forests, such as remote sensing, climate change, forest monitoring, forest fragmentation, forest fires and forest information systems. The intergovernmental framework for European Co-operation in the field of Scientific and Technical Research (COST) has supported important projects24 such as COST E27 on harmonization of Protected Forest Areas and COST E43 on Harmonization of National Forest Inventories.

In 2005 major EU forest based industries decided to co-fund a European Technology Platform25 to ensure their contribution for a globally competitive EU economy.

The recent call under FP7 on the functional significance of forest biodiversity, including soil biodiversity26 should provide improved scientific information for the management and sustainable use of forest ecosystems.

1.9.Cohesion policy

- Regional policy

In the current programming period 2007-2013, the environment is a key priority of Cohesion Policy with more than 30 % of the total planned allocations to be spent on environmental actions.

Even though forests are only directly addressed in the frame of forest fire prevention, a number of priority themes affect forests and forest management in a much broader perspective.

Cohesion Policy supports investments in renewable energies such as biomass and co-finances as well programmes and projects that preserve and promote natural areas and biodiversity, including in forests. In addition, the significant funding for natural risk prevention or the rehabilitation of contaminated land leads to projects dealing with forest management. In this framework, it is up to the Member States to make the actual selection and implementation of the co-financed projects. Therefore Cohesion Policy is one of the policies available to MS and regions to develop forest protection measures.

In addition, in the frame of European Territorial Cooperation (ETC), a number of cross-border, transnational and interregional projects deal with forestry and forest management, such as the impact of climate change on forests27. The goal is to exchange good practices, transfer know-how and/or to set up and implement shared management strategies across borders.

- The EU Solidarity Fund

The EU Solidarity Fund (SF)28 assists MS in coping with damage caused by major natural disasters including storms and forest fires. Financial assistance29 from the EUSF may however only be used for a limited types of remediation and restoration measures carried out by the public authorities. France, Germany, Greece, Slovakia, Spain and Sweden have recently received its support to address large forest damages.
2.Annex B: forest map of Europe

Source: JRC


Note: This image has a resolution of 600 dpi and should be expanded to several times the size show so as reveal its level of detail.
3.Annex C: Key Facts and Figures on European Forests

Forest & OWL (1)Forest available for wood supplyFellings in % of net annual increment

% of Forests (not including OWL) with a protective function (4)Forest under public ownership area as % of forest area (5)
1000 ha% of land area% of forest%

2000
%

2005
Austria3.980488460222520
Belgium698239685222644
Bulgaria3.678347041171692
Cyprus388421116--61
Czech Republic2.647349584151577
Denmark6361561357728
Estonia2.358568952121138
Finland23.3117786693332
France17.2623185553326
Germany (2)11.076329950273453
Greece6.532515348--78
Hungary1.94822865612961
Ireland7101092---64
Italy11.0263781265535
Latvia3.1505190684454
Lithuania2.198358373151677
Luxembourg883498381146
Malta01-----
Netherlands365118170--50
Poland (2)9.200309155383583
Portugal3.8674252103167
Romania6.649297046-2994
Slovakia1.932409175161852
Slovenia1.3086588447928
Spain28.214573767151330
Sweden30.929756986121120
United Kingdom2.865128348--36
EU27 (3)177016427360111339

(1) OWL: Other wooded land (2) Data do not cover OWL

(3) Totals exclude Ireland for net annual increment and fellings

(4) According to MCPFE assessment guidelines

(5) Includes forests owned by the state, provinces, regions and municipalities.

- : no data or very small value / Italics show estimates using pre-2005 data

Ecological aspects
Forest CoverSpecies CompositionAge StructureGrowing StockCarbon BudgetBiodiversity; NaturalnessProtected AreasGrowth; Vitality
EU (or Pan-European) average
40% (177 million. ha)

7% increase since 1990
50% Coniferous 25% Broad­leaved 25% Mixed

30% single tree species domina­ted forests; 50% forests of 2-3 tree species; 17% forests of 4-5 tree species; 3% forests of 6-10 tree species (MCPFE region)

Slowly increasing percentage of multi-species forests (MCPFE region)

8,1 million ha (5%) (Pan-Europe, excl. Russia) dominat­ed by introduced species; 10% (0.5% of the total forest area) of that area are dominated by invasive species
87% Even-aged forests151 m3/ha (Pan-Europe, excluding Russia)

Increasing total growing stock

9.8 billion tons of C stored (2005, EU-27)

137 Mio. tons annual storage of C between 1990-2005 (MCPFE Region)

From 2000 to 2005, annual increase in C store in EU forests was less than 10% of CO2 equivalent emissions of MS (EU-27)
87% Semi-natural forests

5% undisturbed by man (natural forests)

8% plantations

over 60% of forest habitats under Natura 2000 present and unfavour­able conservation status

11 forest mammal species threatened
8% forest biodiversity and land­scape conser­vation area

13% of forest sur­face designated Habitats Directive sites (EU-27)

Below 2% are strictly protected forest areas
Site pro­ductivity and tree growth: Increasing in Northern and Central Europe; Decreasing in Southern Europe

22% damaged or dead forests (crown conditions)

Stable crown conditions; defoliation of oak and spruce, improve­ments of pine and beech
Exemplary regional patterns
Increase in rural and mountain areas

De­crease in densely popula­ted regions
Predominantly coniferous forests: Scandinavian and Baltic states

Predominantly broadleaved forests: Southern and Western Europe
2/3 of the forests in Central Europe are younger than 60 years

Forests aged 1-20 years cover an area twice as large as forests aged 81-100 years in North Europe
Record volume increase of growing stock per hectare in Central Europe

Forest birds populations:

Decline in North and South Europe; Stable populations in West­ern and Eastern Europe
Strictly protected areas in North/Baltic and South-East Europe

Areas actively managed for conser­va­tion in Central, North-Western and South Europe

Sources: CEC (2008); EEA (2008); FAO (2007); ICP Forests (2004); MCPFE (2007); UNECE/FAO (2005), MCPFE/ECE/FAO State of Europe's Forests 2007& Habitats Directive Art 17 report (2001-2006)

Europe’s forests are, as compared to forests on other continents, growing in area and standing volume, are intensively managed, rather young and dominated by even-aged stands. They are, however, regionally diverse in terms of tree species composition, growth, and biodiversity. While natural forests rarely occur, very intensively used plantations are also rare. Thus, the dominance of semi-natural forests types shaped by a variety of social demands and locally diverse forest management practices is one of the main characteristics of European Union (EU) forests.

Area of forest habitats designated under Natura 2000: (database DG ENV - February 2009)

N2000 terrestrial area (1.000 ha)N2000 forest habitats** designated under the N2000 total land area (%)Natura 2000 forest habitats types in FOWL (%)
Austria1.153185
Belgium3882916
Bulgaria3.7663233
Cyprus1015313
Czech Republic1.045177
Denmark38696
Estonia799207
Finland4.864296
France6.842104
Germany*4.847177
Greece2.762219
Hungary1.9562223
Ireland78012
Italy5.7372010
Latvia71292
Lithuania90952
Luxembourg463114
Malta420
Netherlands57922
Poland*5.163127
Portugal1.872115
Romania4.8852620
Slovakia1.4132317
Slovenia7203419
Spain13.464189
Sweden6.015336
United Kingdom1.73632
EU 2772.943208

* data do not cover OWL ** Sites of community importance for forest habitats
4.Annex D: List of Acronyms

CBD Convention on Biological Diversity

COST European Cooperation in Science and Technology

CHP Combined heat and power plants

CPHR Community plant health regime

EEA European Environment Agency

EFDAC European Forest Data Centre

EFFIS European Forest Fire Information System

EFICP European Forest Information and Communication Platform

EFSOS European Forest Sector Outlook Study

ETP European Technology Platforms

ETS EU Emissions Trading System

FAO Food and Agriculture Organization of the United Nations

FAP Forest Action Plan

FBI Forest Based Industries

FP7 7th Framework Programme for Research and Technological Development

FS European Forest Strategy

FTP Forest Technology Platform

GHG Greenhouse Gas

GIS Geographic Information Systems

GMES Global Monitoring for Environment and Security

IACS Integrated administration and control system

INSPIRE Infrastructure for Spatial Information in Europe

IUFRO International Union of Forest Research Organizations

LULUCF Land Use, Land Use Change and Forestry

MCPFE Ministerial Conference on the Protection of Forests in Europe

MS EU Member States

NFI National Forest Inventories

NFP National Forest Programmes

OWL Other Wooded Lands

REDD Reducing Emissions from Deforestation and forest Degradation

RES D EU Directive on the promotion of energies from renewable sources

SCP/SIP Sustainable Consumption and Production and Sustainable Industrial Policy

SEIS Shared Environmental Information System

SF EU Solidarity Fund

SFM Sustainable Forest Management

SME Small and Medium Enterprises

UN CCD United Nations Convention to Combat Desertification

UN ECE United Nations Economic Commission for Europe

UNFCCC United Nations Framework Convention on Climate Change

1OJ C 56/1 of 26 February 1999.

2It is the principle whereby the Union does not take action (except in the areas which fall within its exclusive competence) unless it is more effective than action taken at national, regional or local level.

3Forest Action Plan 2006 COM(2006) 302 final

4COM(2008)113

5Directive 92/43/EC http://www.europa.eu.int/comm/environment/nature/legis.htm; Directive 79/409/EC http://www.europa.eu.int/comm/environment/nature/legis.htm

6Ref. to Art. 17 HD - http://ec.europa.eu/environment/nature/knowledge/rep_habitats/index_en.htm

7Ref. to EEA report & Athens conference press comm

8ESD: Decision No 406/2009/EC of the European Parliament and of the Council of 23 April 2009

9COM(2007)2 "Limiting climate change to 2° …" & COM(2005)35 "Winning the Battle …"

10Directive 2009/29/EC of the European Parliament and of the Council of 23 April2009

11Directive 2000/60/EC of the EP and the Council

12"The Economic Value of Groundwater in European Forests – IUCN/EC 2009

13See http://timber.unece.org/fileadmin/DAM/meetings/05-jrc-gaigalas.pdf for detailed description

14RDR: Council Regulation (EC) 1698/2005 on support for rural development by the EAFRD

15EU Forestry Strategy report COM (2005) 84 (working paper) and the recent 'Report on implementation of Forestry Measures under the Rural Development Regulation 1698/2005 for the period 2007-2013', available at http://ec.europa.eu/agriculture/fore/publi/index_en.htm

16http://ec.europa.eu/agriculture/fore/publi/index_en.htm

17http://ec.europa.eu/agriculture/healthcheck/index_en.htm

18RES-E 2001/77 - Directive 2003/30/EC on the promotion of biofuels – Biomass Action Plan COM(2005)628

19RES-D : Directive 2009/28/EC of the European Parliament and of the Council of 23 April2009

20Art 17 RES-D , related only to counting against the 10 % biofuels target

21More information at http://ec.europa.eu/environment/gpp/index_en.htm

22More information at: http://ec.europa.eu/environment/ecolabel/index_en.htm

23COM(2008)699

24COST E27: harmonization of Protected Forest Areas and COST E43: Harmonization of National Forest Inventories

25See http://www.forestplatform.org/ for detailed information

26ENV.2010.2.1.4.1

27A current project example in this area is ForestClim: http://www.forestclim.eu/. Another ETC project example is the Balticforest project: http://www.balticforest.net/

28Established by Council Regulation (EC) No 2012/2002

29http://ec.europa.eu/regional_policy/funds/solidar/solid_en.htm

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