Annexes to COM(2018)316 - Trade in certain goods which could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or punishment (codification)

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dossier COM(2018)316 - Trade in certain goods which could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or ...
document COM(2018)316 EN
date January 16, 2019
Annex X.

(4) Resolution 3452 (XXX) of 9 December 1975 of the General Assembly of the United Nations.

(5) Resolution 34/169 of 17 December 1979 of the General Assembly of the United Nations.

(6) Approved by Resolutions 663 C (XXIV) of 31 July 1957 and 2076 (LXII) of 13 May 1977 of the Economic and Social Council of the United Nations.

(7) Council Common Position 2008/944/CFSP of 8 December 2008 defining common rules governing control of exports of military technology and equipment (OJ L 335, 13.12.2008, p. 99).

(8) Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items (OJ L 134, 29.5.2009, p. 1).

(9) Regulation (EU) No 258/2012 of the European Parliament and of the Council of 14 March 2012 implementing Article 10 of the United Nations' Protocol against the illicit manufacturing of and trafficking in firearms, their parts and components and ammunition, supplementing the United Nations Convention against Transnational Organised Crime (UN Firearms Protocol), and establishing export authorisation, and import and transit measures for firearms, their parts and components and ammunition (OJ L 94, 30.3.2012, p. 1).

(10) Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1).

(11) Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39).

(12) OJ L 123, 12.5.2016, p. 1.

(13) Regulation (EU) No 952/2013 of the European Parliament and of the Council of 9 October 2013 laying down the Union Customs Code (OJ L 269, 10.10.2013, p. 1).

(14) Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43).


ANNEX I

LIST OF AUTHORITIES REFERRED TO IN ARTICLES 20 AND 23, AND ADDRESS FOR NOTIFICATIONS TO THE EUROPEAN COMMISSION

A. Authorities of the Member States

BELGIUM

Federale Overheidsdienst Economie, K.M.O., Middenstand en Energie
Algemene Directie Economische Analyses en Internationale Economie
Dienst Vergunningen
Vooruitgangstraat 50
B-1210 Brussel
BELGIË

Service public fédéral économie, PME, classes moyennes et énergie
Direction générale des analyses économiques et de l'économie internationale
Service licences
Rue du Progrès 50
B-1210 Bruxelles
BELGIQUE
Tel. +32 22776713, +32 22775459
Fax +32 22775063
E-mail: frieda.coosemans@economie.fgov.be
johan.debontridder@economie.fgov.be

BULGARIA

Министерство на икономиката
ул. ‘Славянска’ № 8
1052 София/Sofia
БЪЛГАРИЯ/BULGARIA

Ministry of Economy
8, Slavyanska Str.
1052 Sofia
BULGARIA
Tel. +359 29407771
Fax +359 29880727
E-mail: exportcontrol@mi.government.bg

CZECH REPUBLIC

Ministerstvo průmyslu a obchodu
Licenční správa
Na Františku 32
110 15 Praha 1
ČESKÁ REPUBLIKA
Tel. +420 224907638
Fax +420 224214558
E-mail: dual@mpo.cz

DENMARK

Annex III, No 2 and 3

Justitsministeriet
Slotsholmsgade 10
DK-1216 København K
DANMARK
Tel. +45 72268400
Fax +45 33933510
E-mail: jm@jm.dk

Annex II and Annex III, No 1

Erhvervs- og Vækstministeriet
Erhvervsstyrelsen
Eksportkontrol
Langelinie Allé 17
DK-2100 København Ø
DANMARK
Tel. +45 35291000
Fax +45 35291001
E-mail: eksportkontrol@erst.dk

GERMANY

Bundesamt für Wirtschaft und Ausfuhrkontrolle (BAFA)
Frankfurter Straße 29—35
D-65760 Eschborn
DEUTSCHLAND
Tel. +49 6196 908 2217
Fax +49 6196 908 1800
E-mail: ausfuhrkontrolle@bafa.bund.de

ESTONIA

Strateegilise kauba komisjon
Islandi väljak 1
15049 Tallinn
EESTI/ESTONIA
Tel. +372 6377192
Fax +372 6377199
E-mail: stratkom@vm.ee

IRELAND

An tAonad Ceadúnúcháin
An Roinn Gnó, Fiontar agus Nuálaíochta
23 Sráid Chill Dara
Baile Átha Cliath 2
ÉIRE
Tel. +353 16312121
Fax +353 16312562
E-mail: exportcontrol@djei.ie

Licensing Unit
Department of Jobs, Enterprise and Innovation
23 Kildare Street
Dublin 2
ÉIRE
Tel. +353 16312121
Fax +353 16312562
E-mail: exportcontrol@djei.ie

GREECE

Υπουργείο Ανάπτυξης, Ανταγωνιστικότητας, Υποδομών, Μεταφορών και Δικτύων
Γενική Διεύθυνση Διεθνούς Οικονομικής Πολιτικής
Διεύθυνση Καθεστώτων Εισαγωγών-Εξαγωγών, Εμπορικής Άμυνας
Ερμού και Κορνάρου 1,
GR-105 63 Αθήνα/Athens
ΕΛΛΑΔΑ/GREECE

Ministry of Development, Competitiveness, Infrastructure, Transport and Networks
General Directorate for International Economic Policy
Directorate of Import-Export Regimes, Trade Defence Instruments
Ermou and Kornarou 1,
GR-105 63 Athens
GREECE
Tel. +30 2103286021-22, +30 2103286051-47
Fax +30 2103286094
E-mail: e3a@mnec.gr, e3c@mnec.gr

SPAIN

Subdirección General de Comercio Internacional de Material de Defensa y Doble Uso
Secretaría de Estado de Comercio
Ministerio de Economía y Competitividad
Paseo de la Castellana 162, planta 7
E-28046 Madrid
ESPAÑA
Tel. +34 913492587
Fax +34 913492470
E-mail: sgdefensa.sscc@comercio.mineco.es

FRANCE

Ministère des finances et des comptes publics
Direction générale des douanes et droits indirects
Bureau E2
11 Rue des Deux Communes
F-93558 Montreuil Cedex
FRANCE
Tel. +33 1 57 53 43 98
Fax + 33 1 57 53 48 32
E-mail: dg-e2@douane.finances.gouv.fr

CROATIA

Ministarstvo vanjskih i europskih poslova
Samostalni sektor za trgovinsku politiku i gospodarsku multilateralu
Trg Nikole Šubića Zrinskog 7-8
10 000 Zagreb
REPUBLIKA HRVATSKA
Tel. +385 1 6444 625 (626)
Fax + 385 1 6444 601

ITALY

Ministero dello Sviluppo Economico
Direzione Generale per la Politica Commerciale Internazionale
Divisione IV
Viale Boston, 25
00144 Roma
ITALIA
Tel. +39 0659932439
Fax +39 0659647506
E-mail: polcom4@mise.gov.it

CYPRUS

Yπουργείο Ενέργειας, Εμπορίου, Βιομηχανίας και Τουρισμού
Υπηρεσία Εμπορίου
Κλάδος Έκδοσης Αδειών Εισαγωγών/Εξαγωγών
Ανδρέα Αραούζου 6
CY-1421 Λευκωσία
ΚΥΠΡΟΣ/CYPRUS

Ministry of Energy, Commerce, Industry and Tourism
Trade Service
Import/Export Licensing Section
6 Andreas Araouzos Street
CY-1421 Nicosia
CYPRUS
Tel. +357 22867100, +357 22867197, +357 22867332
Fax +357 22375443
E-mail: ts@mcit.gov.cy, pevgeniou@mcit.gov.cy

LATVIA

Ārlietu ministrija
K. Valdemāra iela 3
LV-1395 Rīga
LATVIJA
Tel. +371 67016426
Fax +371 67828121
E-mail: mfa.cha@mfa.gov.lv

LITHUANIA

Policijos departamento prie Vidaus reikalų ministerijos
Viešosios policijos valdybos Licencijavimo skyrius
Saltoniškių g. 19
LT-08105 Vilnius
LIETUVA/LITHUANIA
Tel. +370 82719767
Fax +370 52719976
E-mail: leidimai.pd@policija.lt

LUXEMBOURG

Ministère de l'Économie
Office des Licences
19-21, boulevard Royal
L-2449 Luxembourg
BP 113/L-2011 Luxembourg
LUXEMBOURG
Tel. +352 22 61 62
Fax +352 46 61 38
E-mail: office.licences@eco.etat.lu

HUNGARY

Magyar Kereskedelmi Engedélyezési Hivatal
Németvölgyi út 37-39
H-1124 Budapest
MAGYARORSZÁG/HUNGARY
Tel. +36 14585599
Fax +36 14585885
E-mail: armstrade@mkeh.gov.hu

MALTA

Dipartiment tal-Kummerċ
Servizzi ta' Kummerċ
Lascaris
Valletta VLT2000
MALTA

Commerce Department
Trade Services
Lascaris
Valletta VLT2000
MALTA
Tel. +356 21242270
Fax +356 25690286

NETHERLANDS

Ministerie van Buitenlandse Zaken
Directoraat-Generaal Buitenlandse Economische Betrekkingen
Directie Internationale Marktordening en Handelspolitiek
Bezuidenhoutseweg 67
Postbus 20061
2500 EB Den Haag
NEDERLAND
Tel. +31 703485954, +31 703484652

AUSTRIA

Bundesministerium für Wissenschaft, Forschung und Wirtschaft
Abteilung ‘Außenwirtschaftskontrolle’ C2/9
Stubenring 1
A-1011 Wien
ÖSTERREICH
Tel. +43 1711008341
Fax +43 1711008366
E-mail: post.c29@bmwfw.gv.at

POLAND

Ministerstwo Gospodarki
Departament Handlu i Usług
Plac Trzech Krzyży 3/5
00-507 Warszawa
POLSKA/POLAND
Tel. +48 226935553
Fax +48 226934021
E-mail: SekretariatDHU@mg.gov.pl

PORTUGAL

Ministério das Finanças
AT- Autoridade Tributária e Aduaneira
Direcção de Serviços de Licenciamento
Rua da Alfândega, n. 5, r/c
P-1149-006 Lisboa
PORTUGAL
Tel. +351 218813843
Fax +351 218813986
E-mail: dsl@at.gov.pt

ROMANIA

Ministerul Economiei, Comerțului și Turismului
Departamentul pentru Comerț Exterior și Relații Internaționale
Direcția Politici Comerciale
Calea Victoriei nr. 152
București, sector 1
Cod poștal 010096
ROMÂNIA
Tel. +40 214010552, +40 214010504, +40 214010507
Fax +40 214010568, +40 213150454
E-mail: adrian.berezintu@dce.gov.ro

SLOVENIA

Ministrstvo za gospodarski razvoj in tehnologijo
Direktorat za notranji trg, Sektor za trgovinsko politiko
Kotnikova 5
1000 Ljubljana
REPUBLIKA SLOVENIJA
Tel. +386 1 400 3564;
Fax +386 1 400 3588

Ministry for Economic Development and Technology
Directorate for Internal Market, Trade Policy Division
Kotnikova 5
1000 Ljubljana
THE REPUBLIC OF SLOVENIA
Tel. +386 1 400 3564;
Fax +386 1 400 3588

SLOVAKIA

Ministerstvo hospodárstva Slovenskej republiky
Odbor výkonu obchodných opatrení
Mierová 19
827 15 Bratislava
SLOVENSKO
Tel. +421 248542163
Fax +421 243423915
E-mail: lucia.filipkova@economy.gov.sk

FINLAND

Sisäministeriö
Poliisiosasto
PL 26
FI-00023 Valtioneuvosto
FINLAND

Inrikesministeriet
Polisavdelningen
PB 26
FI-00023 Statsrådet
SUOMI/FINLAND
Tel. +358 295 480 171
Fax +358 9 160 44635
E-mail: kirjaamo@intermin.fi

SWEDEN

Kommerskollegium
PO Box 6803
SE-113 86 Stockholm
SVERIGE
Tel. +46 86904800
Fax +46 8306759
E-mail: registrator@kommers.se

UNITED KINGDOM

Import of goods listed in Annex II:

Department for Business, Innovation and Skills (BIS)
Import Licensing Branch (ILB)
E-mail: enquiries.ilb@bis.gsi.gov.uk

Export of goods listed in Annexes II or III, and supply of technical assistance related to goods listed in Annex II as referred to in Articles 3(1) and (4)(1):

Department for Business, Innovation and Skills (BIS)
Export Control Organisation
1 Victoria Street
London
SW1H 0ET
UNITED KINGDOM
Tel. +44 2072154594
Fax +44 2072152635
E-mail: eco.help@bis.gsi.gov.uk

B. Address for notifications to the European Commission

European Commission
Service for Foreign Policy Instruments
Office EEAS 7/99
B-1049 Bruxelles/Brussel
BELGIUM
E-mail: relex-sanctions@ec.europa.eu


ANNEX II

LIST OF GOODS REFERRED TO IN ARTICLES 3 AND 4

Introductory Note:

The ‘CN codes’ in this Annex refer to codes specified in Part Two of Annex I to Council Regulation (EEC) No 2658/87 (1).

Where ‘ex’ precedes the CN code, the goods covered by this Regulation constitute only a part of the scope of the CN code and are determined by both the description given in this Annex and the scope of the CN code.

Notes:

1.Items 1.3 and 1.4 in Section 1 concerning goods designed for the execution of human beings do not cover medical-technical goods.

2.The object of the controls contained in this Annex should not be defeated by the export of any non-controlled goods (including plant) containing one or more controlled components when the controlled component or components are the principal element of the goods and can feasibly be removed or used for other purposes.

NB:In judging whether the controlled component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the controlled component or components as the principal element of the goods being procured.

CN codeDescription
1.   

Goods designed for the execution of human beings, as follows:
ex 4421 90 97

ex 8208 90 00
1.1.Gallows, guillotines and blades for guillotines
ex 8543 70 90

ex 9401 79 00

ex 9401 80 00

ex 9402 10 00
1.2.Electric chairs for the purpose of execution of human beings
ex 9406 00 38

ex 9406 00 80
1.3.Airtight vaults, made of e.g. steel and glass, designed for the purpose of execution of human beings by the administration of a lethal gas or substance
ex 8413 81 00

ex 9018 90 50

ex 9018 90 60

ex 9018 90 84
1.4.Automatic drug injection systems designed for the purpose of execution of human beings by the administration of a lethal chemical substance
2.   

Goods which are not suitable for use by law enforcement authorities to restrain human beings, as follows:
ex 8543 70 90
2.1.Electric shock devices which are intended to be worn on the body by a restrained individual, such as belts, sleeves and cuffs, designed for restraining human beings by the administration of electric shocks
ex 7326 90 98

ex 7616 99 90

ex 8301 50 00

ex 3926 90 97

ex 4203 30 00

ex 4203 40 00

ex 4205 00 90
2.2.Thumb-cuffs, finger-cuffs, thumbscrews and finger-screws

Note:

This item includes both serrated and non-serrated cuffs and screws
ex 7326 90 98

ex 7616 99 90

ex 8301 50 00

ex 3926 90 97

ex 4203 30 00

ex 4203 40 00

ex 4205 00 90

ex 6217 10 00

ex 6307 90 98
2.3.Bar fetters, weighted leg restraints and gang chains comprising bar fetters or weighted leg restraints

Notes:

1.Bar fetters are shackles or ankle rings fitted with a locking mechanism, linked by a rigid bar which is typically made of metal

2.This item includes bar fetters and weighted leg restraints which are linked to ordinary handcuffs by means of a chain
ex 7326 90 98

ex 7616 99 90

ex 8301 50 00

ex 3926 90 97

ex 4203 30 00

ex 4203 40 00

ex 4205 00 90

ex 6217 10 00

ex 6307 90 98
2.4.Cuffs for restraining human beings, designed to be anchored to a wall, floor or ceiling
ex 9401 61 00

ex 9401 69 00

ex 9401 71 00

ex 9401 79 00

ex 9401 80 00

ex 9402 10 00
2.5.Restraint chairs: chairs fitted with shackles or other devices to restrain a human being

Note:

This item does not prohibit chairs only fitted with straps or belts
ex 9402 90 00

ex 9403 20 20

ex 9403 20 80

ex 9403 50 00

ex 9403 70 00

ex 9403 81 00

ex 9403 89 00
2.6.Shackle boards and shackle beds: boards and beds fitted with shackles or other devices to restrain a human being

Note:

This item does not prohibit boards and beds only fitted with straps or belts
ex 9402 90 00

ex 9403 20 20

ex 9403 50 00

ex 9403 70 00

ex 9403 81 00

ex 9403 89 00
2.7.Cage beds: beds comprising a cage (four sides and a ceiling) or similar structure enclosing a human being within the confines of the bed, the ceiling or one or more of the sides of which are fitted with metal or other bars, and which can only be opened from outside
ex 9402 90 00

ex 9403 20 20

ex 9403 50 00

ex 9403 70 00

ex 9403 81 00

ex 9403 89 00
2.8.Net beds: beds comprising a cage (four sides and a ceiling) or similar structure enclosing a human being within the confines of the bed, the ceiling or one or more sides of which are fitted with nets, and which can only be opened from outside
3.   

Portable devices which are not suitable for use by law enforcement authorities for the purpose of riot control or self-protection, as follows:
ex 9304 00 00
3.1.Batons or truncheons made of metal or other material having a shaft with metal spikes
ex 3926 90 97

ex 7326 90 98
3.2.Shields with metal spikes
4.   

Whips as follows:
ex 6602 00 00
4.1.Whips comprising multiple lashes or thongs, such as knouts or cats o'nine tails
ex 6602 00 00
4.2.Whips having one or more lashes or thongs fitted with barbs, hooks, spikes, metal wire or similar objects enhancing the impact of the lash or thong


(1) Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff (OJ L 256, 7.9.1987, p. 1).


ANNEX III

LIST OF GOODS REFERRED TO IN ARTICLE 11

Introductory Note:

The CN codes in this Annex refer to codes specified in Part Two of Annex I to Regulation (EEC) No 2658/87.

Where ‘ex’ precedes the CN code, the goods covered by this Regulation constitute only a part of the scope of the CN code and are determined by both the description given in this Annex and the scope of the CN code.

Notes:

1.The object of the controls contained in this Annex should not be defeated by the export of any non-controlled goods (including plant) containing one or more controlled components when the controlled component or components are the principal element of the goods and can feasibly be removed or used for other purposes.
NB:In judging whether the controlled component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the controlled component or components as the principal element of the goods being procured.

2.In some instances chemicals are listed by name and CAS number. The list applies to chemicals of the same structural formula (including hydrates) regardless of name or CAS number. CAS numbers are shown to assist in identifying a particular chemical or mixture, irrespective of nomenclature. CAS numbers cannot be used as unique identifiers because some forms of the listed chemical have different CAS numbers, and mixtures containing a listed chemical may also have different CAS numbers.

CN codeDescription
1.   

Goods designed for restraining human beings, as follows:
ex 7326 90 98

ex 7616 99 90

ex 8301 50 00

ex 3926 90 97

ex 4203 30 00

ex 4203 40 00

ex 4205 00 90

ex 6217 10 00

ex 6307 90 98
1.1.Shackles and gang chains

Notes:

1.Shackles are restraints consisting of two cuffs or rings fitted with a locking mechanism, with a connecting chain or bar

2.This item does not control the leg restraints and gang chains prohibited by item 2.3 of Annex II

3.This item does not control ‘ordinary handcuffs’. Ordinary handcuffs are handcuffs hich meet all the following conditions:

—their overall dimension including chain, measured from the outer edge of one cuff to the outer edge of the other cuff, is between 150 and 280 mm when both cuffs are locked;

—the inside circumference of each cuff is a maximum of 165 mm when the ratchet is engaged at the last notch entering the locking mechanism;

—the inside circumference of each cuff is a minimum of 200 mm when the ratchet is engaged at the first notch entering the locking mechanism; and

—the cuffs have not been modified to cause physical pain or suffering.
ex 7326 90 98

ex 7616 99 90

ex 8301 50 00

ex 3926 90 97

ex 4203 30 00

ex 4203 40 00

ex 4205 00 90

ex 6217 10 00

ex 6307 90 98
1.2.Individual cuffs or rings fitted with a locking mechanism, having an inside circumference exceeding 165 mm when the ratchet is engaged at the last notch entering the locking mechanism

Note:

This item includes neck restraints and other individual cuffs or rings fitted with a locking mechanism, which are linked to ordinary handcuffs by means of a chain
ex 6505 00 10

ex 6505 00 90

ex 6506 91 00

ex 6506 99 10

ex 6506 99 90
1.3.Spit hoods: hoods, including hoods made of netting, comprising a cover of the mouth which prevents spitting

Note:

This item includes spit hoods which are linked to ordinary handcuffs by means of a chain
2.   

Weapons and devices designed for the purpose of riot control or self-protection, as follows:
ex 8543 70 90

ex 9304 00 00
2.1.Portable electric discharge weapons that can target only one individual each time an electric shock is administered, including but not limited to electric shock batons, electric shock shields, stun guns and electric shock dart guns

Notes:

1.This item does not control electric shock belts and other devices falling within item 2.1 of Annex II

2.This item does not control individual electronic shock devices when accompanying their user for the user's own personal protection
ex 8543 90 00

ex 9305 99 00
2.2.Kits containing all essential components for assembly of portable electric discharge weapons controlled by item 2.1

Note:

The following goods are considered to be essential components:

—the unit producing an electric shock,

—the switch, whether or not on a remote control, and

—the electrodes or, where applicable, the wires through which the electrical shock is to be administered
ex 8543 70 90

ex 9304 00 00
2.3.Fixed or mountable electric discharge weapons that cover a wide area and can target multiple individuals with electrical shocks
3.   

Weapons and equipment disseminating incapacitating or irritating chemical substances for the purpose of riot control or self-protection and certain related substances, as follows:
ex 8424 20 00

ex 8424 89 00

ex 9304 00 00
3.1.Portable weapons and equipment which either administer a dose of an incapacitating or irritating chemical substance that targets one individual or disseminate a dose of such substance affecting a small area, e.g. in the form of a spray fog or cloud, when the chemical substance is administered or disseminated

Notes:

1.This item does not control equipment controlled by item ML7(e) of the Common Military List of the European Union (1)

2.This item does not control individual portable equipment, even if containing a chemical substance, when accompanying their user for the user's own personal protection

3.In addition to relevant chemical substances, such as riot control agents or PAVA, the goods controlled by items 3.3 and 3.4 shall be deemed to be incapacitating or irritating chemical substances
ex 2924 29 98
3.2.Pelargonic acid vanillylamide (PAVA) (CAS RN 2444-46-4)
ex 3301 90 30
3.3.Oleoresin capsicum (OC) (CAS RN 8023-77-6)
ex 2924 29 98

ex 2939 99 00

ex 3301 90 30

ex 3302 10 90

ex 3302 90 10

ex 3302 90 90

ex 3824 90 97
3.4.Mixtures containing at least 0,3 % by weight of PAVA or OC and a solvent (such as ethanol, 1-propanol or hexane), which could be administered as such as incapacitating or irritating agents, in particular in aerosols and in liquid form, or used for manufacturing of incapacitating or irritating agents

Notes:

1.This item does not control sauces and preparations therefor, soups or preparations therefor and mixed condiments or seasonings, provided that PAVA or OC is not the only constituent flavour in them

2.This item does not control medicinal products for which a marketing authorisation has been granted in accordance with Union law (2)
ex 8424 20 00

ex 8424 89 00
3.5.Fixed equipment for the dissemination of incapacitating or irritating chemical substances, which can be attached to a wall or to a ceiling inside a building, comprises a canister of irritating or incapacitating chemical agents and is activated using a remote control system

Note:

In addition to relevant chemical substances, such as riot control agents or PAVA, the goods controlled by items 3.3 and 3.4 shall be deemed to be incapacitating or irritating chemical substances
ex 8424 20 00

ex 8424 89 00

ex 9304 00 00
3.6.Fixed or mountable equipment for the dissemination of incapacitating or irritating chemical agents that covers a wide area and is not designed to be attached to a wall or to a ceiling inside a building

Notes:

1.This item does not control equipment controlled by item ML7(e) of the Common Military List of the European Union

2.This item also controls water cannons

3.In addition to relevant chemical substances, such as riot control agents or PAVA, the goods controlled by items 3.3 and 3.4 shall be deemed to be incapacitating or irritating chemical substances


(1) Latest version adopted by the Council on 26 February 2018 (OJ C 98, 15.3.2018, p. 1).

(2) See in particular Regulation (EC) No 726/2004 of the European Parliament and of the Council of 31 March 2004 laying down Community procedures for the authorisation and supervision of medicinal products for human and veterinary use and establishing a European Medicines Agency (OJ L 136, 30.4.2004, p. 1) and Directive 2001/83/EC of the European Parliament and of the Council of 6 November 2001 on the Community code relating to medicinal products for human use (OJ L 311, 28.11.2001, p. 67).


ANNEX IV

GOODS THAT COULD BE USED FOR THE PURPOSE OF CAPITAL PUNISHMENT REFERRED TO IN ARTICLE 16

CN codeDescription
1.Products which could be used for the execution of human beings by means of lethal injection, as follows:
1.1.Short and intermediate acting barbiturate anaesthetic agents including, but not limited to:
ex 2933 53 90

[(a) to (f)]

ex 2933 59 95

[(g) and (h)]
(a)amobarbital (CAS RN 57-43-2)

(b)amobarbital sodium salt (CAS RN 64-43-7)

(c)pentobarbital (CAS RN 76-74-4)

(d)pentobarbital sodium salt (CAS 57-33-0)

(e)secobarbital (CAS RN 76-73-3)

(f)secobarbital sodium salt (CAS RN 309-43-3)

(g)thiopental (CAS RN 76-75-5)

(h)thiopental sodium salt (CAS RN 71-73-8), also known as thiopentone sodium
ex 3003 90 00

ex 3004 90 00

ex 3824 90 96
Note:

This item also controls products containing one of the anaesthetic agents listed under short or intermediate acting barbiturate anaesthetic agents.


ANNEX V

UNION GENERAL EXPORT AUTHORISATION EU GEA 2019/125

PART 1

Goods

This general export authorisation covers the goods listed in any entry in Annex IV to Regulation (EU) 2019/125 of the European Parliament and of the Council (1).

It also covers supplies of technical assistance to the end-user to the extent that such assistance is necessary for the installation, operation, maintenance or repair of those goods whose export is authorised, if such assistance is provided by the exporter.

PART 2

Destinations

An export authorisation under Regulation (EU) 2019/125 is not required for supplies to a country or territory that is part of the customs territory of the Union, which for the purpose of this Regulation includes Ceuta, Helgoland and Melilla (Article 34(2)).

This general export authorisation is valid throughout the Union for exports to the following destinations:

Danish territories not included in the customs territory:

—Faroe Islands,

—Greenland

French territories not included in the customs territory:

—French Polynesia,

—French Southern and Antarctic Territories,

—New Caledonia and Dependencies,

—Saint-Barthélemy,

—Saint Pierre and Miquelon,

—Wallis and Futuna Islands

Dutch territories not included in the customs territory:

—Aruba,

—Bonaire,

—Curaçao,

—Saba,

—Sint Eustatius,

—Sint Maarten

Relevant British territories not included in the customs territory:

—Anguilla,

—Bermuda,

—Falkland Islands,

—Gibraltar,

—Montserrat,

—Saint Helena and Dependencies,

—South Georgia and the South Sandwich Islands,

—Turks and Caicos Islands

Albania

Andorra

Argentina

Australia

Benin

Bolivia

Bosnia and Herzegovina

Canada

Cape Verde

Colombia

Costa Rica

Djibouti

Dominican Republic

Ecuador

Former Yugoslav Republic of Macedonia

Gabon

Georgia

Guinea-Bissau

Honduras

Iceland

Kyrgyzstan

Liberia

Liechtenstein

Mexico

Moldova

Mongolia

Montenegro

Mozambique

Namibia

Nepal

New Zealand

Nicaragua

Norway

Panama

Paraguay

Philippines

Rwanda

San Marino

Sao Tome and Principe

Serbia

Seychelles

South Africa

Switzerland (including Büsingen and Campione d'Italia)

Timor-Leste

Togo

Turkey

Turkmenistan

Ukraine

Uruguay

Uzbekistan

Venezuela

PART 3

Conditions and requirements for using this general export authorisation

(1)This general export authorisation may not be used if:
(a)the exporter has been prohibited from using this general export authorisation in accordance with Article 20(1) of Regulation (EU) 2019/125;

(b)the competent authorities of the Member State in which the exporter is resident or established have informed the exporter that the goods in question are or may be intended, in their entirety or in part, either for re-export to a third country or to be used for the purpose of capital punishment in a third country;

(c)the exporter knows or has reasonable grounds to believe that the goods in question are intended, in their entirety or in part, either for re-export to a third country or to be used for the purpose of capital punishment in a third country;

(d)the relevant goods are exported to a customs free zone or free warehouse which is located in a destination covered by this general export authorisation;

(e)the exporter is the manufacturer of the medicinal products in question and has not concluded a legally binding agreement with the distributor requiring the latter to make all supplies and transfers subject to the conclusion of a legally binding agreement requiring, preferably subject to a dissuasive contractual penalty, the customer

(i)not to use any of the goods received from the distributor for capital punishment;

(ii)not to supply or transfer any of these goods to a third party, if the customer knows or has reasonable grounds to believe that the goods are intended to be used for the purpose of capital punishment; and

(iii)to impose the same requirements on any third party to which the customer might supply or transfer any of these goods;

(f)the exporter is not the manufacturer of the medicinal products in question and has not obtained a signed end-user declaration from the end-user in the country of destination;

(g)the exporter of medicinal products has not concluded a legally binding agreement with the distributor or end-user requiring, preferably subject to a dissuasive contractual penalty, the distributor or, if the agreement was concluded by the end-user, the end-user to obtain prior authorisation from the exporter for

(i)any transfer or supply of any part of the shipment to a law enforcement authority in a country or territory that has not abolished capital punishment;

(ii)any transfer or supply of any part of the shipment to a natural or legal person, entity or body procuring relevant goods for or providing services involving use of such goods to such a law enforcement authority, and

(iii)any re-export or transfer of any part of the shipment to a country or territory that has not abolished capital punishment; or

(h)the exporter of goods other than medicinal products has not concluded a legally binding agreement referred to in point (g), with the end-user.

(2)Exporters that use this general export authorisation EU GEA 2019/125 shall notify the competent authorities of the Member State where they are resident or established of their first use of this general export authorisation no later than 30 days after the date when the first export took place.

Exporters shall also report in the customs declaration the fact that they are using this general export authorisation EU GEA 2019/125 by indicating in box 44 the relevant code found in the TARIC database.

(3)Reporting requirements attached to the use of this general export authorisation and any additional information that the Member State from which the export is made might require on items exported under this general export authorisation are defined by Member States.

A Member State may require exporters resident or established in that Member State to register prior to the first use of this general export authorisation. Without prejudice to Article 20(1) of Regulation (EU) 2019/125, registration shall be automatic and acknowledged by the competent authorities to the exporter without delay and in any case within ten working days of receipt.


(1) Regulation (EU) 2019/125 of the European Parliament and of the Council of 16 January 2019 concerning trade in certain goods which could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or punishment (see page 1 of this Official Journal).


ANNEX VI

LIST OF TERRITORIES OF MEMBER STATES REFERRED TO IN ARTICLE 11(2)

DENMARK:

—Greenland

FRANCE:

—New Caledonia and Dependencies,

—French Polynesia,

—French Southern and Antarctic Territories,

—Wallis and Futuna Islands,

—St Pierre and Miquelon

GERMANY:

—Büsingen


ANNEX VII

EXPORT OR IMPORT AUTHORISATION FORM REFERRED TO IN ARTICLE 21(1)

Technical specification:

The following form shall measure 210 × 297 mm with a maximum tolerance of 5 mm less and 8 mm more. The boxes are based on a unit of measurement of one tenth of an inch horizontally and one sixth of an inch vertically. The subdivisions are based on a unit of measurement of one tenth of an inch horizontally.

Text of image

EUROPEAN UNION

AUTHORISATION EXPORT/IMPORT TORTURE EQUIPMENT

1 Applicant (full name, address, customs number) Type

AUTHORISATION FOREXPORT OR IMPORT OF GOODS THAT COULD BEUSED FOR TORTURE(REGULATION (EU) 2019/125)

2 Consignee (full name and address)

3 Authorisation No

Export Import

4 Expiry date

5 Agent/Representative (if different from applicant)

6 Country where the goods are located

Code

7 Country of destination

Code

8 Member State where a Customs procedure will take place

9 End-user (full name and address)

Issuing authority

10 Description of Item

11 ItemNo 1

12 CN Code

13 Quantity

14 Specific requirements and conditions

10 Description of item

11 ItemNo 2

12 CN Code

13 Quantity

14 Specific requirements and conditions

10 Description of item

11 ItemNo 3

12 HS Code

13 Quantity

14 Specific requirements and conditions

15 The undersigned certifies that, pursuant to Article 9(1) of Regulation (EU) 2019/125 and subject to the requirements, conditions and procedures setout in this form and the attachment(s) to which it refers, the competent authority has authorised [an export] [an import] (delete as not appropriate) concerning the goods described in box 10.

16 Number of attachments

Done at (place, date)

Name (typed or capitals)

Signature: Stamp of issuing authority

Text of image

Note: In part of column 17, write the quantity still available and in part 2 of column 17, write the quantity deducted on this occasion

3 Autorisation No

11 Item No

17 Net quantity (Net mass/ other unit with indication of unit)

18 Customs Document (Type and number) and date of deduction

19 Member State, name and signature, stamp of deduction

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Explanatory notes to the form

‘Authorisation for export or import of goods that could be used for torture (Regulation (EU) 2019/125)’.

This authorisation form shall be used to issue an authorisation for an export or import of goods in accordance with Regulation (EU) 2019/125 of the European Parliament and of the Council (1). It should not be used to authorise the supply of technical assistance.

The issuing authority is the authority defined in point h of Article 2 of Regulation (EU) 2019/125 which is set out in Annex I to that Regulation.

Authorisations shall be issued on this single page form, which should be printed on both sides. The competent customs office deducts the exported quantities from the total quantity available. It has to make sure that the different items subject to the authorisation are clearly separated for this purpose.

Where national procedures of the Member States require additional copies of the form (as for example for the application) this authorisation form may be included in a form set containing the necessary copies following the national rules applicable. In the box above box 3 of each specimen and in the margin on the left, it should be clearly indicated for which purpose (e.g. application, copy for applicant) the relevant copies are intended. One specimen only shall be the authorisation form set out in Annex VII to Regulation (EU) 2019/125.

Box 1Applicant:Please indicate the applicant's name and the full address.

The applicant's customs number may also be indicated (optional in most cases).

The type of applicant should be indicated (optional) in the relevant box, using the numbers 1, 2 or 4 referring to the points set out in the definition in Article 2(i) of Regulation (EU) 2019/125.
Box 3Authorisation No:Please fill out the number and tick either the export or the import box. See Article 2(d) and (e) and Article 34 of Regulation (EU) 2019/125 for the definitions of the terms ‘export’ and ‘import’.
Box 4Expiry date:Please state day (two digits), month (two digits) and year (four digits).
Box 5Agent/representative:Please indicate the name of a duly authorised representative or (customs) agent acting on behalf of the applicant, if the application is not presented by the applicant. See also Article 18 of Regulation (EU) No 952/2013.
Box 6Country where the goods are located:Please state both the name of the country concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009 of the European Parliament and of the Council (2). See Commission Regulation (EU) No 1106/2012 (3).
Box 7Country of destination:Please state both the name of the country concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009. See Regulation (EU) No 1106/2012.
Box 10Description of item:Please consider including data on packaging of the goods concerned. Note that the value of the goods may also be indicated in box 10.

If there is not sufficient space in box 10, please continue on an attached blank sheet, mentioning the authorisation number. Please indicate the number of attachments in box 16.

This form is designed for use for up to three different types of goods (see Annexes II and III to Regulation (EU) 2019/125). If it is necessary to authorise the export or import of more than three types of goods, please grant two authorisations.
Box 11Item No:This box needs to be completed on the back of the form only. Please ensure that the Item No corresponds to the printed item number in box 11 found next to the description of the relevant item on the view side.
Box 14Specific requirements and conditions:If there is not sufficient space in box 14, please continue on an attached blank sheet, mentioning the authorisation number. Please indicate the number of attachments in box 16.
Box 16Number of attachments:Please indicate the number of attachments, if any (see explanations to boxes 10 and 14).


(1) Regulation (EU) 2019/125 of the European Parliament and of the Council of 16 January 2019 concerning trade in certain goods which could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or punishment (OJ L 30, 31.1.2019, p. 1).

(2) Regulation (EC) No 471/2009 of the European Parliament and of the Council of 6 May 2009 on Community statistics relating to external trade with non-member countries and repealing Council Regulation (EC) No 1172/95 (OJ L 152, 16.6.2009, p. 23).

(3) Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries of countries and territories (OJ L 328, 28.11.2012, p. 7).


ANNEX VIII

AUTHORISATION FORM FOR THE SUPPLY OF BROKERING SERVICES REFERRED TO IN ARTICLE 21(1)

Technical specification:

The following form shall measure 210 × 297 mm with a maximum tolerance of 5 mm less and 8 mm more. The boxes are based on a unit of measurement of one tenth of an inch horizontally and one sixth of an inch vertically. The subdivisions are based on a unit of measurement of one tenth of an inch horizontally.

Text of image

EUROPEAN UNION

1

1 Applying broker (full name and address)

AUTHORISATION FOR THE SUPPLY OF BROKERINGSERVICES RELATED TO GOODS THAT COULD BE USEDFOR TORTURE OR FOR CAPITAL PUNISHMENT(REGULATION (EU) 2019/125)

Authorisation Brokering Services (Regulation (EU) 2019/125)

2 Natural person or legal person, entity or body exporting the goods from the relevant third country to thethird country of destination (full name and address)

3 Authorisation No

Individual authorisation Global authorisation

4 Expiry date

5 Consingnee in third country of destination (full name and address)

End user Distributor Other

6 Third country where goods are located

Country code

7 Third country of destination

Country code

8 End user of distributor in third country of destination (full name and address) if different from consignee

End user Distributor

9 Member State in which the broker is resident or established

If there is no such Member State, Member State of which the broker is a national or incorporated legal person, entity or body

1

10 Third parties involved (e.g. agent)

Issuing authority

11 End use (where appropriate)

12 Precise information on the location of the goods in the third country where the goods are located

13 Description of item

14 ItemNo 1

15 HS Code

16 Quantity

17 Currency and value

13 Description of item

14 ItemNo 2

15 HS Code

16 Quantity

17 Currency and value

13 Description of item

14 ItemNo 3

15 HS Code

16 Quantity

17 Currency and value

18 Specific requirements and conditions

19 The undersigned certifies that pursuant to Article 9(1) of Regulation (EU) 2019/125 and subject to the requirements, conditions and procedures set out in this form and the attachement(s) to which it refers, the competent authority has authorised brokering services concerning the goods described in box 13.

20 Number of attachments

Done at (place, date)

Name (typed or capitals)

Signature: Stamp of issuing authority

Text of image

EUROPEAN UNION

Report on use of authorised quantities

AUTHORISATION FOR THE SUPPLY OF BROKERINGSERVICES RELATED TO GOODS THAT COULD BE USEDFOR TORTURE OR FOR CAPITAL PUNISHMENT(REGULATION (EU) 2019/125)

Note: In column 21 write the quantity still available in part 1 and the quantity deducted on this occasion in part 2

3 Authorisation No

14 Item No

21 Net quantity (Net mass or other unit) with indication of unit

22 Date of deduction

23 Reference document (State, type, number)

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Explanatory notes to the form

‘Authorisation for the supply of brokering services related to goods that could be used for capital punishment or for torture (Regulation (EU) 2019/125 of the European Parliament and of the Council (1))’.

This authorisation form shall be used to issue an authorisation for brokering services in accordance with Regulation (EU) 2019/125.

The issuing authority is the authority defined in point (h) of Article 2 of Regulation (EU) 2019/125. It is an authority that is included in the list of competent authorities in Annex I to that Regulation.

Box 1Applying brokerPlease indicate the name and full address of the applying broker. Broker is defined in point (l) of Article 2 of Regulation (EU) 2019/125.
Box 3Authorisation NoPlease fill out the number and tick the appropriate box indicating whether the authorisation is an individual or global one (see points (p) and (q) of Article 2 of Regulation (EU) 2019/125 for the definitions).
Box 4Expiry datePlease state day (two digits), month (two digits) and year (four digits). The period of validity of an individual authorisation is from three months to twelve months and that of a global authorisation from one year to three years. When the period of validity comes to an end, an extension can be requested, if necessary.
Box 5ConsigneePlease indicate, in addition to the name and address, whether the consignee in the third country of destination is an end-user, a distributor as referred to in point (r) of Article 2 of Regulation (EU) 2019/125 or a party having another role in the transaction.

If the consignee is a distributor but also uses part of the shipment for a specific end-use, please tick both ‘Distributor’ and ‘End-user’ and mention the end-use in box 11.
Box 6Third country where the goods are locatedPlease state both the name of the country concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009 of the European Parliament and of the Council (2). See Commission Regulation (EU) No 1106/2012 (3).
Box 7Third country of destinationPlease state both the name of the country concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009. See Regulation (EU) No 1106/2012.
Box 9Issuing Member StatePlease state in the appropriate line both the name of the Member State concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009. See Regulation (EU) No 1106/2012.
Box 11End usePlease give a precise description of the use that will be made of the goods and also indicate whether the end user is a law enforcement authority as defined in point (c) of Article 2 of Regulation (EU) 2019/125 or a supplier of training on the use of the brokered goods.

Leave blank if the brokering services are supplied to a distributor, unless the distributor itself uses part of the goods for a specific end-use.
Box 12Precise location of the goods in the third country from which they will be exportedPlease describe the whereabouts of the goods in the third country from which they will be supplied to the person, entity or body mentioned in box 2. The location must be an address in the country mentioned in box 6 or similar information describing the whereabouts of the goods. Note that indicating a post office box number or similar postal address is not allowed.
Box 13Description of itemThe description of the goods should include a reference to a specific item of Annex III or IV to Regulation (EU) 2019/125. Please consider including data on packaging of the goods concerned.

If there is not sufficient space in box 13, please continue on an attached blank sheet, mentioning the authorisation number. Please indicate the number of attachments in box 20.
Box 14Item NoThis box needs to be completed on the back of the form only. Please ensure that the Item No corresponds to the printed item number in box 14 found next to the description of the relevant item on the view side.
Box 15HS codeThe HS code is a customs code assigned to the goods in the Harmonised System. Where the code from the EU Combined Nomenclature is known, that code may be used instead. See Commission Implementing Regulation (EU) 2016/1821 (4) for the current version of the Combined Nomenclature.
Box 17Currency and valuePlease indicate the value and currency using the price that is payable (without converting it). If that price is not known, the estimated value should be stated, preceded by the mention EV. The currency has to be indicated using the alphabetic code (ISO 4217:2015).
Box 18Specific requirements and conditionsBox 18 concerns the item 1, 2 or 3 (please specify where appropriate) described in the boxes 14 to 16 preceding it. If there is not sufficient space in box 18, please continue on an attached blank sheet, mentioning the authorisation number. Please indicate the number of attachments in box 20.
Box 20Number of attachmentsPlease indicate the number of attachments, if any (see explanations to boxes 13 and 18).


(1) Regulation (EU) 2019/125 of the European Parliament and of the Council of 16 January 2019 concerning trade in certain goods which could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or punishment (OJ L 30, 31.1.2019, p. 1).

(2) Regulation (EC) No 471/2009 of the European Parliament and of the Council of 6 May 2009 on Community statistics relating to external trade with non-member countries and repealing Council Regulation (EC) No 1172/95 (OJ L 152, 16.6.2009, p. 23).

(3) Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries of countries and territories (OJ L 328, 28.11.2012, p. 7).

(4) Commission Implementing Regulation (EU) 2016/1821 of 6 October 2016 amending Annex I to Council Regulation (EEC) No 2658/87 on the tariff and statistical nomenclature and on the Common Customs Tariff (OJ L 294, 28.10.2016, p. 1).


ANNEX IX

AUTHORISATION FORM FOR THE SUPPLY OF TECHNICAL ASSISTANCE REFERRED TO IN ARTICLE 21(1)

Technical specification:

The following form shall measure 210 × 297 mm with a maximum tolerance of 5 mm less and 8 mm more. The boxes are based on a unit of measurement of one tenth of an inch horizontally and one sixth of an inch vertically. The subdivisions are based on a unit of measurement of one tenth of an inch horizontally.

Text of image

EUROPEAN UNION

1

1 Applying supplier of technical assistance (full name and address)

AUTHORISATION FOR THE SUPPLY OF TECHNICALASSISTANCE RELATED TO GOODS THAT COULD BEUSED FOR TORTURE OR FOR CAPITAL PUNISHMENT(REGULATION (EU) 2019/125)

Authorisation technical Assistance (Regulation (EU) 2019/125)

2 Natural person or legal person, entity or body to whom the technical assistance will be supplied (full name and address)

3 Authorisation No

Based on Article 3 4 7a 7d

4 Expiry date

5 The natural or legal person, entity or body mentioned at 2 is

A museum

A law enforcement agency

An institution providing education or training

A supplier of repair services, maintanace or other technical services related to the goods to which the technical assistance relates

A manufacturer of the goods to which

None of the above. Please specify the activity of the natural or legal person, entity or body at 2:

6 Third country or Member State to which the technical assistance will be supplied (name and code)

7 This authorisation applies to

A single supply of technical assistance

Technical assistance provided during a period of time. Please specify the period concerned:

8 Member State in which the supplier of technical assistance is resident or established

If there is no such Member State, Member State of which the supplier of technical assistance is a national or incorporated legal person, entity or body

1

9 Description of the type of googd to which the technical assistance relates

Issuing authority

10 Description of the technical assistance that is authorised

11 If the person, entity or body mentioned at 2 is a person, entity or body in a third country, the technical assistance will be supplied

from the EU to that third country by staff in that third country from another third country (please specify)

12 Description of any training on the use of the goods to which the technical assistance relates, which will be supplied to the natural or legal person, entity or body mentioned at 2

13 The training on the use of goods mentioned at 9 will be supplied by:

The supplier of technical assistance mentioned at 1

A third country acting on behalf of or in association with the supplier of technical assistance (full name and address)

14 Specific requirements and conditions

15 The undersigned certifies that pursuant to Article 9(1) of Regulation (EU) 2019/125 and subject to the requirements, conditions and procedures set out in this form and the attachment(s) to which it refers, the competent authority has authorised the supply of technical assistance concerning the goods described in box 9.

16 Number of attachments

Done at (place, date)

Name (typed or capitals)

Signature: (Stamp of issuing authority)

Explanatory notes to the form

‘Authorisation for the supply of technical assistance related to goods that could be used for capital punishment or for torture (Regulation (EU) 2019/125 of the European Parliament and of the Council (1))’.

This authorisation form shall be used to authorise a supply of technical assistance in accordance with Regulation (EU) 2019/125. If the technical assistance accompanies an export for which an authorisation is granted by or in accordance with Regulation (EU) 2019/125, this form should not be used, except in the following cases:

—the technical assistance relates to goods listed in Annex II to Regulation (EU) 2019/125 (see Article 3(2)); or

—the technical assistance relating to goods listed in Annex III or in Annex IV to Regulation (EU) 2019/125 goes beyond what is necessary for the installation, operation, maintenance or repair of the exported goods (see Article 21(2) and, as regards goods listed in Annex IV, Part 1 of the Union General Export Authorisation EU GEA 2019/125 in Annex V to Regulation (EU) 2019/125).

The issuing authority is the authority defined in point (h) of Article 2 of Regulation (EU) 2019/125. It is an authority that is included in the list of competent authorities in Annex I to that Regulation.

Authorisations shall be issued on this single page form with attachments as necessary.

Box 1Applying supplier of technical assistancePlease indicate the applicant's name and full address. Supplier of technical assistance is defined in point (m) of Article 2 of Regulation (EU) 2019/125.

If the technical assistance accompanies an export for which an authorisation is granted, please also indicate the applicant's customs number, if possible, and indicate the number of the related export authorisation in box 14.
Box 3Authorisation NoPlease fill out the number and tick the appropriate box indicating the Article of Regulation (EU) 2019/125 on which the authorisation is based.
Box 4Expiry datePlease state day (two digits), month (two digits) and year (four digits). The period of validity of an authorisation is from three months to twelve months. When the period of validity comes to an end, an extension can be requested, if necessary.
Box 5Activity of the natural or legal person, entity or body mentioned at 2Please indicate the main activity of the person, entity or body to which the technical assistance will be supplied. The term law enforcement authority is defined in point (c) of Article 2 of Regulation (EU) 2019/125.

If the main activity is not in the list, tick ‘None of the above’ and describe the main activity using generic words (e.g. wholesaler, retailer, hospital).
Box 6Third country or Member State to which the technical assistance will be suppliedPlease state both the name of the country concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009 (2) of the European Parliament and of the Council. See Commission Regulation (EU) No 1106/2012 (3).

Note that in box 6 a Member State should only be mentioned, if the authorisation is based on Article 4 of Regulation (EU) 2019/125.
Box 7Type of authorisationPlease indicate whether the supply of technical assistance is provided during a particular period and, if so, state the period in days, weeks or months during which the supplier of technical assistance has to respond to requests for advice, support or training. A single supply of technical assistance concerns one specific request for advice or support or a specific training (even if it concerns a course given during several days).
Box 8Issuing Member StatePlease state in the appropriate line both the name of the Member State concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009. See Regulation (EU) No 1106/2012.
Box 9Description of the type of goods to which the technical assistance relatesPlease describe the type of goods concerned by the technical assistance. The description should include a reference to a specific item of Annex II, III or IV to Regulation (EU) 2019/125.
Box 10Description of the technical assistance that is authorisedPlease describe the technical assistance in a clear and precise manner. Insert a reference to the date and number of an agreement concluded by the supplier of technical assistance or attach such an agreement, where appropriate.
Box 11Mode of supplyBox 11 should not be filled out if the authorisation is based on Article 4 of Regulation (EU) 2019/125.

If the technical assistance is supplied from a third country other than the third country where the recipient is resident or established, please state both the name of the country concerned and the relevant country code taken from the codes established pursuant to Regulation (EC) No 471/2009. See Regulation (EU) No 1106/2012.
Box 12Description of training on the use of goods to which the technical assistance relatesPlease indicate whether the technical support or technical service covered by the definition of technical assistance in point (f) of Article 2 of Regulation (EU) 2019/125 is accompanied by training for users of the relevant goods. Please state which type of users will receive such training and specify the objectives and contents of the training programme.
Box 14Specific requirements and conditionsIf there is not sufficient space in box 14, please continue on an attached blank sheet, mentioning the authorisation number. Please indicate the number of attachments in box 16.
Box 16Number of attachmentsPlease indicate the number of attachments, if any (see explanations to boxes 10 and 14).


(1) Regulation (EU) 2019/125 of the European Parliament and of the Council of 16 January 2019 concerning trade in certain goods which could be used for capital punishment, torture or other cruel, inhuman or degrading treatment or punishment (OJ L 30, 31.1.2019, p. 1).

(2) Regulation (EC) No 471/2009 of the European Parliament and of the Council of 6 May 2009 on Community statistics relating to external trade with non-member countries and repealing Council Regulation (EC) No 1172/95 (OJ L 152, 16.6.2009, p. 23).

(3) Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries of countries and territories (OJ L 328, 28.11.2012, p. 7).


ANNEX X

REPEALED REGULATION WITH LIST OF ITS SUCCESSIVE AMENDMENTS

Council Regulation (EC) No 1236/2005

(OJ L 200, 30.7.2005, p. 1)
Commission Regulation (EC) No 1377/2006

(OJ L 255, 19.9.2006, p. 3)
Council Regulation (EC) No 1791/2006

(OJ L 363, 20.12.2006, p. 1)
Only the thirteenth indent of Article 1(1) as regards Regulation (EC) No 1236/2005, and point 13(5) of the Annex
Commission Regulation (EC) No 675/2008

(OJ L 189, 17.7.2008, p. 14)
Commission Regulation (EU) No 1226/2010

(OJ L 336, 21.12.2010, p. 13)
Commission Implementing Regulation (EU) No 1352/2011

(OJ L 338, 21.12.2011, p. 31)
Council Regulation (EU) No 517/2013

(OJ L 158, 10.6.2013, p. 1)
Only Article 1(1)(n), fourth indent, and point 16(4) of the Annex
Commission Regulation (EU) No 585/2013

(OJ L 169, 21.6.2013, p. 46)
Regulation (EU) No 37/2014 of the European Parliament and of the Council

(OJ L 18, 21.1.2014, p. 1)
Only point 12 of the Annex
Commission Implementing Regulation (EU) No 775/2014

(OJ L 210, 17.7.2014, p. 1)
Commission Delegated Regulation (EU) 2015/1113

(OJ L 182, 10.7.2015, p. 10)
Regulation (EU) 2016/2134 of the European Parliament and of the Council

(OJ L 338, 13.12.2016, p. 1)
Commission Delegated Regulation (EU) 2018/181

(OJ L 40, 13.2.2018, p. 1)


ANNEX XI

CORRELATION TABLE

Regulation (EC) No 1236/2005This Regulation
Article 1Article 1
Article 2Article 2
Article 3Article 3
Article 4Article 4
Article 4aArticle 5
Article 4bArticle 6
Article 4cArticle 7
Article 4dArticle 8
Article 4eArticle 9
Article 4fArticle 10
Article 5Article 11
Article 6(1)Article 12(1)
Article 6(2), first subparagraphArticle 12(2), first subparagraph
Article 6(2), second subparagraph, introductory wordingArticle 12(2), second subparagraph, introductory wording
Article 6(2), second subparagraph, first indentArticle 12(2), second subparagraph, point (a)
Article 6(2), second subparagraph, second indentArticle 12(2), second subparagraph, point (b)
Article 6(2), third subparagraphArticle 12(2), third subparagraph
Article 6(3), introductory wordingArticle 12(3), first subparagraph
Article 6(3), point 3.1Article 12(3), second subparagraph
Article 6(3), point 3.2Article 12(3), third subparagraph
Article 6aArticle 13
Article 7Article 14
Article 7aArticle 15
Article 7bArticle 16
Article 7c(1)Article 17(1)
Article 7c(2)Article 17(2)
Article 7c(3), introductory wordingArticle 17(3), first subparagraph
Article 7c(3), point 3.1Article 17(3), second subparagraph
Article 7c(3), point 3.2Article 17(3), third subparagraph
Article 7c(3), point 3.3Article 17(3), fourth subparagraph
Article 7c(4)Article 17(4)
Article 7dArticle 18
Article 7eArticle 19
Article 8Article 20
Article 9Article 21
Article 10Article 22
Article 11Article 23
Article 12Article 24
Article 12aArticle 25
Article 13(1), (2) and (3)Article 26(1), (2) and (3)
Article 13(3a)Article 26(4)
Article 13(4)Article 26(5)
Article 13(5)Article 26(6)
Article 13aArticle 27
Article 14Article 28
Article 15aArticle 29
Article 15bArticle 30
Article 15cArticle 31
Article 15dArticle 32
Article 17Article 33
Article 18Article 34
—Article 35
Article 19Article 36
Annex IAnnex I
Annex IIAnnex II
Annex IIIAnnex III
Annex IIIaAnnex IV
Annex IIIbAnnex V
Annex IVAnnex VI
Annex VAnnex VII
Annex VIAnnex VIII
Annex VIIAnnex IX
—Annex X
—Annex XI