Explanatory Memorandum to COM(2023)395 - Amendment of Regulation 2017/852 on mercury as regards dental amalgam and other mercury-added products subject to manufacturing, import and export restrictions - Main contents
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dossier | COM(2023)395 - Amendment of Regulation 2017/852 on mercury as regards dental amalgam and other mercury-added products subject to ... |
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source | COM(2023)395 |
date | 14-07-2023 |
·Reasons for and objectives of the proposal
Mercury is a highly toxic element and a major risk to the environment and human health. It is a potent neurotoxin inducing permanent brain and kidney damage in adults and affecting foetal and early childhood development. Hence, mercury has been classified under Union law as being toxic for reproduction, fatal if inhaled, causing damage to all organs through prolonged or repeated exposure and very toxic for aquatic life with long lasting adverse effects 1 .
Considering the risk posed by mercury to both human health and the environment, the Commission developed in 2005 a dedicated Mercury Strategy 2 as reviewed in 2010 3 inviting the Union to address all facets of mercury, including its use in products. As a result, the Council of the European Union concluded as follows:
‘Mercury-added products, where viable alternatives exist, should be phased out as rapidly and as completely as possible, with the ultimate goal that all mercury-added products should be phased-out, taking into due account technical and economic circumstances and the needs for scientific research and development.’ 4
The proposal also falls within a broader policy context by contributing to meeting the objectives of the European Green Deal 5 , the EU Chemicals Strategy for Sustainability 6 and the Zero Pollution Action Plan (hereafter; ‘ZPAP’) 7 adopted under it. In particular it aims to fulfil the Union’s commitment to lead by example and ensure that hazardous chemicals banned in the Union are not produced for export in accordance with Flagship 8 of the ZPAP on the minimisation of the Union’s external pollution footprint, including by amending relevant legislation. Furthermore, this initiative contributes to the development of a new Union framework for sustainable products 8 , as well as to the EU decarbonisation agenda 9 by promoting the substitution of mercury-containing lamps with more energy-efficient lighting alternatives such as light-emitting diode (LED) lamps.
Regulation (EU) 2017/852 10 (hereinafter, ‘the Mercury Regulation’) is the main instrument of Union law dedicated to mercury and mercury compounds (hereafter, ‘mercury’ or ‘Hg’) addressing the entire life-cycle of this substance from primary mercury mining to the final disposal of mercury waste and transposing the Minamata Convention on Mercury (hereafter, ‘Minamata Convention’ or ‘Convention’) 11 ratified by the Union in May 2017 12 and all the Member States. One key aspect addressed by the Mercury Regulation concerns mercury use in products by establishing prohibitions on the manufacture, import and export of a range of mercury-added products (hereafter, ‘MAPs’) 13 , hence complementing provisions established in other Union instruments setting restrictions on the placing on the market and import of MAPs. With a view to establishing a mercury-free Europe, the proposal addresses the last intentional remaining uses of mercury in products in the Union.
According to the review clause established in Article 19 14 of the Mercury Regulation, the Commission is asked to report to the European Parliament and to the Council on the outcome of its assessment regarding:
(a)the feasibility of a total phase-out of the use of dental amalgam preferably by 2030 and the need for the EU to regulate associated mercury emissions from crematoria;
(b)the environmental benefits and the feasibility of prohibiting the manufacturing, import and export of other remaining MAPs, which are already or will soon be banned from being placed on the market in accordance with other Union instruments.
Paragraph 3 of Article 19 provides that the Commission shall, if appropriate, present a legislative proposal based on the above-mentioned assessment.
The Commission adopted in August 2020 15 its Review Report on the feasibility of phasing out the use of mercury in dental amalgam and other products. Both this report and the subsequent Commission’s impact assessment pointed to the appropriateness of presenting a legislative proposal to phase out the use of dental amalgam and to restrict the manufacture and export of certain mercury-containing lamps.
Dental amalgam is the largest remaining intentional use of mercury in the Union estimated at around 40 t in 2019. Article 10(2) of the Mercury Regulation already sets a partial ban on the use of dental amalgam by prohibiting it since 1 January 2018 for dental treatment of deciduous teeth and of vulnerable members of the population (i.e., children under the age of 15 and pregnant and breastfeeding women), except when deemed strictly necessary by the dental practitioner based on the specific medical needs of the patient. In addition, under Article 10(3), Member States had to develop by 1 July 2019 a national plan on the phase-down on the use of dental amalgam.
As regards other MAPs, Article 5 prohibits the manufacture, import and export of the MAPs listed in Annex II as from the phase-out dates specified therein (as from 31 December 2018 or 2020), except when they are deemed essential for civil protection and military uses or to those used for research, calibration of instruments or as a reference standard. The MAPs referred to in Annex II are products for which technically and economically feasible mercury-free alternatives are available. Annex II currently lists the following six types of MAPs:
·batteries and accumulators,
·certain switches and relays,
·a range of mercury-containing lamps, including certain compact fluorescent lamps (CFLs) and linear fluorescent lamps (LFLs) for general lighting purposes, mercury-added cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFLs and EEFLs) for electronic displays and high-pressure mercury vapour lamps (HPMVs) for general lighting purposes,
·cosmetics (except some eye products),
·pesticides, biocides and topical antiseptics,
·certain non-electronic measuring devices (e.g., thermometers, barometers).
At the time of the adoption of the Mercury Regulation (May 2017), the above-listed MAPs contained in Annex II were products that had already been prohibited from being placed on the market and imported in the Union in accordance with other Union instruments, including Directive (EC) 2006/66 on batteries 16 , Regulation (EC) 1907/2006 REACH 17 , Regulation (EC) 1223/2009 on cosmetic products 18 and Directive 2011/65/EU on the restriction of the use of certain hazardous substances in electrical and electronic equipment (hereafter, ‘RoHS Directive’) 19 .
However, considering the increasing availability of technically and economically feasible mercury-free alternatives, additional MAPs have in the meantime been subject to new restrictions on their placing on the market and import under the RoHS Directive. In this respect, the continued manufacture and export of those MAPs is a significant cause of mercury pollution, especially in third countries who often lack resources to ensure the environmental sound management of waste and where EU-made products therefore add to the national burden of hazardous products and increase the risk for local retailers, end-users, and inhabitants. In 2018, 13-38 t of mercury were exported from the Union in the form of dental amalgam as well as 0.5 t of mercury in lamps (equivalent to 156 million mercury-containing lamps) in 2020.
Hence, the proposal aims to ensure coherence between the Mercury Regulation and the RoHS Directive and thereby contributing to the Union’s commitments under Flagship 8 of the Zero Pollution Action Plan by phasing out the manufacturing and export of the following mercury-containing lamps:
–Current Annex II (Part A) (entry 3) to the Mercury Regulation prohibits the manufacturing, import and export of the following CFLs for general lighting purposes: (i) CFL.i ≤ 30 watts with Hg content > 2,5 mg per lamp burner and (ii) CFL.ni 20 ≤ 30 watts with Hg content > 3,5 mg per lamp burner.
As a follow-up to the adoption of Commission Delegated Directive (EU) 2022/276 21 amending Annex III (entries 1, 1(a), 1(b), 1(c), 1(d) and 1(e)) to the RoHS Directive, as from 24 February 2023, all CFLs for general lighting purposes can only be placed on the Union market and imported if they contain zero mercury content.
–Current Annex II (Part A) (entry 4, point a) to the Mercury Regulation prohibits the manufacturing, import and export of triband phosphor LFLs for general lighting purposes of < 60 W with Hg content > 5 mg per lamp burner.
As a follow-up to the adoption of Commission Delegated Directive (EU) 2022/284 22 amending Annex III (entries 2(a), 2(a) i, 2(a)(2), 2(a)(3), 2(a) i and 2(a)(5)) to the RoHS Directive, as from 24 February 2023 or 24 August 2023, all triband phosphor LFLs for general lighting purposes can only be placed on the Union market and imported if they contain zero mercury content.
–Whereas current Annex II to the Mercury Regulation does not cover non-linear triband phosphor fluorescent lamps, Commission Delegated Directive (EU) 2022/282 23 amending Annex III (entry 2(b)(3)) to the RoHS Directive only allows, as from 24 February 2025, the placing on the EU market and import of such lamps if they contain zero mercury content.
–Current Annex II (Part A) (entry 4, point b) to the Mercury Regulation prohibits the manufacturing, import and export of halophosphate phosphor (LFLs) of < 40 watts with Hg content > 10 mg per lamp burner.
Annex III (entry 2(b)(1)) to the RoHS Directive only allows, as from 13 April 2012, the placing on the Union market and import of linear halophosphate phosphor lamps with tube diameter > 28 mm (e.g., T10 and T12) if they contain zero mercury content.
–Whereas current Annex II to the Mercury Regulation does not cover non-linear halophosphate phosphor fluorescent lamps, Annex III (entry 2(b)(2)) to the RoHS Directive only allows, as from 13 April 2016, the placing on the EU market and import of non-linear halophosphate phosphor lamps if they contain zero mercury content.
–Whereas current Annex II to the Mercury Regulation does not cover high pressure sodium (vapour) lamps (HPS), Commission Delegated Directive (EU) 2022/283 24 amending Annex III (entries 4(b)(I), 4(b)(II) and 4(b)(III)) to the RoHS Directive only allows, as from 24 February 2023, the placing on the EU market and import of HPS with improved colour rendering index Ra > 60: P ≤ 155 W, > 60: 155 W < P ≤ 405 W or > 60: P > 405 W if they contain zero mercury content.
In addition, not only does the proposal aim at ensuring coherence within Union law on MAPs, but it also seeks to implement Decision MC-4/3 of the Minamata Convention adopted by Parties at the fourth meeting of the Conferences of the Parties to that Convention in March 2022 (hereafter, ‘COP4’), amending, inter alia, Annex A (Part I) to the Convention on the list of other MAPs that are subject to a manufacture and international trade prohibition 25 .
De facto, in aligning Annex II of the Mercury Regulation with RoHS, this proposal includes into that Regulation lamps covered by Decision MC-4/3 (paragraph 5) to be considered at COP5 (November 2023), thereby putting the Union in a leadership position for future international negotiations. This concerns the following lamps:
·Halophosphate phosphor LFLs> 40 watts;
·Halophosphate phosphor LFLs ≤ 40 watts with a Hg content not exceeding 10 mg per lamp;
·Triband phosphor LFLs < 60 watts with a Hg content not exceeding 5 mg/lamp
Whilst, thanks to the mandate to align Annex II of the Mercury Regulation with RoHS, this proposal therefore covers the three above-mentioned entries irrespective of Decision MC-4/3 paragraph 5, this decision remains relevant regarding the phase-out dates. Hence, this initiative proposes the most ambitious phase-out dates envisaged under paragraph 5 for these products and in doing so demonstrates the continuous ambition of the EU under Minamata, reflected by the formal proposal made by the Union ahead of COP4 26 and the relevant negotiating mandate 27 provided by the Member States to the Commission.
Furthermore, this proposal also complements Decision MC-4/3 (paragraph 1) which added eight new MAPs to Annex A (Part I) to the Minamata Convention, including CFLi for general lighting purposes that are ≤ 30 watts with a Hg content not exceeding 5 mg per lamp burner. These products will be prohibited from being manufactured, imported and exported as from 1 January 2026. This is transposed into Annex II (Part A) to the Mercury Regulation by means of the concomitantly proposed Commission Delegated Regulation 28 . The use of a Delegated Act is justified as per Article 20 of the Mercury Regulation.
Considering the above, objectives of this proposal are:
(i) extend the prohibition to use dental amalgam to include all members of the population in the Union as from 1 January 2025 (total phase-out), whilst safeguarding the right of the dental practitioners to still use it when deemed strictly necessary for addressing specific medical needs of the patient (e.g., allergies, moisture control issues etc.).
(ii) set a prohibition on the manufacturing in the Union and export of dental amalgam as from 1 January 2025.
(iii) make the following six additional MAPs subject to a manufacturing, import and export prohibition by adding them to Annex II:
·CFLs for general lighting purposes, not yet covered by Annex II nor by the concomitant amendment to Annex II resulting from above-cited Delegated Act;
·Triband phosphor LFLs for general lighting purposes not yet covered by Annex II;
·Halophosphate phosphor LFLs for general lighting purposes not yet covered by Annex II;
·Non-linear triband phosphor lamps for general lighting purposes;
·Non-linear halophosphate phosphor lamps;
·HPS lamps for general lighting purposes.
This proposal does not introduce an EU-wide obligation for Member States and operators to equip crematoria with mercury emissions abatement technology. While the Commission assessed the need for the Union to regulate the associated mercury emissions from crematoria in compliance with requirements set in Article 19 of the Regulation, the assessment concluded that the costs and administrative burdens would not be proportionate vis-à-vis the environmental objectives pursued and also unevenly spread across Member States (see also Section 3).
·Consistency with existing policy provisions in the policy area
The Mercury Regulation does not apply in isolation, but in combination with mercury provisions established in other Union instruments setting specific controls on inter alia mercury emissions to air and water 29 , including from industrial installations 30 , the temporary storage of mercury waste 31 and the mercury content in seafood 32 . As specified above, the set of Union instruments and provisions on mercury aim at achieving a mercury-free Europe.
This proposal contributes to this policy objective by adding further restrictions on mercury use in certain MAPs, i.e. dental amalgam and mercury-containing lamps. In doing so, it increases the internal consistency of Union law on MAPs by complementing the prohibition to place on the Union market and to import the concerned mercury-containing lamps established under the RoHS Directive with a ban on the manufacture in the EUnion and export of such lamps.
There is also a parallelism established between the Mercury Regulation and Regulation (EU) No 649/2012 concerning the export and import of hazardous chemicals (PIC Regulation) 33 since the content of Annex II to the Mercury Regulation is systematically included in Annex V (Part 2) to the PIC Regulation for consistency purposes. It implies that amendments to Annex II to the Mercury Regulation stemming from this proposal will then be integrated into Annex V ((Part 2) to PIC Regulation, once adopted by the co-legislators.
·Consistency with other Union policies
This initiative contributes to implementing the 2020 EU Chemicals Strategy for Sustainability and 2021 EU Zero Pollution Action Plan (ZPAP) adopted under the European Green Deal (EGD).
Under those policy documents, the Commission calls notably for banning the most harmful chemicals in consumer products and has pledged to ‘lead by example, and, in line with international commitments, ensure that hazardous chemicals banned in the European Union are not produced for export, including by amending relevant legislation if and as needed’, hence reducing its external pollution footprint (flagship 8 of the ZPAP).
Additionally, this initiative contributes to the implementation within the Union of two Sustainable Development Goals (SDGs) i.e., good health and well-being ensuring healthy lives and promoting well-being for all ages (Goal 3) and ensuring sustainable consumption and production patterns (Goal 12) 34 , as well as to the EU decarbonisation agenda by promoting the substitution of mercury-containing lamps with more energy-efficient lighting alternatives, i.e., light-emitting diode (LED) lamps.
·Legal basis
The main objective and content of the envisaged act relate to the protection of the environment and human health. Thus, the substantive legal basis of the proposed Regulation is Article 192 i TFEU.
·Subsidiarity (for non-exclusive competence)
This initiative stems directly from Article 19 of the Mercury Regulation. Paragraph 3 of this provision stipulates that the Commission shall, if appropriate, present a legislative proposal together with its report referred to in paragraph 1.
As stated above, the Review Report concluded on the necessity of Union action to, inter alia, establish a complete EU phase-out of the use of dental amalgam and to align Union legislation on MAPs. Whilst this can be achieved by Member States but considering the nature of the measures to be taken (i.e., uniform prohibition on the use of dental amalgam, alignment of EU law on MAPs), would be more effective and efficient if undertaken at Union level.
Mercury pollution is transboundary, travelling across national borders, both between Member States and across the frontiers of the Union. Hence appropriate and effective pollution control can be achieved more quickly and efficiently at Union level compared to Member States acting alone in an uncoordinated manner.
Action at Union level would allow establishing a more consistent and clearer legal framework by addressing all sides of the issue from manufacturing to export. Clear and precise EU-wide rules would enable concerned individuals and legal persons to ascertain the full extent of their rights and obligations.
The Union has always been an instrumental player at global level, advocating the rapid phase-out of all mercury uses and trade. Union law that is coherent with this policy will therefore strengthen the credibility of the Union and generate a positive impact on health and environment at international level.
·Proportionality
The Impact Assessment document accompanying this proposal contains an environmental, economic and social assessment of each policy option. The content of this proposal takes full account of the outcome of this analysis. The proposed phase-out of the use, manufacture and export of dental amalgam and the proposed prohibition on the manufacture, import and export of relevant mercury-containing lamps are deemed to be proportionate. By providing for the above-mentioned phase-out and prohibition, this proposal does not go beyond what is necessary to achieve the environmental objective being pursued, i.e., a mercury-free Europe, which will no longer export MAPs for which toxic-free and more energy-efficient alternatives are available.
The assessment of the policy option consisting in regulating mercury emissions from crematoria based on an obligation to make use of abatement technology concluded that the associated costs and administrative burdens would not be proportionate to the pursued objectives and, therefore, the option is not retrieved in this proposal.
·Choice of the instrument
Considering that the Union instrument that is being amended is a Regulation, the proposal takes the form of a Regulation.
·Stakeholder consultations
In the framework of the development of the Impact Assessment, a range of different consultation activities were organised between December 2021 and September 2022 to engage with stakeholders. Key stakeholders were consulted through a targeted questionnaire containing specialised questions in the three areas of interest (dental amalgam, mercury emissions from crematoria and MAPs), follow-up interviews, two consultation workshops and a focus group. All other relevant stakeholders were consulted through the public consultation questionnaire hosted on the “Have Your Say” portal. The main input received on the three problem areas is outlined below:
As regards dental amalgam, over 70% of the consulted stakeholders believe that an EU-wide discontinuation of dental amalgam would require a general phase-out, while 28% believe a gradual phase-down to be chosen by each Member State according to national priorities and conditions would be appropriate. Based on the results of the Online Public Consultation (OPC), citizens, civil society organisations, environmental non-governmental organisations (NGOs) and associations of environmental dental practitioners broadly support a dental amalgam phase-out by 2025. Business associations and dental practitioners highlighted the need to ensure that the lower-income populations have access to alternative solutions including a full range of dental hygiene prevention measures and that due account is taken of specific medical needs of patients. A handful of organisations voiced concerns about an early phase-out, indicating that trends in oral health prevention and campaigning may suffice to naturally reduce dental amalgam use.
Concerning associated emissions of mercury from crematoria, there is a general understanding among stakeholders that they are directly linked to the continued use of dental amalgam and the majority of respondents supported EU-wide policy to control mercury emissions from crematoria.
Mercury-added products: Business associations, Member State authorities and NGOs agree that, within the context of the Minamata Convention, the Union has a responsibility to continue showing global leadership in phasing out anthropogenic sources of mercury. In this respect, restrictions on the manufacture and international trade of MAPs are a key element, in particular when alternatives are economically and technically feasible. All NGOs voiced a strong opinion that the Union should stop producing and exporting MAPs, which are already banned on the internal market, as this is a practice that directly contradicts the objectives of the EGD. Business associations supported globally harmonised actions but expressed a preference for an international prohibition in light of demand in and supply by third countries.
·Collection and use of expertise
Under framework contract (FWC) ENV.F.1/FRA/2019/0001, the European Commission contracted an external consultant to carry out a specific contract assisting with the Impact Assessment for the Review of the Mercury Regulation.
·Impact assessment
An impact assessment was carried out 35 , which resulted in a positive opinion from the Regulatory Scrutiny Board of 24 March 2023 36 .
On the use of dental amalgam, the Impact Assessment concluded that the preferred policy option is to introduce an EU-wide obligation to phase-out the use of dental amalgam as from 2025, given that (i) it would lead to the greatest environmental and health benefits, including in terms of reductions in mercury emissions from crematoria, (ii) this timeframe is implementable as demonstrated by those Member States that have already phased out or plan to phase out dental amalgam use and the overall declining trend in dental amalgam use, (iii) the cost difference between dental amalgam and mercury-free alternatives is expected to narrow with greater demand and innovation, (iv) it would ensure a uniform phase-out across all Member States and hence place the Union in a first-mover leadership role in relation to future international negotiations within the Minamata Convention and the Union’s future market competitiveness, (v) this prohibition would contribute to meeting the objectives set out under the EGD, the Zero Pollution Action Plan and the Chemicals Strategy for Sustainability.
The economic impacts of a phase-out of the use of dental amalgam by 2025 are expected to be small as only four of the former 23 EU-based dental amalgam manufacturers have not yet announced that they have ceased their production (however, their certifications will expire in 2023), highlighting that there has already been a steady transition towards a phase-out in recent years with the availability of mercury-free alternatives. Limited additional costs associated with a transition to affordable alternatives are expected to be covered by social security systems and/or private healthcare.
As regards mercury emissions from crematoria, the Impact Assessment concluded that a policy option consisting in a legal obligation to equip crematoria (regardless of their capacity) with mercury emissions abatement technology (i) would not or only marginally be cost-beneficial and not lead to significant environmental benefits, (ii) if applied to all crematoria, would place considerable economic pressure on small and medium size enterprises (SMEs) operating crematoria with low capacity, (iii) would result in significant administrative burden on operators and competent authorities and (iv) would decrease in efficiency and effectiveness especially when considering it in combination with a dental amalgam phase-out.
The policy option consisting in the development by the Commission of a non-legally binding guidance document was therefore retained as the preferred policy option. The Commission will prepare this guidance document after adoption of the proposal to amend the Mercury Regulation. It is therefore not part of this initiative.
Concerning the manufacture and export of dental amalgam, the Impact Assessment concluded that the preferred policy option is the establishment of an obligation to ban this manufacture and export. This ban would take place as from 2025 to align it with the proposed phase-out of its use. An export ban of dental amalgam to third countries will likely result in increased demand for mercury-free alternative filling materials for which the Union has a growing market.
Regarding the manufacture, import and export of the other concerned MAPs, i.e., mercury-containing lamps, the Impact Assessment concluded that the preferred policy option is the introduction in the Mercury Regulation of an EU-wide prohibition of the manufacture and export of mercury-containing lamps which are prohibited from being placed on the internal market, thanks to the RoHS Directive. The phase-out dates would be 2026 and 2028 based on the earliest phase-out dates retained for negotiations at COP5 to the Minamata Convention on Mercury (see above). An EU-wide ban would allow the Union to take immediate action and to further decrease export of MAPs independently from the unpredictable outcome of future negotiations under the Minamata Convention. Such an action is a strong signal to third countries and ensures upholding the Union’s market competitiveness and credibility vis-à-vis the objectives set out in the EGD, the Zero Pollution Action Plan and EU Chemicals Strategy for Sustainability.
The impacts of such a manufacturing and export ban are expected to be small as it concerns only four manufacturers across the Union who have to a large extent converted their production lines focussing on LEDs. Furthermore, it would allow the Union to reduce its contribution to the mercury stock in line with its commitments to reduce its external pollution footprint under in particular the EGD, the Zero Pollution Action Plan and the EU Chemicals Strategy for Sustainability and strengthen internal coherence of Union law on MAPs.
·Regulatory fitness and simplification
In line with the Commission’s commitment to better regulation, this proposal has been prepared inclusively, based on full transparency and continuous engagement with stakeholders with due regard to avoiding unnecessary burdens. It is based on the best available evidence, referenced in the Impact Assessment accompanying this proposal, and expert knowledge taking into account the external feedback. The Mercury Regulation does not currently impose reporting (and associated reporting costs) on operators of crematoria, dental practitioners or MAPs producers. Member State Authorities report on the implementation of the Regulation, and the approximate annual administrative burden of this overall reporting is low (30 000 – 100 000 EUR/p.a. for the whole Union) and is based on data that should already be available to authorities.
·Fundamental rights
The proposal respects fundamental rights, in particular those in the Charter of Fundamental Rights of the European Union. It also contributes to the right to a high level of environmental protection in line with the principle of sustainable development, as laid down in Article 37 of the Charter.
Contents
- BUDGETARY IMPLICATIONS
- 2.LEGAL BASIS, SUBSIDIARITY AND PROPORTIONALITY
- 3.RESULTS OF EX-POST EVALUATIONS, STAKEHOLDER CONSULTATIONS AND IMPACT ASSESSMENTS
- 5.OTHER ELEMENTS
- CLFs for general lighting purposes not already covered by entries 3 and 3a
- Triband phosphor LFLs for general lighting purposes not already covered by entry 4, point (a)
- Halophosphate phosphor LFLs for general lighting purposes not already covered by entry 4, point (b)
- Non-linear triband phosphor lamps
- Non-linear halophosphate phosphor lamps
- HPS lamps for general lighting purposes