COM(2010)482 - Short Selling and certain aspects of Credit Default Swaps
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Contents
official title
Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on Short Selling and certain aspects of Credit Default Swaps| Legal instrument | Regulation |
|---|---|
| Decision making procedure | ordinary legislative procedure (COD) |
| reference by COM-number125 | COM(2010)482  |
| Additional COM-numbers | SEC(2010)1056; SEC(2010)1055 |
| procedure number127 | 2010/0251(COD) |
| CELEX number128 | 52010PC0482 |
| Document | 15-09-2010 |
|---|---|
| Online publication | 18-09-2010 |
| Decision | 14-03-2012; Verordening 2012/236 |
| Publication in Official Journal129 | 24-03-2012; Special edition in Croatian: Chapter 10 Volume 006,OJ L 86, 24.3.2012 |
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- 1.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 2.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 4.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 5.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 6.CESR/10-088 , 'Model for a Pan-European Short Selling Disclosure Regime'.
- 7.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 8.A list of formal and informal consultations is included in the Impact Assessment accompanying this proposal.
- 10.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (OJ L 390, 31.12.2004, p. 38).
- 11.Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directive 85/611/EEC and 93/6/EEC and Directive 2001/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p. 1).
- 12.CESR/10-088 and CESR/10-453. CESR only looked at rules relating to shares whereas the Commission's proposal covers all kinds of financial instruments.
- 13.OJ C
- 14.OJ C
- 15.OJ L
- 16.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 17.OJ L 281, 23.11.1995, p. 31.
- 18.OJ L 8, 12.1.2001, p. 1.
- 19.OJ L 184, 17.7.1999, p. 23.
- 20.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 21.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (OJ L 390, 31.12.2004, p. 38).
- 22.OJ L 145, 30.4.2004, p. 1.
- 23.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 24.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 25.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 26.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (OJ L 390, 31.12.2004, p. 38).
- 27.OJ L 390, 31.12.2004, p. 38.
- 28.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 29.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 30.OJ L
- 31.OJ C
- 32.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 34.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 35.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 36.OJ L 390, 31.12.2004, p. 38.
- 37.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 38.OJ L 96, 12.4.2003, p. 16.
- 39.OJ L 336, 23.12.2003, p. 33.
- 40.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 41.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 42.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 43.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 47.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 49.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 50.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 51.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 52.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 53.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 57.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 59.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 60.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 61.OJ L 191, 13.7.2001, p.45.
- 62.CESR/10-088 , 'Model for a Pan-European Short Selling Disclosure Regime'.
- 63.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 64.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 66.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 67.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 68.CESR/10-088 , 'Model for a Pan-European Short Selling Disclosure Regime'.
- 69.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 70.A list of formal and informal consultations is included in the Impact Assessment accompanying this proposal.
- 72.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (OJ L 390, 31.12.2004, p. 38).
- 73.Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directive 85/611/EEC and 93/6/EEC and Directive 2001/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p.
1).
- 74.CESR/10-088 and CESR/10-453. CESR only looked at rules relating to shares whereas the Commission's proposal covers all kinds of financial instruments.
- 75.OJ C
- 76.OJ C
- 77.OJ L
- 78.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 79.OJ L 281, 23.11.1995, p. 31.
- 80.OJ L 8, 12.1.2001, p. 1.
- 81.OJ L 184, 17.7.1999, p. 23.
- 82.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 83.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (OJ L 390, 31.12.2004, p. 38).
- 84.OJ L 145, 30.4.2004, p. 1.
- 85.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 86.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 87.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 88.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC (OJ L 390, 31.12.2004, p. 38).
- 89.OJ L 390, 31.12.2004, p. 38.
- 90.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 91.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 92.OJ L
- 93.OJ C
- 94.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 96.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 97.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 98.OJ L 390, 31.12.2004, p. 38.
- 99.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 100.OJ L 96, 12.4.2003, p. 16.
- 101.OJ L 336, 23.12.2003, p. 33.
- 102.Directive 2003/6/EC of the European parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (OJ L 96, 12.4.2003, p. 16).
- 103.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 104.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 105.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 109.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 111.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 112.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 113.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 114.CESR/10-453, 'Technical details of the pan-European short selling disclosure regime'.
- 115.Communication of 2 June 2010 from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the European Central Bank - COM(2010) 301, p. 7.
- 119.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 121.Call for evidence, Review of Directive 2003/6/EC on insider dealing and market manipulation (Market Abuse Directive). For the text of the call for evidence, see:ec.europa.eu/internal_market/consultations/docs
- 122.Directive 2003/6/EC defines in its article 1 inside information and market manipulation, which together constitute market abuse.
- 123.OJ L 191, 13.7.2001,
- 124.CESR/10-088 , 'Model for a Pan-European Short Selling Disclosure Regime'.
- 125.De Europese Commissie kent nummers toe aan officiële documenten van de Europese Unie. De Commissie maakt onderscheid in een aantal typen documenten door middel van het toekennen van verschillende nummerseries. Het onderscheid is gebaseerd op het soort document en/of de instelling van de Unie van wie het document afkomstig is.
- 126.De Raad van de Europese Unie kent aan wetgevingsdossiers een uniek toe. Dit nummer bestaat uit een vijfcijferig volgnummer gevolgd door een schuine streep met de laatste twee cijfers van het jaartal, bijvoorbeeld 12345/00 - een document met nummer 12345 uit het jaar 2000.
- 127.Het interinstitutionele nummer is een nummerreeks die binnen de Europese Unie toegekend wordt aan voorstellen voor regelgeving van de Europese Commissie.
Binnen de Europese Unie worden nog een aantal andere nummerseries gebruikt. Iedere instelling heeft één of meerdere sets documenten met ieder een eigen nummering. Die reeksen komen niet overeen met elkaar of het interinstitutioneel nummer.
- 128.Deze databank van de Europese Unie biedt de mogelijkheid de actuele werkzaamheden (workflow) van de Europese instellingen (Europees Parlement, Raad, ESC, Comité van de Regio's, Europese Centrale Bank, Hof van Justitie enz.) te volgen. EURlex volgt alle voorstellen (zoals wetgevende en begrotingsdossiers) en mededelingen van de Commissie, vanaf het moment dat ze aan de Raad of het Europees Parlement worden voorgelegd.
- 129.Als dag van bekendmaking van een Europees besluit geldt de dag waarop het besluit in het Publicatieblad wordt bekendgemaakt, en daardoor in alle officiële talen van de Europese Unie bij het Publicatiebureau beschikbaar is.