Explanatory Memorandum to COM(2003)807 - Conclusion of the World Health Organisation Framework Convention on Tobacco Control

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Introduction

The objective of the World Health Organisation Framework Convention on Tobacco Control is to protect present and future generations from the consequences of tobacco consumption and exposure to tobacco smoke by providing a framework for tobacco control measures to be implemented by the Parties at national, regional and international levels. This will make for a sustained reduction in the levels of tobacco use and exposure to tobacco smoke.

The Convention was adopted by the World Health Assembly on 21 May 2003. The European Community was among the first Parties to sign the Convention on 16 June 2003.

Adoption of the Convention was the final step of a procedure initiated in 1999, when, in view of the serious global health consequences caused by tobacco consumption, the World Health Organisation decided to establish an intergovernmental body open to all Member States of the organisation with the aim of drafting and negotiating an international framework convention on tobacco control and related protocols designed to curtail the global spread of tobacco and tobacco products and thus limit the health effects resulting from tobacco consumption.

1.

Basis for Community involvement in the negotiations


The development of a WHO Framework Convention on Tobacco Control and related protocols was seen as an effective way of increasing international co-operation in the field of public health protection, as provided for in Article 152 i of the EC Treaty, while at the same time ensuring that existing Community initiatives were respected and integrated at international level.

On this basis, and taking into account the Resolution of 24 May 1999 of the World Health Assembly, allowing the European Community to participate in the drafting and negotiations for matters under its competence, the Council, acting upon a recommendation from the Commission, adopted on 22 October 1999 a decision authorising the Commission to negotiate on behalf of the European Community, within the context of the World Health Organisation, an international framework convention on tobacco control and related protocols.

The negotiations were conducted by the Commission in accordance with Negotiating Directives issued by the Council and in consultation with a special committee appointed by the Council pursuant to Article 300 i of the Treaty.

According to a joint statement of the Council and the Commission entered in the Council minutes, the Negotiating Directives covered only matters falling within the sphere of Community competence under Articles 95 and 152 of the Treaty. The Negotiating Directives were reviewed by the Council on 24 April 2001, with the aim of extending the Commission's authorisation to include negotiating on behalf of the Community on matters within the Community field of competence which do not fall under Articles 95 and 152, including matters which require unanimity in the Council.

2.

Participation of the European Parliament


In its resolution of 13 November 2001, the European Parliament supported the objective of a Framework Convention on Tobacco Control set by the World Health Assembly in its resolution of 24 May 1999 and indicated its belief that a substantive international legal instrument such as this would provide an important means of addressing tobacco-related problems and, consequently, promoting public health.

There is no explicit provision in the Framework Agreement of 5 July 2000 between the Commission and the European Parliament for members of the European Parliament to be included in Community delegations participating in international negotiations. Nevertheless, the participation of members of the European Parliament as observers was always welcome, both by the Commission and by the Council, during the FCTC negotiations.

3.

OUTCOME OF THE NEGOTIATIONS


The Convention deals with a wide range of tobacco control-related matters. Some of the key elements of the final text include:

Labelling (art. 11) - The text requires that at least 30 per cent - but ideally 50 per cent or more - of the principal display areas on tobacco product packaging should be taken up by clear health warnings in the form of text, pictures or a combination of the two. Packaging and labelling requirements also prohibit misleading language that gives the false impression that the product is less harmful than others. This misleading language may include the use of terms such as 'light', 'mild' or 'low tar'.

Advertising (art.13) - While a wide majority of countries agreed that a comprehensive ban would have a significant impact in reducing the consumption of tobacco products, some countries have constitutional provisions - for example, covering free speech for commercial purposes - that will not allow them to implement a comprehensive ban in all media. The final text requires Parties to move towards a comprehensive ban within five years of the Convention entering into force. It also contains provisions for countries that cannot implement a comprehensive ban which require them to restrict tobacco advertising, promotion and sponsorship within the limits of their constitutions or constitutional principles.

Taxes (art.6) - The text formally recognises that tax and price measures are an important way of reducing tobacco consumption, in particular among young people, and requires signatories to consider public health objectives when implementing tax and price policies on tobacco products.

Liability (art.19) - Parties to the Convention are encouraged to consider taking legislative action, where necessary, to deal with criminal and civil liability, including compensation where appropriate.

Financing (art.26) - Parties are required to provide financial support for their national tobacco control programmes. In addition, the text encourages the use and promotion of existing development funding for tobacco control programmes. The decision on such use of official development assistance (ODA) should be taken on the basis of national priorities set and agreed with donors. The eventual need to enhance existing mechanisms or to set up other appropriate financial mechanisms to channel additional financial resources, which may include a voluntary global fund, should be assessed by the Conference of the Parties based on a review of the existing and potential sources and mechanisms of assistance and on an assessment of their adequacy.

Illicit trade (art.15) - The text recognises that the elimination of smuggling, illicit manufacturing and counterfeiting of tobacco products, including the development of an effective system for the tracking and tracing of such products, and the development and implementation of related national law are essential components of tobacco control, and requires the Parties to take appropriate measures in this regard.

The text also requires countries to promote treatment programmes to help people stop smoking (art.14) and education (art.12) to prevent people from starting, to prohibit sales of tobacco products to minors (art.16), and to limit public exposure to second-hand smoke (art.8).

4.

Basis for Community conclusion


The main objective of the Convention is the promotion of public health in a global context. This is in line with the EC Treaty, especially Article 152, which imposes upon the Community the obligation to act towards improving public health and urges the Community and the Member States to foster co-operation with third countries and the competent international organisations in the sphere of public health.

Several of the areas included in the Convention are actually already covered by existing Community instruments. The Convention is in line with the acquis. The core provisions of the Convention reflect the solutions adopted in Community legislation, in accordance with the Negotiating Directives issued by the Council.

Relevant binding Community legislation in the field of tobacco control regulates the advertising of tobacco products in the media and through information society services and the sponsorship by tobacco companies of both radio and television programmes and international events (Council Directive 89/552/EC of 3 October 1989 on the co-ordination of certain provisions laid down by law, regulation or administrative action in Member States concerning the pursuit of television broadcasting activities i, as amended by Directive 97/36/EC of the European Parliament and of the Council of 30 June 1997 i which bans all forms of television advertising and teleshopping for cigarettes and other tobacco products; Directive 2003/33/EC of 26 May 2003 of the European Parliament and of the Council on the approximation of the laws, regulations and administrative provisions of the Member states relating to the advertising and sponsorship of tobacco products i); the contents and emissions of cigarettes and respective measurement methods; as well as the packaging and labelling of tobacco products (Directive 2001/37/EC of the European Parliament and of the Council of 5 June 2001 on the approximation of the laws, regulations and administrative provisions of the Member States concerning the manufacture, presentation and sale of tobacco products i).

The non-binding legislation addresses, inter alia, sales to children and adolescents; other forms of advertising and sponsorship of tobacco products; disclosure of information concerning the expenditure incurred by manufacturers, importers and large-scale traders in tobacco products on advertising, marketing, sponsorship and promotion campaigns not prohibited under national or Community legislation; smoking cessation; as well as protection from exposure to environmental tobacco smoke (Council Recommendation 2003/54/EC of 2 December 2002 on the prevention of smoking and on initiatives to improve tobacco control i).

5.

STATUS OF THE COMMUNITY WITHIN THE CONVENTION


Pursuant to Article 35 of the Convention, regional economic integration organisations can become Parties to the Convention. The Community already expressed its intention to become a Party by signing the Convention on 16 June 2003, in accordance with Decision XX/XX/EC of the Council of 2 June 2003.

The Community will be a member in its own right of the Conference of the Parties established by the Convention. However, as some of the issues covered by the Convention fall outside the scope of exclusive Community's competence, the Community will be required to declare the extent of its competencies with respect to the matters governed by the Convention. The Community's competencies, which are defined in Annex II to the Decision, stem from the provisions already adopted by the Community laying down common rules in areas covered by the Convention.

6.

FINANCIAL IMPLICATIONS


As a Party to the Convention, the Community will be bound to participate in financing the activities of the Conference of the Parties, including any subsidiary body it may establish, and the functioning of the Secretariat of the Convention.

The exact amount of the financial contribution of the Community is not known at present. The estimation of the costs in the Financial Statement is based on existing comparable international agreements concluded by the Community. This is best estimation available at present. The final financial implications are subject to the negotiations at the first meeting of the Conference of the Parties.

Furthermore, the timing as from when this contribution will be required is uncertain, as it will depend on the date of entry into force of the Convention. This will take place only on the ninetieth day following the date of deposit of the fortieth instrument of ratification, acceptance, approval, formal confirmation or accession with the Depositary.

7.

CONCLUSION


In accordance with Article 300 i and Article 300 i of the EC Treaty, the conclusion of international agreements will be decided on by the Council, acting on a proposal from the Commission, after consulting the European Parliament. Considering that the Convention clearly pursues the attainment of public health, as set out in Article 152 of the EC Treaty, combined with the fact that existing Community legislation in the field of tobacco control is mainly based on Articles 95 and 152, and given furthermore that the Convention will have an influence on the regulation of international trade in tobacco products, the Council Decision should be based on Articles 95, 133 and 152 in conjunction with Article 300 i and Article 300 i.