Annexes to COM(2024)490 - - Main contents
Please note
This page contains a limited version of this dossier in the EU Monitor.
dossier | COM(2024)490 - . |
---|---|
document | COM(2024)490 |
date | October 22, 2024 |
To support the implementation of this new European framework, the Commission launched the ERA Talent Platform (48) as the new single information gateway for researchers and research organisations in Europe. In parallel, to facilitate mobility and career development, the Commission strengthened EURAXESS (49), a platform for research job offers and funding, which registers more than 14 000 organisations, 110 000 researchers and an average of over 63 000 job opportunities every year. To support researchers’ skills and intersectoral mobility, the Commission also drew up the European Competence Framework for Researchers (50), taken as a reference tool by an increasing number of institutions and researchers (51). In parallel, in addition to the existing Horizon Europe support provided to up to 65 000 researchers (including 25 000 PhD candidates under the Marie Skłodowska-Curie Actions for their training, skills and career development, mobility across borders, disciplines and sectors), a new smaller Horizon Europe funding scheme has been launched to support intersectoral mobility (ERA Talents). Temporary cross-sectoral mobility is also encouraged by the Next Generation Innovation Talents Scheme.
Protecting European values and principles in the performance of R&I, such as open science, research integrity and ethics, transparency, diversity and gender equality – as laid out in the Pact for Research and Innovation - makes Europe a more attractive place for researchers and businesses from around the world. Since 2020 the Commission has continued to lead the way in promoting the free flow of knowledge and data through its open science policy, with a focus on supporting open access to publications, open data and FAIR (52) data management, public engagement, and the development of skills and training for open science. As of 2024 a total of 21 Member States have put in place a national policy for open access to scientific publications, compared to 14 in 2020, and 13 Member States have a policy on research data management, double the number in 2020.
The European Open Science Cloud is a notable initiative that aims to support collaboration across borders and disciplines. It offers seamless access to quality data and digital services based on the federation of data repositories and services of research infrastructure. It also provides an environment in which researchers and innovators can publish, find and re-use each other’s data and tools. The European Open Science Cloud EU Node, providing a full spectrum of scientific tools for researchers across Europe, became operational in 2024 as the first node of the cloud and will help to address the crucial need for improved data sharing. It will be supported by the Open Research Europe (53) open access publishing service launched by the Commission in 2021 as an optional and cost-free service allowing beneficiaries of EU programmes to comply with their obligation to make their peer-reviewed scholarly research freely available online. To support a responsible use of Artificial Intelligence in science in line with EU values and principles, the ERA Forum developed and published in 2024 living guidelines (54) for researchers, research organisations and funders.
To strengthen gender equality and inclusiveness in R&I policy, the development of a gender equality plan has been introduced as an eligibility criterion for all public bodies, higher education institutions and research organisations applying to Horizon Europe. Another eligibility criterion for Horizon Europe is a requirement to take into account the gender dimension in the content of R&I activities. In addition, thanks to the work done under the ERA Policy Agenda, the Commission has drawn up an EU Baseline on a Strategy for a Zero-Tolerance Code of Conduct to counteract gender-based violence, including sexual harassment. According to data from 2023, there are signs of progress on gender equality in R&I (55). Gender balance has almost been achieved at the level of PhD graduates in Europe (at present slightly more men than women graduate with PhDs). There has also been a slight increase in the proportion of women holding senior academic positions and contributing to scientific publications. Nevertheless, significant gender gaps remain in R&I, particularly in the fields of science, technology, engineering and mathematics (STEM) (56).
The Commission continuously invests in research and education projects on ethics and research integrity, to assist in the strengthening of the relevant frameworks. To support the research community in promoting research integrity and excellence, various toolboxes and educational materials have been developed. Additionally, the Commission facilitates the operations of several European and global networks on ethics, research integrity and research quality.
As global tensions rise and the strategic importance of R&I grows, ensuring the security of European research is paramount. To address this challenge, the EU must balance openness and collaboration with the protection of critical knowledge and technology. In line with the Council Recommendation on Enhancing Research Security (57), the ERA will strengthen support for researchers and institutions using a coordinated approach, including by setting up a European Centre of Expertise on Research Security. This Centre will serve as a hub for knowledge exchange, risk assessment and capacity building, ensuring that European research remains open, collaborative and secure.
Following calls from the European Parliament, which has adopted a resolution on the ‘Promotion of the freedom of scientific research in the EU’ (58), the Commission has also committed to preparing a possible legal initiative on freedom of scientific research in the EU (59).
For the ERA to be fully effective and support excellent R&I, it also needs world-class research and technology infrastructure to be accessible to European researchers and innovators. Most individual Member States do not have the necessary financial or organisational resources to build, operate and upgrade such infrastructure, whether it is single site, distributed across Europe, or virtual. In order to best support the further integration and strengthening of world-class European research infrastructure, the Commission regularly carries out an assessment of the needs and performance of existing structures. The Roadmap of the European Strategy Forum on Research Infrastructures (ESFRI) is updated on the basis of such analysis, prioritising the facilities and services that reinforce European scientific and technological competitiveness. The landscape analysis issued by ESFRI in 2024 (60) provides a comprehensive picture of a dynamic research infrastructure ecosystem in Europe, ranging from pan-European ESFRI Landmarks and ERICs (61) to EIROforum (62) members and national research infrastructure. The ESFRI Roadmap alone reflects a total of more than EUR 25 billion of investment and more than EUR 2 billion in operating costs every year, with most funding mobilised at national level. Horizon Europe allocates in its work programme EUR 2.4 billion to research infrastructures, alongside the Cohesion Policy Funds and RRF contributions. Horizon Europe also supports transnational access to European research infrastructure for more than 6 000 researchers every year. The European Commission, via its Joint Research Centre (JRC), also provides access to its unique research infrastructures for research (63) and training and capacity building (64). In recent years, 17 JRC research infrastructures have opened access to more than 560 users from over 130 institutions across 33 countries.
In parallel, technology infrastructure also plays an important role in supporting the innovation capacity and competitiveness of the industrial sector, in the form of pilot lines, testing facilities, clean rooms, demonstration sites and living labs. They can be sector-specific or technology-focused and are usually hosted and operated by research and technology organisations and technical universities. In line with the ERA Policy Agenda, a comprehensive analysis of the policy and funding landscape for technology infrastructure was developed, identifying the main weaknesses and deficiencies. A European approach to technology infrastructure was also tested in two specific areas: (1) setting-up open innovation test beds to develop advanced materials, and (ii) establishing a roadmap for investment in relevant infrastructure for the European aviation sector. Cross-sectoral collaborative work on a comprehensive European strategy to improve the quality, availability and accessibility of technology infrastructure is also ongoing, in particular for SMEs and start-ups.
Universities, in their position at the crossroads of education, research, innovation, and serving society and the economy, are uniquely placed to support the ERA. With the aim of facilitating the adaptation of universities to changing needs and conditions, the Commission adopted a Communication on a European Strategy for universities in 2021 (65). An ERA Forum subgroup has developed recommendations on supporting excellence in R&I in the university sector, and on the institutional change needed.
In order to track all policy developments and their impact on R&I careers, including on skills training and intersectoral mobility, in 2024 the Commission launched a new Research and Innovation Careers Observatory (66) in partnership with the OECD. This will help to identify areas in which further action is needed.
Remaining scope for action
Overall, knowledge circulation within the EU has improved, due to the combined impact of past and recent initiatives. Nevertheless, despite the progress made, several important challenges remain.
Administrative and legal obstacles such as disparities in career development opportunities and the lack of a level playing field across sectors and countries remain. These obstacles make research careers less attractive and hamper the mobility of R&I talent across Member States and between business and academia. There is also still scope for stronger action to develop inclusive gender equality plans and policies that address intersecting inequalities and discrimination on the grounds of gender, gender orientation, ethnicity, age, sexual orientation and other aspects. Moreover, there remain persistent and growing skills shortages in certain areas such as clean energy and artificial intelligence that need to be addressed if Europe is to remain competitive in emerging technologies and harness the full potential of the green and digital transformation.
To ensure that Europe continues to lead the way in addressing the ethical challenges raised by new technologies and ensure the protection of EU values and fundamental rights in research, the ERA should ensure that researchers, research and innovation processes and the R&I system, independent of their source of funding, comply with the highest ethics and integrity standards. This implies ensuring that the respect of EU values is not globally context-dependent so as to notably ensure an Ethics by Design approach throughout the ERA.
Despite making progress in accepting and practising open science, Europe still lacks the necessary federated and interoperable digital infrastructure to share research data and services across countries and scientific disciplines. It also lacks fit-for-purpose copyright, data and digital regulation to unlock knowledge and data currently behind paywalls or insufficiently exploited due to legal challenges. The EU has recently adopted the European Data Governance Act and the European Data Act, which are significant advances in fostering data sharing. (67)
Budget constraints increasingly prevent funding bodies and countries from awarding matching costs for the construction, operation, and upgrading of research infrastructures. Alignment and coordination between EU, national and regional funding is needed to both: (i) reduce the risk of fragmentation and dilution of resources; and (ii) address new challenges linked to transnational access, new user communities, digitalisation, research security, economic competition and regulatory barriers. The technology infrastructure landscape remains fragmented, with a high concentration of facilities in the most industrially developed countries and regions of the EU, while only a few countries have dedicated national policies addressing technology infrastructure and facilitating the use of such infrastructure by companies.
5. Conclusion
The vision for the ‘New European Research Area’ outlined in the 2020 Communication responded to the pressing challenges facing the EU, in particular the need for resilience and recovery following the COVID-19 crisis, combined with the essential role of R&I in underpinning the green and digital transitions. The rationale remains equally valid now, namely to create an environment for research and innovation that: (i) maximises economies of scale and cooperation across the whole of the EU and beyond;(ii) nurtures the full diversity of European talent; (iii) provides European researchers with the best possible working conditions; and (iv) ensures that the excellent results produced by European researchers benefit both the economy and society.
By establishing new governance structures and a policy agenda with concrete actions, the EU injected fresh momentum into the ERA completion, aligning policies, regulatory frameworks and funding programmes. Notable progress has been made through collaboration with Member States, particularly in addressing the fragmentation of R&I systems. Initiatives have focused on careers, infrastructure, open science, building trust through citizen engagement and mobilising resources for thematic cooperation. The joint priority-setting process, co-created between Member States, stakeholders and the Commission, has fostered a sense of ownership and increased commitment to implementation.
Despite this progress, the EU still cannot rely on a fully effective ERA capable of attracting, retaining and nurturing its talent under optimal conditions. As highlighted in the Draghi report, the quality of European research is high but numerous barriers remain. These barriers include: (i) inadequate prioritisation of R&I in public budgets (with only five countries meeting the 3% GDP target for public and private R&D investment); (ii) insufficient coordination of R&I policies across ERA countries; (iii) persistent fragmentation of R&I systems and regulations; (iv) performance disparities; and (v) administrative burden. These factors continue to hinder Europe’s competitiveness. In addition, while the launch of the European Innovation Council under Horizon Europe was a significant step towards supporting deep tech innovators, barriers still exist that make it difficult to deploy and exploit R&I results, and scale up innovative companies in Europe. Completing the Single Market and the Capital Markets Union is key to tackling the innovation gap between the EU and other major economies.
The persistence of these challenges, weaknesses and disparities across and within Member States prevents the EU from leveraging its full scientific potential for the benefit of the economy and society. Enrico Letta’s report on the single market (68) emphasised the crucial role of the ERA, as enshrined in the Treaty, in developing a ‘5th Freedom to enhance research, innovation and education in the Single Market’ and bolstering Europe’s innovation capacity. To build a stronger EU rooted in scientific excellence and technological leadership, continued political commitment and cooperation are key. This would allow the EU to secure its place at the forefront of global innovation, ensuring a future in which its talent thrives and delivers lasting benefits for all.
ANNEX 1: IMPLEMENTATION OF THE 2020 ERA COMMUNICATION ROADMAP THROUGH THE ERA POLICY AGENDA 2022-24
1()EU competitiveness: Looking ahead - European Commission (europa.eu)
2()https://commission.europa.eu/document/e6cd4328-673c-4e7a-8683-f63ffb2cf648_en
3() Regional Innovation Scoreboard 2023
4() COM(2020) 628 final
5() OJ L 431, 2.12.2021, p. 1–9.
6() More information on the 20 actions and the implementation of the ‘new ERA’ can be found in Annex 1.
7() Council doc. 14308/21.
8() Home | European Research Area Platform (europa.eu)
9() COM(2021)252 final.
10() OJ C, C/2024/3510, 30.5.2024.
11() More information on the implementation of the ‘new ERA’ can be found in Annex 1 as well as on the ERA policy platform, which provides detailed reports on the implementation of ERA actions, both at EU level and at the level of individual Member States: https://european-research-area.ec.europa.eu/
12() https://www.consilium.europa.eu/media/m5jlwe0p/euco-conclusions-20240417-18-en.pdf.
13() COM(2024)231 final, p. 9.
14()Cohesion policy is driving the reforms through the enabling conditions that need to be met in order to allow these investments to happen. Smart specialisation strategies provide a strategic framework for Cohesion policy’s R&I targeted investments to strengthen regional innovation ecosystems and build institutional capacities, addressing also challenges such as industrial transition and fostering interregional cooperation.
15() The Horizon Policy Support Facility aims to support countries in improving their R&I systems through access to relevant expertise and experience from peers on R&I policy reforms across the ERA. The budget is set for each year in the Horizon Europe Work Programme.
16() The Technical Support Instrument is the EU programme that provides tailor-made technical expertise to EU Member States to design and implement reforms.
17() https://commission.europa.eu/publications/2024-european-semester-spring-package_en.
18()European Commission (COM(2024) 474 final, Report from the Commission to the European Parliament and the Council on the implementation of the Recovery and Resilience Facility, 10 October 2024
[2]([2] Eurostat, Gross domestic expenditure on R&D, 2022 (R&D expenditure - Statistics Explained (europa.eu)
19() Ex post evaluation of Cohesion policy programmes 2014-2020 financed by the ERDF, Final report
20() Science, Research and Innovation Performance (SRIP) Report 2024, Chapter 5, p. 353-355.
21() Widening countries under Horizon Europe are: Bulgaria, Croatia, Cyprus, Czechia, Estonia, Greece, Hungary, Latvia, Lithuania, Malta, Poland, Portugal, Romania, Slovakia, Slovenia; Outermost Regions (under the terms of Article 349 TFEU); and associated countries with equivalent characteristics in terms of R&I performance (Albania, Bosnia & Herzegovina, Kosovo* (This designation is without prejudice to positions on status, and is in line with UNSCR 1244/1999 and the ICJ Opinion on the Kosovo declaration of independence), Montenegro, North Macedonia, Serbia, Turkey, Armenia, Georgia, Moldova, Tunisia, Ukraine, Faroe Islands).
22() Widening participation and spreading excellence - European Commission (europa.eu)
23() Inforegio - Commission funds Regional Innovation Valleys with €116 million to strengthen competitiveness and promote innovation (europa.eu)
24
25() https://research-and-innovation.ec.europa.eu/statistics/performance-indicators/european-innovation-scoreboard_en
26()https://european-union.europa.eu/priorities-and-actions/actions-topic/single-market_en
27() https://research-and-innovation.ec.europa.eu/strategy/support-policy-making/shaping-eu-research-and-innovation-policy/new-european-innovation-agenda_en
28()https://op.europa.eu/en/publication-detail/-/publication/a879719c-e4ec-11ee-8b2b-01aa75ed71a1/language-en
29() OJ L 317, 9.12.2022, p. 141–148.
30() OJ L 69, 7.3.2023, p. 75–84 and OJ L 69, 7.3.2023, p. 63–74, OJ L, 2024/774, 5.3.2024 and OJ L, 2024/736, 5.3.2024.
31() Repository of Best Practices | Research and Innovation (europa.eu)
32()https://op.europa.eu/en/web/eu-law-and-publications/publication-detail/-/publication/2f1ec1d2-1173-11ee-b12e-01aa75ed71a1
33() EUR-Lex - 52023DC0634 - EN - EUR-Lex (europa.eu)
34() Implementing the actions - European Commission (europa.eu)
35() https://cetpartnership.eu/
36() Including for instance the Chips Joint Undertaking, Innovative Health Initiative Joint Undertaking, Clean Hydrogen Joint Undertaking, and co-programmed partnerships such as Processes 4 Planet (processing industries), Clean Steel, Batt4EU (industrial batter value chain), 2ZERO (zero emissions road transport), Made in Europe (advanced manufacturing) or co-funded partnership with Member States such as European Clean Energy Transition Partnership, as well as the Knowledge and Innovation Communities of the European Institute of Innovation and Technology (EIT).
37() Industrial alliances - European Commission (europa.eu)
38()eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52024DC0028
39()EuroHPC Joint Undertaking. Homepage - EuroHPC JU (europa.eu)
40()https://strategic-technologies.europa.eu/get-funding_en
41() Science, Research and Innovation Performance (SRIP) Report 2024, Chapter 5, p. 328.
42() Science, Research and Innovation Performance (SRIP) Report 2024, Chapter 5, p. 331
43()https://european-union.europa.eu/priorities-and-actions/actions-topic/single-market_en
44() OJ C, C/2023/1640, 29.12.2023.
45() Updating the 2005 Charter and Code for researchers.
46()https://projects.research-and-innovation.ec.europa.eu/en/statistics/policy-support-facility/mutual-learning-exercise-research-careers
47() https://coara.eu/about/
48() https://ec.europa.eu/era-talent-platform/
49() https://euraxess.ec.europa.eu/
50()https://research-and-innovation.ec.europa.eu/jobs-research/researchcomp-european-competence-framework-researchers_en
51()Data from the Research and Innovation Careers Observatory (ReICO) will indicate the progress in terms of researchers’ skills and intersectoral mobility.
52() Findable, Accessible, Interoperable and Reusable.
53() https://open-research-europe.ec.europa.eu/
54() https://research-and-innovation.ec.europa.eu/document/2b6cf7e5-36ac-41cb-aab5-0d32050143dc_en
55() For recent figures on progress:https://op.europa.eu/en/publication-detail/-/publication/1d49ca62-ec09-11ee-8e14-01aa75ed71a1/language-en
56() She Figures 2021 https://op.europa.eu/en/web/eu-law-and-publications/publication-detail/-/publication/67d5a207-4da1-11ec-91ac-01aa75ed71a1
57()OJ C, C/2024/3510, 30.5.2024.
58() https://www.europarl.europa.eu/doceo/document/TA-9-2024-0022_EN.html
59() Based on an external study for the European Commission to be completed by May 2025 and aiming to provide a solid de jure and de facto assessment of the protection and promotion of the freedom of scientific research in the EU.
60() https://landscape2024.esfri.eu/media/coqdoq0q/20240604_la2024.pdf
61() European Research Infrastructure Consortia
62() European Intergovernmental Research Organisation forum
63()https://joint-research-centre.ec.europa.eu/tools-and-laboratories/open-access-jrc-research-infrastructures_en
64()https://joint-research-centre.ec.europa.eu/tools-and-laboratories/training-programmes/open-access-jrc-research-infrastructures-training-and-capacity-building_en
65() COM (2022) 16 final
66()ERA Talent Platform - Research and Innovation Careers Observatory (ReICO) (europa.eu) .
67()Regulation (EU) 2022/868 of the European Parliament and of the Council of 30 May 2022 on European data governance and amending Regulation (EU) 2018/1724 (Data Governance Act) (Text with EEA relevance)
68() https://www.consilium.europa.eu/media/ny3j24sm/much-more-than-a-market-report-by-enrico-letta.pdf
EN EN