Annexes to COM(2005)670 - Thematic Strategy on the sustainable use of natural resources - Main contents
Please note
This page contains a limited version of this dossier in the EU Monitor.
dossier | COM(2005)670 - Thematic Strategy on the sustainable use of natural resources. |
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document | COM(2005)670 ![]() |
date | December 21, 2005 |
Non-legislative approaches, such as the Integrated Product Policy[9] (IPP), have been developed specifically to reduce the negative environmental impacts of products across their life cycle, including production, use and disposal. The Environmental Technology Action Programme[10] (ETAP), likewise, has identified numerous ways in which environmental technologies can reduce the negative environmental impacts of production and consumption.
The life-cycle thinking can be usefully applied across various policy fields. All of these policies affect resource use and therefore need to further integrate resource use issues and their negative impacts in a coordinated way. For example, in the transport field the White Paper on the European Transport Policy[11] fixed as objective the promotion of modal split to environmental friendly modes of transport. In the energy field measures in the main energy consuming sector (in particular buildings and transport) have been taken, whose implementation will result in major improvements in environmental impacts. Recent reforms in certain policy areas, particularly the fisheries and farming sectors, have gone a long way towards taking the environmental impacts of resource use into consideration. Indeed, the Sustainable Development Strategy was adopted in response to this need for consistent, joined-up policy making across economic, social and environment fields.
The Commission intends to develop sectoral initiatives for specific economic sectors in the context, inter alia , of the EU Strategy for Growth and Jobs, together with initiatives announced in its recent Communication on industrial policy[12]. This would contribute not only to strengthening competitiveness and overall performance, but as well to reduced negative environmental impacts. Pursuing enhanced eco-efficiency may also act as a driver for innovation, improved productivity and hence competitiveness and growth (see Annex 4).
The Commission’s integrated impact assessments, which consider the economic, social and environmental impacts of different policy options for major policy proposals, will be an important means of applying the life-cycle thinking[13]. At the national level, Member States can use the outcomes of environmental impact assessments[14] as well as of strategic environmental assessments[15] to reduce the negative environmental impacts of resource use of individual projects or plans, programmes and policies.
5. NEW INITIATIVES – LAYING THE FOUNDATIONS FOR THE NEXT 25 YEARS
New initiatives are called for at all levels of governance – at EU, national and international level – if this strategy is to be successfully implemented.
At EU level, this will entail a concerted effort to build the knowledge base, to develop indicators that can be used in policy discussions and to launch sectoral initiatives with economic operators. Given the strong global dimension of EU resource use and the need for EU policymakers to take this into account, an international expert forum will be set up to look at global aspects of resource use and its negative environmental impacts.
5.1. Building the knowledge base – a Data Centre for policy-makers to enhance and improve the knowledge base on resource use and its environmental impacts
In certain cases there is a paucity of information about the complex causal relationships underlying diffuse pollution and resource use. Information is not readily accessible in a usable form for policymakers. Various data and information providers - within the Commission DG Eurostat, the Joint Research Centre (DG JRC) and the Directorate-General for Research (DG RTD), as well as the European Environment Agency (EEA), the Intelligent Energy Executive Agency, national institutes, universities and commercial sources – are involved in analysing resource use. However, the exchange of information is not always optimal.
The gaps and overlaps point to the need for a Data Centre for natural resources, a lead or central service to act as an “information hub” bringing together all available, relevant information, to monitor and analyse it and to provide policy relevant information to decision makers. By pulling together existing basic data, knowledge, scientific expertise and networking capabilities of the aforementioned providers, the Commission will address the Environment Council’s call to “improve the quality of information by a strategic European capacity for the gathering and pooling of knowledge about resource use and impacts and related policy assessment, in order to decide which impacts to tackle and to develop options on how they can be reduced in a growing economy”[16].
The information providers will also have a role in other components of the strategy: developing and consolidating suitable indicators for measuring the strategy’s progress, assisting Member States in the development of the concrete actions plans needed for delivering on the strategy’s objectives, supporting the International Panel in its tasks, and every five years, starting in 2010, drafting a status report on the implementation of the strategy to be fed into the Commission’s review process.
Research and development at all levels, including international, European, national and industrial programmes and projects, can play a multiple role in developing and implementing the strategy. The Seventh Research Framework Programme[17] will put greater emphasis on developing tools for assessing environmental, economic and social impacts.
5.2. Measuring progress – developing indicators
Working towards the strategy’s objective demands that progress be measured adequately, and that the information be available to policymakers and citizens. Further development of a set of indicators is needed, building on the substantial work already undertaken in the fields of environmental accounting, material flow accounting and life cycle inventories. By 2008, the Commission will develop:
- indicators to measure progress in efficiency and productivity in the use of natural resources, including energy,
- resource-specific indicators to evaluate how negative environmental impacts have been decoupled from resource use, and
- an overall indicator to measure progress in reducing the ecological stress of resource use by the EU (eco-efficiency indicator).
Ideally, all indicators will be as aggregated as possible, easily understandable and built on existing work at Member State, EU and international level (see Annex 3). In case aggregation fails (for instance due to methodological or technical difficulties) the underlying baskets will be used instead to measure progress towards sustainable use of natural resources[18]. The indicators will also help to identify the uses of natural resources that contribute most to negative environmental impacts. They will also help to prioritise policymaking, in particular in determining the sectors that should be engaged in the development of sectoral initiatives. In an initial phase, the Commission will build on the preliminary results of existing studies.
5.3. The internal dimension – Member States and the High-Level Forum
Many of the actions needed to implement this strategy can be best taken at national level. Aside from agriculture and fisheries, most natural resource policies do not fall under exclusive Community competence. The Member States have certain policy tools at their disposal, such as economic instruments, that are difficult to deploy at Community level. Member States also have responsibility for education and training curricula and are better placed to pursue consumer policies aimed at changing behaviour.
The Commission proposes that each EU Member State develop national measures and programmes on the sustainable use of natural resources to achieve the strategy’s objectives. These measures and programmes should focus on resource use which has the most significant environmental impacts. Member States should also include mechanisms to monitor progress and, where possible, develop targets. Annex 5 suggests a certain number of measures that could be considered by Member States.
In order to facilitate the development of these national measures, the Commission will set up a High-Level Forum composed of senior officials responsible for the development of natural resource policy in the Member States, representatives of the Commission and, as appropriate, consumer organisations, environmental NGOs, industry, academia and other stakeholders with specific interest and expertise in the issues at hand.
In parallel, the Commission will also identify measures taken in Member States that could be usefully applied EU-wide and will invite Member States to identify environmental problems that they consider could be effectively tackled using market-based instruments, but where lack of coordinated action at EU level is seen as an obstacle to their use. The use of market-based instruments in managing natural resources will be particularly considered by the Commission in the High-Level Forum as well as in the review process for this strategy, presented in Section 7.
5.4. The global dimension – an International Panel on the sustainable use of natural resources
The attention paid to resource use is increasing at international level[19]. In particular, the OECD has set the goal of decoupling environmental pressures from economic growth[20]. The OECD/DAC has also published a joint agency paper[21] on Environmental Fiscal Reform (EFR), which underlines how EFR can contribute to more sustainable use of natural resources, and provides useful guidance for action.
Furthermore, under the DCECI[22], the Commission will propose, as of 2007, a thematic programme for environment and sustainable management of natural resources including energy.
Finally, at the World Summit on Sustainable Development in 2002, all countries committed themselves to changing unsustainable patterns of consumption and production.
To bring together and sustain this focus, this Communication suggests setting up an International Panel on the sustainable use of natural resources in cooperation with UNEP and possibly other international partners and initiatives, e.g. UNIDO and the International Energy Agency (IEA). It will assess and provide information on the global aspects of resource use and environmental impacts. The panel will (see Annex 6):
- provide independent advice to the Commission on the environmental impacts of natural resources use in a global context, also taking into account economic and social impacts;
- contribute to building the knowledge base and monitoring progress;
- develop sustainability benchmarks for extracting, harvesting, transporting and storing materials and products coming from outside the EU, to include not only material quality standards but also production quality standards, taking account of social and environmental issues;
- advise developing countries on how to develop their capacity to assess the environmental impacts of their natural resource use and resource management policies (which could then be implemented as part of co-operation programmes with third countries);
- advise on the environmental impacts of the use of natural resources in the wider global context, for example as part of the UNEP-led initiatives on sustainable production and consumption.
6. EXPECTED IMPACTS AND RESULTS
The implementation of this strategy will create the conditions for improved eco-efficient resource use and incentives for moving towards more sustainable production and consumption patterns. This will have positive impacts on the economy, particularly since these incentives will help business to innovate and to improve their competitiveness. It will allow policymakers to make more informed choices of policy options and provide the means (indicators, data) to measure progress. The Impact Assessment accompanying this Communication sets out options and assesses the impacts both of the actions set out above and actions that were not deemed appropriate.
7. REVIEW PROCESS
The Commission will review the progress made in achieving the strategy’s objective in 2010 and then every five years. This review will feed into the final evaluation of the Sixth EAP.
LEGISLATIVE FINANCIAL STATEMENT
1. NAME OF THE PROPOSAL:
Thematic Strategy on the sustainable use of natural resources (‘the strategy’).
2. ABM / ABB FRAMEWORK
Policy Area: 07 – Environment
Activity: 07 04 – Implementation of environment policy
3. BUDGET LINES
3.1. Budget lines (operational lines and related technical and administrative assistance lines (ex- B..A lines)) including headings:
07 01 04 01 - Legislation, awareness-raising and other general actions based on the Community action programmes in the field of the environment - Expenditure on administrative management.
07 04 02 – Awareness raising and other general actions based on the Community action programmes in the field of the environment.
07 02 01 – Contribution to international environmental activities
From 2007 onwards, the financial aspects relating to the objectives Data Centre and “indicators” will be included in the “LIFE +” programme. The financial aspects linked with the objective “International Panel” will be covered by the external aid instruments under Heading 4 of the proposed financial framework.
3.2. Duration of the action and of the financial impact:
The strategy has a time span of 25 years (2006-2030). The direct actions foreseen in the Communication will kick-start the process. The present LFS covers the financial aspects relative to the initial six years (2006-2011).
3.3. Budgetary characteristics :
Budget line | Type of expenditure | New | EFTA contribution | Contributions from applicant countries | Heading in financial perspective |
07 04 02 | Non-comp | Diff[23] | NO | NO | NO | No 3 |
07 02 01 | Non-comp | Diff | NO | NO | NO | No 4 |
4. SUMMARY OF RESOURCES
The needs for human and administrative resources shall be covered within the allocation granted to the managing DGs (DG Environment and others) in the framework of the annual budget procedure.
4.1. Financial Resources
4.1.1. Summary of commitment appropriations (CA) and payment appropriations (PA)
EUR million (to 3 decimal places)
Expenditure type | Section no. | Year 2006 | 2007 | 2008 | 2009 | 2010 | 2011 and later | Total |
Operational expenditure[24] - 07 04 02 |
Commitment Appropriations (CA) | 8.1 | a | 0.200 | 0.580 | 0.980 | 1.780 | 1.630 | 1.600 | 6.7706 |
Payment Appropriations (PA) | b | 0.133 | 0.427 | 0.796 | 1.460 | 1.573 | 2.381 | 6.770 |
Operational expenditure[25] - 07 04 01 |
Commitment Appropriations (CA) | 8.1 | a | 0.240 | 0.610 | 0.640 | 0.750 | 0.600 | 0.710 | 3.550 |
Payment Appropriations (PA) | b | 0.160 | 0.455 | 0.581 | 0.709 | 0.635 | 1.010 | 3.550 |
Administrative expenditure within reference amount[26] |
Technical & administrative assistance (NDA) | 8.2.4 | c | 0.150 | 0 | 0 | 0 | 0 | 0 | 0.150 |
TOTAL REFERENCE AMOUNT |
Commitment Appropriations | a+c | 0.590 | 1.190 | 1.620 | 2.530 | 2.230 | 2.310 | 10.470 |
Payment Appropriations | b+c | 0.443 | 0.881 | 1.377 | 2.169 | 2.209 | 3.391 | 10.470 |
Administrative expenditure not included in reference amount[27] |
Human resources and associated expenditure (NDA) | 8.2.5 | d | 0.783 | 0.783 | 0.783 | 0.783 | 0.783 | 0.783 | 4.698 |
Administrative costs, other than human resources and associated costs, not included in reference amount (NDA) | 8.2.6 | e | 0.002 | 0.026 | 0.056 | 0.058 | 0.058 | 0.060 | 0.260 |
Total indicative financial cost of intervention
TOTAL CA including cost of Human Resources | a+c+d+e | 1.375 | 1.999 | 2.459 | 3.371 | 3.071 | 3.153 | 15.428 |
TOTAL PA including cost of Human Resources | b+c+d+e | 1.228 | 1.690 | 2.216 | 3.010 | 3.050 | 4.234 | 15.428 |
Co-financing details
If the proposal involves co-financing by Member States, or other bodies (please specify which), an estimate of the level of this co-financing should be indicated in the table below (additional lines may be added if different bodies are foreseen for the provision of the co-financing):
EUR million (to 3 decimal places)
Co-financing body | Year n | n + 1 | n + 2 | n + 3 | n + 4 | n + 5 and later | Total |
…………………… | f |
TOTAL CA including co-financing | a+c+d+e+f |
One of the actions foreseen under the strategy (see in the present LFS point (3) in section 5.3) will be run in co-operation with UNEP and will require the setting up of a secretariat. The secretariat’s work will be funded via a “trust fund” to which different bodies and organisations may be willing to contribute. However, at this stage it is not possible to predict the level of co-financing by Member States or other bodies.
4.1.2. Compatibility with Financial Programming
X Proposal is compatible with existing financial programming.
( Proposal will entail reprogramming of the relevant heading in the financial perspective.
( Proposal may require application of the provisions of the Interinstitutional Agreement[28] (i.e. flexibility instrument or revision of the financial perspective).
4.1.3. Financial impact on Revenue
X Proposal has no financial implications on revenue
( Proposal has financial impact – the effect on revenue is as follows:
EUR million (to one decimal place)
Prior to action [Year n-1] | Situation following action |
Total number of human resources | 7.25 | 7.25 | 7.25 | 7.25 | 7.25 | 7.25 |
5. CHARACTERISTICS AND OBJECTIVES
5.1. Need to be met in the short or long term
To address the environmental concerns relative to the use of natural resources (e.g. raw materials and land), the strategy will put in place actions that will track and monitor the use of natural resources through their whole life-cycle – “from cradle to grave” – and develop the actions necessary to reduce their environmental impacts. The focus of the strategy is to identify – during the 25 year timeframe – the most serious environmental impacts related to the use of natural resources and promote solutions and actions to overcome them by increasing knowledge of them and providing easy access to it.
5.2. Value-added of Community involvement and coherence of the proposal with other financial instruments and possible synergy
Considering that the driver of resource use in Europe is economic growth, while at the same time economic growth is a major EU policy objective, the only way to achieve a reduction of environmental impacts is to de-link or decouple resource use and associated environmental impacts from its driver: economic growth, and to do so at European level. Trade in resources is significant (with EU competence) and the use of products and services are both shared competence; therefore there is a clear rationale for Community involvement.
5.3. Objectives, expected results and related indicators of the proposal in the context of the ABM framework
The strategy’s objective is to set out a series of actions that, in the longer- term, will, if used properly, allow the decoupling of environmental impacts from economic growth.
In order to do that, a number of concrete actions are foreseen:
1) Establishment of a Data Centre for knowledge purposes,
2) Development of strategy-relevant indicators,
3) Establishment of an International Panel on the sustainable use of natural resources.
More details on the expected results and their impacts are in the Communication and in the impact assessment attached to it, respectively.
5.4. Method of Implementation (indicative)
X Centralised Management
X directly by the Commission
X indirectly by delegation to:
( executive Agencies
X bodies set up by the Communities as referred to in art. 185 of the Financial Regulation
( national public-sector bodies/bodies with public-service mission
( Shared or decentralised management
( with Member states
( with Third countries
X Joint management with international organisations (please specify)
Relevant comments: Most of the measures foreseen under the strategy will be directly implemented by the Commission (launch of studies, organisation of meetings, running of service contracts etc).
However, one of the actions foreseen (the International Panel – see in the present LFS point (3) in section 5.3) will be run in co-operation with UNEP. It is initially foreseen that the Commission will give a grant to UNEP to start up the Panel's secretariat, given their knowledge and expertise in managing international secretariats in the past (e.g. the IPCC secretariat in Geneva). In a second phase the running of the secretariat may require the pooling of resources from a number of donors, for which it will not be reasonably possible or appropriate to assign the share contributed by each donor to each type of expenditure.
Another one of the actions foreseen (the Data Centre – see in the present LFS point (1) in section 5.3) will be run in co-operation with the EEA given their knowledge and expertise in natural resources and the setting up networks of experts.
6. MONITORING AND EVALUATION
6.1. Monitoring system
The Commission proposes to review the effectiveness of the strategy every five years following publication of the Communication. For this purpose the Commission will prepare a report which will be published and submitted to the institutions.
6.2. Evaluation
6.2.1. Ex-ante evaluation
The strategy has been the object of an impact assessment that will be published at the same time as adoption of the Communication.
6.2.2. Measures taken following an intermediate/ex-post evaluation (lessons learned from similar experiences in the past)
The approach of policy-making using the tool of a Thematic Strategy is a novelty of the Sixth EAP[30]. However, the measures contained in this specific strategy do not go beyond normal administrative practice (launch of studies, organisation of expert meetings, service contracts of relatively small amounts of money) for which appropriate financial safeguard procedures are in place.
6.2.3. Terms and frequency of future evaluation
The Commission proposes to review the effectiveness of the strategy every five years following publication of the Communication. For this purpose the Commission will prepare a report which will be published and submitted to the institutions.
7. Anti-fraud measures
The proposed activities only consist of expenditure on personnel, expert meetings and study contracts. The latter will be subject to the Commission’s usual control mechanisms and therefore there is no need for supplementary anti-fraud measures.
In particular, potential beneficiaries and contractors shall comply with the provisions of the Financial Regulation and provide the evidence of their financial and legal soundness. For grants, they are required to supply provisional statements of income and expenditure related to the project/activity for which funding is requested. Payments are made on the basis of the terms and conditions related to the grant agreement and on the basis of expenditure and income statements duly certified by the beneficiary and checked by the relevant service of the Commission. On the spot controls are also possible and beneficiaries are required to keep all details and supporting documents for a period of five years after the completion of the project.
8. DETAILS OF RESOURCES
8.1. Objectives of the proposal in terms of their financial cost
Commitment appropriations in EUR million (to 3 decimal places)
Included in this Table are the total human resources needed for the implementation of the strategy across different Commission’s services (e.g. DG ENV, JRC, Eurostat).[35]
8.2.2. Description of tasks deriving from the action
The tasks to be performed are within normal administrative practice and include launch of studies, organisation of expert meetings, management of service contracts, and the likes.
8.2.3. Sources of human resources (statutory)
X Posts currently allocated to the management of the programme to be replaced or extended
( Posts pre-allocated within the APS/PDB exercise for year n
( Posts to be requested in the next APS/PDB procedure
( Posts to be redeployed using existing resources within the managing service (internal redeployment)
( Posts required for year n although not foreseen in the APS/PDB exercise of the year in question
8.2.4. Other Administrative expenditure included in reference amount (XX 01 04/05 – Expenditure on administrative management)
EUR million (to 3 decimal places)
Budget line (number and heading) | Year 2006 | Year 2007 | Year 2008 | Year 2009 | Year 2010 | Year 2011 and later | TOTAL |
Other technical and administrative assistance |
- intra muros |
- extra muros | 0.150 | 0.150 |
Total Technical and administrative assistance | 0.150 | 0.150 |
8.2.5. Financial cost of human resources and associated costs not included in the reference amount
EUR million (to 3 decimal places)
Type of human resources | Year 2006 | Year 2007 | Year 2008 | Year 2009 | Year 2010 | Year 2011 and later |
Officials and temporary staff (XX 01 01) | 0.783 | 0.783 | 0.783 | 0.783 | 0.783 | 0.783 |
Staff financed by Art XX 01 02 (auxiliary, END, contract staff, etc.) (specify budget line) |
Total cost of Human Resources and associated costs (NOT in reference amount) | 0.783 | 0.783 | 0.783 | 0.783 | 0.783 | 0.783 |
Calculation– Officials and Temporary agents
Each FTE is rated at €108,000 per annum.
Calculation– Staff financed under art. XX 01 02
8.2.6 Other administrative expenditure not included in reference amount EUR million (to 3 decimal places) |
XX 01 02 11 02 – Meetings & Conferences | 0.020 | 0.050 | 0.050 | 0.050 | 0.050 | 0.220 |
XX 01 02 11 03 – Committees[37] |
XX 01 02 11 04 – Studies & consultations |
XX 01 02 11 05 - Information systems |
2 Total Other Management Expenditure (XX 01 02 11) | 0.002 | 0.026 | 0.056 | 0.058 | 0.058 | 0.060 | 0.260 |
3 Other expenditure of an administrative nature (specify including reference to budget line) |
Total Administrative expenditure, other than human resources and associated costs (NOT included in reference amount) | 0.002 | 0.026 | 0.056 | 0.058 | 0.058 | 0.060 | 0.260 |
Calculation - Other administrative expenditure not included in reference amount
It is assumed that an average mission would cost €1,000.
[1] Millennium Ecosystem Assessment, Ecosystems and Human Well-being: Synthesis, Island Press, Washington, DC, 2005, pp. 1-6 (http://www.mi汬湥楮浵獡敳獳敭瑮漮杲支⽮湩敤獡硰⤕മं佃⡍〲㔰 㐱⸱ȍ䌉䵏㈨〰⤱㈠㐶愠摮䌠䵏㈨〰⤵㘠㠵മं佃⡍〲㌰ 㜵llenniumassessment.org/en/index.aspx).
[2] COM(2005) 141.
[3] COM(2001) 264 and COM(2005) 658.
[4] COM(2003) 572.
[5] Decision No 1600/2002/EC of the European Parliament and of the Council of 22 July 2002 laying down the Sixth Community Environment Action Programme (OJ L 242, 10.9.2002, p. 1).
[6] http://www.europa.eu.int/comm/environment/natres/index.htm
[7] For an illustrative example of the decoupling process in terms of resource productivity, see Annex 1.
[8] SEC(2004) 980; http://www.ec-gis.org/inspire/
[9] COM(2003) 302.
[10] COM(2004) 38.
[11] COM(2001) 370.
[12] COM(2005) 474.
[13] COM(2002) 276.
[14] Council Directive 85/337/EEC of 27 June 1985 on the assessment of the effects of certain public and private projects on the environment, as amended.
[15] Directive 2001/42/EC of the European Parliament and of the Council of 27 June 2001 on the assessment of the effects of certain plans and programmes on the environment.
[16] Conclusions adopted by the Council (Environment) at its meeting on 28 June 2004 (doc. 10988/04 of 1.7.2004).
[17] COM(2005) 119.
[18] Examples of underlying indicators are CO2, NOx and SO2 emissions, increase in built-up land, water pollution, exceedance of critical loads of pollution, etc.
[19] For Japan see http://www.env.go.jp/en/pol/wemj/outline.pdf and for China http://eng.cciced.org/cn/ company/Tmxxb143/card143.asp?lmid=5209&siteid=1&tmid=320&flbh=143.
[20] “Environmental Strategy for the First Decade of the 21st Century”, OECD, 16 May 2001.
[21] With contributions World Bank, DFID, Commission and a number of other organisations.
[22] Development Cooperation and Economic Cooperation Instrument.
[23] Differentiated appropriations.
[24] Expenditure that does not fall under Chapter xx 01 of the Title xx concerned.
[25] Expenditure that does not fall under Chapter xx 01 of the Title xx concerned.
[26] Expenditure within article xx 01 04 of Title xx.
[27] Expenditure within chapter xx 01 other than articles xx 01 04 or xx 01 05.
[28] See points 19 and 24 of the Interinstitutional agreement.
[29] Additional columns should be added if necessary i.e. if the duration of the action exceeds 6 years.
[30] Decision No 1600/2002/EC of the European Parliament and of the Council of 22 July 2002 laying down the Sixth Community Environment Action Programme (OJ L 242, 10.9.2002, p. 1).
[31] As described under Section 5.3.
[32] Cost of which is NOT covered by the reference amount.
[33] Cost of which is NOT covered by the reference amount.
[34] Cost of which is included within the reference amount.
[35] DG ENV quota is 2.25 for A*/AD and 1 for B*/AST.
[36] Reference should be made to the specific legislative financial statement for the Executive Agency(ies) concerned.
[37] Specify the type of committee and the group to which it belongs.