Annexes to COM(2007)859 - Statistical returns in respect of carriage of goods and passengers by sea (Recast) - Main contents

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dossier	COM(2007)859 - Statistical returns in respect of carriage of goods and passengers by sea (Recast).
document	COM(2007)859
date	June 26, 2009

Annex IX, Part A.

(4) OJ L 184, 17.7.1999, p. 23.

(5) OJ L 87, 31.3.2009, p. 164.

ANNEX I

VARIABLES AND DEFINITIONS

1. Statistical Variables

(a) Cargo and passenger information

—	Gross weight of goods in tonnes,

—	type of cargo, according to the nomenclature shown in Annex II,

—	description of the goods, using the nomenclature shown in Annex III,

—	reporting port,

—	direction of movement, whether inwards or outwards,

—

for inward cargo: the port of loading (i.e. the port in which the cargo was loaded on to the ship in which it arrived in the reporting port) using individual ports in the European Economic Area (EEA) countries shown in the port list, and the maritime coastal areas outside the EEA countries, shown in Annex IV,

—	for outward cargo: the port of unloading (i.e. the port in which the cargo is to be unloaded from the ship in which it left the reporting port) using individual ports in the EEA countries shown in the port list, and the maritime coastal areas outside the EEA countries, shown in Annex IV,

—	number of passengers starting or finishing a voyage as well as number of cruise passengers on a cruise passenger excursion.

For goods carried in containers or ro-ro units, the following additional particulars shall be provided:

—	total number of containers (with and without cargo),

—	number of containers without cargo,

—	total number of mobile (ro-ro) units with and without cargo,

—	number of mobile (ro-ro) units without cargo.

(b) Information on the vessel

—	Number of vessels;

—	deadweight of vessels or gross tonnage;

—	country or territory of registration of vessels, using the nomenclature shown in Annex V;

—	type of vessels, using the nomenclature shown in Annex VI;

—	size of vessels, using the nomenclature shown in Annex VII.

2. Definitions

(a)

‘Freight container’ means an article of transport equipment:

1.	of a permanent nature and accordingly strong enough to be suitable for repeated use;

2.	specially designed to facilitate the carriage of goods by one or more modes of transport, without intermediate reloading;

3.	fitted with devices permitting its ready handling, particularly its transfer from one mode of transport to another;

4.	so designed as to be easy to fill and empty;

5.	having a length of 20 feet or more.

(b)

‘Ro-ro unit’ means wheeled equipment for carrying cargo, such as a truck, trailer or semi-trailer, which can be driven or towed on to a vessel. Port or ships' trailers are included in this definition. Classifications should follow United Nations ECE Recommendation No 21 ‘Codes for types of cargo, packages and packaging materials’.

(c)	‘Container cargo’ means containers with or without cargo which are lifted on or off the vessels which carry them by sea.

(d)	‘Ro-ro cargo’ means goods, whether or not in containers, on ro-ro units, and ro-ro units which are rolled on and off the vessels which carry them by sea.

(e)	‘Gross weight of goods’ means the tonnage of goods carried, including packaging but excluding the tare weight of containers or ro-ro units.

(f)

‘Deadweight (DWT)’ means the difference in tonnes between the displacement of a ship on summer load-line in water with a specific gravity of 1,025 and the total weight of the ship, i.e. the displacement in tonnes of a ship without cargo, fuel, lubricating oil, ballast water, fresh water and drinking water in the tanks, usable supplies as well as passengers, crew and their possessions.

(g)	‘Gross tonnage’ means the measure of the overall size of a ship determined in accordance with the provisions of the International Convention on Tonnage Measurement of Ships, 1969.

(h)	‘Cruise passenger’ means a sea passenger making a sea journey on a cruise ship. Passengers on day excursions are excluded.

(i)

‘Cruise ship’ means a passenger ship intended to provide passengers with a full tourist experience. All passengers have cabins. Facilities for entertainment aboard are included. Ships operating normal ferry services are excluded, even if some passengers treat the service as a cruise. In addition, cargo-carrying vessels able to carry a very limited number of passengers with their own cabins are also excluded. Ships intended solely for day excursions are also excluded.

(j)	‘Cruise passenger excursion’ means a short visit by a cruise passenger to a tourist attraction associated with a port while retaining a cabin on board.

ANNEX II

TYPE OF CARGO CLASSIFICATION

Category (1)	Code 1 digit	Code 2 digits	Description	Tonnage	Number
Liquid bulk	1	1X	Liquid bulk goods (no cargo unit)	X
11	Liquefied gas	X
12	Crude oil	X
13	Oil products	X
19	Other liquid bulk goods	X
Dry bulk	2	2X	Dry bulk goods (no cargo unit)	X
21	Ores	X
22	Coal	X
23	Agricultural products (e.g. grain, soya, tapioca)	X
29	Other dry bulk goods	X
Containers	3	3X	Large containers	X (2)	X
31	20 ft freight units	X (2)	X
32	40 ft freight units	X (2)	X
33	Freight units > 20 ft and < 40 ft	X (2)	X
34	Freight units > 40 ft	X (2)	X
Roll-on roll-off (self-propelled)	5	5X	Mobile self-propelled units	X	X
51	Road goods vehicles and accompanying trailers	X (2)	X
52	Passenger cars, motorcycles and accompanying trailers/caravans		X (3)
53	Passenger buses		X (3)
54	Trade vehicles (including import/export motor vehicles)	X	X (3)
56	Live animals on the hoof	X	X (3)
59	Other mobile self-propelled units	X	X
Roll-on roll-off (non-self-propelled)	6	6X	Mobile non-self-propelled units	X	X
61	Unaccompanied road goods trailers and semi-trailers	X (2)	X
62	Unaccompanied caravans and other road, agricultural and industrial vehicles		X (3)
63	Rail wagons, shipborne port-to-port trailers, and shipborne barges engaged in goods transport	X (2)	X
69	Other mobile non-self-propelled units	X	X
Other general cargo (including small containers)	9	9X	Other cargo, not elsewhere specified	X
91	Forestry products	X
92	Iron and steel products	X
99	Other general cargo	X

(1) These categories are consistent with United Nations ECE Recommendation No 21.

(2) The quantity recorded is the gross weight of the goods including packaging but excluding the tare weight of containers and ro-ro units.

(3) Only total number of units.

ANNEX III

NST 2007

Division	Description
01	Products of agriculture, hunting, and forestry; fish and other fishing products
02	Coal and lignite; crude petroleum and natural gas
03	Metal ores and other mining and quarrying products; peat; uranium and thorium
04	Food products, beverages and tobacco
05	Textiles and textile products; leather and leather products
06	Wood and products of wood and cork (except furniture); articles of straw and plaiting materials; pulp, paper and paper products; printed matter and recorded media
07	Coke and refined petroleum products
08	Chemicals, chemical products, and man-made fibres; rubber and plastic products; nuclear fuel
09	Other non-metallic mineral products
10	Basic metals; fabricated metal products, except machinery and equipment
11	Machinery and equipment n.e.c.; office machinery and computers; electrical machinery and apparatus n.e.c.; radio, television and communication equipment and apparatus; medical, precision and optical instruments; watches and clocks
12	Transport equipment
13	Furniture; other manufactured goods n.e.c.
14	Secondary raw materials; municipal wastes and other wastes
15	Mail, parcels
16	Equipment and material utilised in the transport of goods
17	Goods moved in the course of household and office removals; baggage transported separately from passengers; motor vehicles being moved for repair; other non-market goods n.e.c.
18	Grouped goods: a mixture of types of goods which are transported together
19	Unidentifiable goods: goods which for any reason cannot be identified and therefore cannot be assigned to groups 01-16
20	Other goods n.e.c.

ANNEX IV

MARITIME COASTAL AREAS

The nomenclature to be used is the Geonomenclature (the nomenclature of countries and territories for the external trade statistics of the Community and statistics of trade between Member States, drawn up in accordance with Article 9 of Council Regulation (EC) No 1172/95 of 22 May 1995 on the statistics relating to the trading of goods by the Community and its Member States with non-member countries (1)) in force in the year to which the data refer.

The code consists of four digits: the ISO alpha 2 standard code for each country from the abovementioned nomenclature, followed by two zeros (e.g. code GR00 for Greece), except for countries which are divided into two or more maritime coastal areas, which are identified by a fourth digit other than zero (from 1 to 7), as below:

Code	Maritime coastal areas
FR01	France: Atlantic and North Sea
FR02	France: Mediterranean
FR03	French overseas departments: French Guiana
FR04	French overseas departments: Martinique and Guadeloupe
FR05	French overseas departments: Réunion
DE01	Germany: North Sea
DE02	Germany: Baltic
DE03	Germany: Inland
GB01	United Kingdom
GB02	Isle of Man
GB03	Channels Islands
ES01	Spain: Atlantic (North)
ES02	Spain: Mediterranean and Atlantic (South), including the Balearic and Canary Islands
SE01	Sweden: Baltic
SE02	Sweden: North Sea
TR01	Turkey: Black Sea
TR02	Turkey: Mediterranean
RU01	Russia: Black Sea
RU02	Russia: Baltic
RU03	Russia: Asia
MA01	Morocco: Mediterranean
MA02	Morocco: West Africa
EG01	Egypt: Mediterranean
EG02	Egypt: Red Sea
IL01	Israel: Mediterranean
IL02	Israel: Red Sea
SA01	Saudi Arabia: Red Sea
SA02	Saudi Arabia: Gulf
US01	United States of America: Atlantic (North)
US02	United States of America: Atlantic (South)
US03	United States of America: Gulf
US04	United States of America: Pacific (South)
US05	United States of America: Pacific (North)
US06	United States of America: Great Lakes
US07	Puerto Rico
CA01	Canada: Atlantic
CA02	Canada: Great Lakes and Upper Saint Lawrence
CA03	Canada: West Coast
CO01	Colombia: North Coast
CO02	Colombia: West Coast
	With the additional codes
ZZ01	Offshore installations
ZZ02	Aggregates and not elsewhere specified

(1) OJ L 118, 25.5.1995, p. 10.

ANNEX V

NATIONALITY OF REGISTRATION OF VESSELS

The nomenclature to be used is the Geonomenclature (the nomenclature of countries and territories for the external trade statistics of the Community and statistics of trade between Member States drawn up in accordance with Article 9 of Regulation (EC) No 1172/95) in force in the year to which the data refer.

The code consists of four digits: the ISO alpha 2 standard code for each country from the above-mentioned nomenclature, followed by two zeros (e.g. code GR00 for Greece), except for countries with more than one register which are identified by a fourth digit other than zero, as below:

FR01	France
FR02	French Antarctic Territory (including the Kerguelen Islands)
IT01	Italy — first register
IT02	Italy — international register
GB01	United Kingdom
GB02	Isle of Man
GB03	Channel Islands
GB04	Gibraltar
DK01	Denmark
DK02	Denmark (DIS)
PT01	Portugal
PT02	Portugal (MAR)
ES01	Spain
ES02	Spain (Rebeca)
NO01	Norway
NO02	Norway (NIS)
US01	United States of America
US02	Puerto Rico

ANNEX VI

TYPE OF SHIP CLASSIFICATION (ICST-COM)

	Type	Ship categories included
10	Liquid bulk	Oil tanker Chemical tanker LG tanker Tanker barge Other tanker
20	Dry bulk	Bulk/oil carrier Bulk carrier
31	Container	Full container
32	Specialised	Barge carrier Chemical carrier Irradiated fuel Livestock carrier Vehicle carrier Other specialised
33	General cargo, non-specialised	Reefer Ro-ro passenger Ro-ro container Other ro-ro cargo Combination carrier general cargo/passenger Combination carrier general cargo/container Single-decker Multi-decker
34	Dry cargo barge	Deck barge Hopper barge Lash-seabee barge Open dry cargo barge Covered dry cargo barge Other dry cargo barge nes
35	Passenger	Passenger (excluding cruise passengers)
36	Cruise Passenger	Cruise ships only
41	Fishing	Fish catching (1) Fish processing (1)
42	Offshore activities	Drilling and exploration (1) Offshore support (1)
43	Tugs	Tugs (1) Pusher craft (1)
49	Miscellaneous	Dredgers (1) Research/survey (1) Other vessel nes (1)
XX	Unknown	Unknown type of vessel

(1) Not covered by this Directive.

ANNEX VII

VESSEL SIZE CLASSES

in deadweight (DWT) or in gross tonnage (GT)

This classification applies only to vessels with a gross tonnage of 100 or more.

Class	Lower limit	Upper limit
DWT	GT	DWT	GT
01	—	100	up to 499	up to 499
02	500	500	999	999
03	1 000	1 000	1 999	1 999
04	2 000	2 000	2 999	2 999
05	3 000	3 000	3 999	3 999
06	4 000	4 000	4 999	4 999
07	5 000	5 000	5 999	5 999
08	6 000	6 000	6 999	6 999
09	7 000	7 000	7 999	7 999
10	8 000	8 000	8 999	8 999
11	9 000	9 000	9 999	9 999
12	10 000	10 000	19 999	19 999
13	20 000	20 000	29 999	29 999
14	30 000	30 000	39 999	39 999
15	40 000	40 000	49 999	49 999
16	50 000	50 000	79 999	79 999
17	80 000	80 000	99 999	99 999
18	100 000	100 000	149 999	149 999
19	150 000	150 000	199 999	199 999
20	200 000	200 000	249 999	249 999
21	250 000	250 000	299 999	299 999
22	≥ 300 000	≥ 300 000	—	—
NB: If vessels with a gross tonnage of less than 100 were to be included pursuant to this Directive, they would be allocated class code ‘99’.

ANNEX VIII

STRUCTURE FOR STATISTICAL DATA SETS

The data sets specified in this Annex define the periodicity for the maritime transport statistics required by the Community. Each data set defines a cross-classification of a limited set of dimensions at different levels of the nomenclatures, aggregated across all other dimensions, for which statistics of good quality are required.

The conditions for collecting data set B1 shall be decided by the Council on a proposal from the Commission in the light of the results of the pilot study carried out during a three-year transitional period, as provided for in Article 10 of Directive 95/64/EC and concerning the feasibility and the cost to Member States and to the respondents of collecting those items of information.

SUMMARY AND DETAILED STATISTICS

—	The data sets to be provided for selected ports for goods and passengers are A1, A2, B1, C1, D1, E1, F1 and/or F2,

—	The data sets to be provided for selected ports for goods but not for passengers are A1, A2, A3, B1, C1, E1, F1 and/or F2,

—	The data sets to be provided for selected ports for passengers but not for goods are A3, D1, F1 and/or F2,

—	The data set to be provided for selected ports and for ports which are not selected (for either goods or passengers) is A3,

Data set A1	:	Seaborne transport in the main European ports by port, type of cargo and relation
Periodicity	:	quarterly

	Variables	Coding detail	Nomenclature
Dimensions	Data set	Two-character alphanumeric	A1
Reference year	Four-character alphanumeric	(e.g. 1997)
Reference quarter	One-character alphanumeric	(1, 2, 3, 4)
Reporting port	Five-character alphanumeric	Selected EEA ports in the port list
Direction	One-character alphanumeric	Inwards, outwards (1, 2)
Port of loading/unloading	Five-character alphanumeric	EEA-ports in the port list
Relation	Four-character alphanumeric	Maritime coastal areas, Annex IV
Type of cargo	One-character alphanumeric	Type of cargo, Annex II
Data: Gross weight of goods in tonnes.

Data set A2	:	Non-unit-load seaborne transport in the main European ports, by port, type of cargo and relation
Periodicity	:	quarterly

	Variables	Coding detail	Nomenclature
Dimensions	Data set	Two-character alphanumeric	A2
Reference year	Four-character alphanumeric	(e.g. 1997)
Reference quarter	One-character alphanumeric	(1, 2, 3, 4)
Reporting port	Five-character alphanumeric	Selected EEA ports in the port list
Direction	One-character alphanumeric	Inwards, outwards (1, 2)
Port of loading/unloading	Five-character alphanumeric	EEA-ports in the port list
Relation	Four-character alphanumeric	Maritime coastal areas, Annex IV
Type of cargo	Two-character alphanumeric	Type of cargo, (non-unit-load only) Annex II (subcategories 1X, 11, 12, 13, 19, 2X, 21, 22, 23, 29, 9X, 91, 92 and 99)
Data: Gross weight of goods in tonnes.

Data set A3	:	Data required for both selected ports and ports for which detailed statistics are not required (see Article 4(3))
Periodicity	:	annual

Variables

Coding detail

Nomenclature

Dimensions

Data set

Two-character alphanumeric

Reference year

Four-character alphanumeric

(e.g. 1997)

Reference quarter

One-character alphanumeric

(0)

Reporting port

Five-character alphanumeric

All ports in the port list

Direction

One-character alphanumeric

Inwards, outwards (1, 2)

Data:

Gross weight of goods in tonnes.

Number of passengers (excluding cruise passengers).

Number of cruise passengers starting and ending a cruise.

Number of cruise passengers on cruise passenger excursion: direction: inwards (1) only - (optional).

Data set B1	:	Seaborne transport in the main European ports, by port, type of cargo, goods and relation
Periodicity	:	annual

	Variables	Coding detail	Nomenclature
Dimensions	Data set	Two-character alphanumeric	B1
Reference year	Four-character alphanumeric	(e.g. 1997)
Reference quarter	One-character alphanumeric	(0)
Reporting port	Five-character alphanumeric	Selected EEA ports in the port list
Direction	One-character alphanumeric	Inwards, outwards (1, 2)
Port of loading/unloading	Five-character alphanumeric	EEA-ports in the port list
Relation	Four-character alphanumeric	Maritime coastal areas, Annex IV
Type of cargo	One-character alphanumeric	Type of cargo, Annex II
Commodity	Two-character alphanumeric	Goods nomenclature, Annex III
Data: Gross weight of goods in tonnes.

Data set C1	:	Unit-load seaborne transport in the main European ports, by port, type of cargo, relation and loaded status
Periodicity	:	quarterly

Variables

Coding detail

Nomenclature

Dimensions

Data set

Two-character alphanumeric

Reference year

Four-character alphanumeric

(e.g. 1997)

Reference quarter

One-character alphanumeric

(1, 2, 3, 4)

Reporting port

Five-character alphanumeric

Selected EEA ports in the port list

Direction

One-character alphanumeric

Inwards, outwards (1, 2)

Port of loading/unloading

Five-character alphanumeric

EEA-ports in the port list

Relation

Four-character alphanumeric

Maritime coastal areas, Annex IV

Type of cargo

Two-character alphanumeric

Type of cargo (container, ro-ro only) Annex II (subcategories 3X, 31, 32, 33, 34, 5X, 51, 52, 53, 54, 56, 59, 6X, 61, 62, 63 and 69)

Data:

Gross weight of goods in tonnes (type of cargo: subcategories 3X, 31, 32, 33, 34, 5X, 51, 54, 56, 59, 6X, 61, 62, 63 and 69).

Number of units (type of cargo: subcategories 3X, 31, 32, 33, 34, 5X, 51, 52, 53, 54, 56, 59, 6X, 61, 62, 63 and 69).

Number of units without cargo (type of cargo: subcategories 3X, 31, 32, 33, 34, 5X, 51, 59, 6X, 61, 63 and 69).

Data set D1	:	Passenger transport in the main European ports, by relation and nationality of registration of vessel
Periodicity	:	quarterly

	Variables	Coding detail	Nomenclature
Dimensions	Data set	Two-character alphanumeric	D1
Reference year	Four-character alphanumeric	(e.g. 1997)
Reference quarter	One-character alphanumeric	(1, 2, 3, 4)
Reporting port	Five-character alphanumeric	Selected EEA ports in the port list
Direction	One-character alphanumeric	Inwards, outwards (1, 2)
Port of loading/unloading	Five-character alphanumeric	EEA-ports in the port list
Relation	Four-character alphanumeric	Maritime coastal areas, Annex IV
Nationality of registration of vessel	Four-character alphanumeric	Nationality of registration of vessels, Annex V
Data: Number of passengers excluding cruise passengers starting and ending a cruise and cruise passengers on excursion

Data set E1	:	Seaborne transport in the main European ports, by port, type of cargo, relation and nationality of registration of vessels
Periodicity	:	annual

	Variables	Coding detail	Nomenclature
Dimensions	Data set	Two-character alphanumeric	E1
Reference year	Four-character alphanumeric	(e.g. 1997)
Reference quarter	One-character alphanumeric	(0)
Reporting port	Five-character alphanumeric	Selected EEA ports in the port list
Direction	One-character alphanumeric	Inwards, outwards (1, 2)
Port of loading/unloading	Five-character alphanumeric	EEA-ports in the port list
Relation	Four-character alphanumeric	Maritime coastal areas, Annex IV
Type of cargo	One-character alphanumeric	Type of cargo, Annex II
Nationality of registration of vessel	Four-character alphanumeric	Nationality of registration of vessels, Annex V
Data: Gross weight of goods in tonnes.

Data set F1	:	European port vessel traffic in the main European ports, by port, type and size of vessels loading or unloading cargo, embarking or disembarking passengers (including cruise passengers on cruise passenger excursion)
Periodicity	:	quarterly

Variables

Coding detail

Nomenclature

Dimensions

Data set

Two-character alphanumeric

Reference year

Four-character alphanumeric

(e.g. 1997)

Reference quarter

One-character alphanumeric

(1, 2, 3, 4)

Reporting port

Five-character alphanumeric

Selected EEA ports in the port list

Direction

One-character alphanumeric

Inwards, outwards (1, 2)

Type of vessel

Two-character alphanumeric

Type of ship, Annex VI

Size of vessel DWT

Two-character alphanumeric

Deadweight size classes, Annex VII

Data:

Number of vessels;

Deadweight of vessels in tonnes.

Data set F2	:	European port vessel traffic in the main European ports, by port, type and size of vessels loading or unloading cargo, embarking or disembarking passengers (including cruise passengers on cruise passenger excursion)
Periodicity	:	quarterly

Variables

Coding detail

Nomenclature

Dimensions

Data set

Two-character alphanumeric

Reference year

Four-character alphanumeric

(e.g. 1997)

Reference quarter

One-character alphanumeric

(1, 2, 3, 4)

Reporting port

Five-character alphanumeric

Selected EEA ports in the port list

Direction

One-character alphanumeric

Inwards, outwards (1, 2)

Type of vessel

Two-character alphanumeric

Type of ship, Annex VI

Size of vessel GT

Two-character alphanumeric

Gross tonnage size classes, Annex VII

Data:

Number of vessels;

Gross tonnage of vessels.

ANNEX IX

PART A

Repealed Directive with list of its successive amendments

(referred to in Article 12)

Council Directive 95/64/EC (OJ L 320, 30.12.1995, p. 25).
Commission Decision 98/385/EC (OJ L 174, 18.6.1998, p. 1).	only Article 3
Commission Decision 2000/363/EC (OJ L 132, 5.6.2000, p. 1).	only Article 1
Regulation (EC) No 1882/2003 of the European Parliament and of the Council (OJ L 284, 31.10.2003, p. 1).	only point 20 of Annex II
Commission Decision 2005/366/EC (OJ L 123, 17.5.2005, p. 1).	only Article 1
Commission Regulation (EC) No 1304/2007 (OJ L 290, 8.11.2007, p. 14).	only Article 1

PART B

Time limit for transposition into national law

(referred to in Article 12)

Directive	Time limit for transposition
95/64/EC	31 December 1996

ANNEX X

CORRELATION TABLE

Directive 95/64/EC	This Directive
Article 1	Article 1
Article 2(1), first subparagraph	Article 2, point (a), first subparagraph
Article 2(1), second subparagraph, points (a) and (b)	Article 2, point (a), second subparagraph, points (i) and (ii)
Article 2(1), third subparagraph	Article 2, point (a), third subparagraph
Article 2(2) to (5)	Article 2, points (b) to (e)
Article 3	Article 3
Article 4(1)	Article 4(1)
Article 4(2), first subparagraph	Article 4(2), first subparagraph
Article 4(2), second subparagraph	—
Article 4(2), third subparagraph	Article 4(2), second subparagraph
Article 4(3)	Article 4(3)
Articles 5, 6 and 7	Articles 5, 6 and 7
Article 8(1)	Article 8
Article 8(2)	—
Article 9	Article 9
Article 10	—
Article 11	—
Article 12	—
Article 13(1) and (2)	Article 10(1) and (2)
—	Article 10(3)
Article 13(3)	—
Article 14(1)	—
Article 14(2)	Article 11
—	Article 12
Article 15	Article 13
Article 16	Article 14
Annexes I to VIII	Annexes I to VIII
—	Annex IX
—	Annex X