Annexes to COM(2017)468 - Need to temporary exclude exchange-traded derivatives from the scope of Articles 35 and 36 of the Regulation (EU) No 600/2014 on markets in financial instruments

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annex.pdf">http://www.bis.org/publ/otc_hy1612/triensurvstatannex.pdf  

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Commission delegated regulation (EU) 2015/2205 of 6 August 2015 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the clearing obligation ; Commission delegated regulation (EU) 2016/592 of 1 March 2016 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the clearing obligation ; Commission delegated regulation (EU) 2016/1178 of 10 June 2016 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the clearing obligation.

(15)

Progressive implementation started in 21 June 2016; see ESMA's Risk Assessment on the temporary exclusion of exchange-traded derivatives from Articles 35 and 36 MiFIR, 4 April 2016, figure 11, p. 10.

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See ESMA's Risk Assessment on the temporary exclusion of exchange-traded derivatives from Articles 35 and 36 MiFIR, 4 April 2016, Table 2, p. 16.

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Articles 7 and 8 of EMIR.

(18)

ESRB response to ESMA on the temporary exclusion of exchange-traded derivatives from Articles 35 and 36 of MiFIR, 9 February 2016; p.4.

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Articles 35(6)(a) of MiFIR.

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Section 1, Articles 1 to 4, Commission delegated regulation of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties.

(21)

Section 2, Articles 5 to 8, Commission delegated regulation of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties.