COM(2011)453 - Access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms
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Contents
official title
Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms and amending Directive 2002/87/EC of the European Parliament and of the Council on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerateLegal instrument | Directive |
---|---|
Decision making procedure | ordinary legislative procedure (COD) |
reference by COM-number465 | COM(2011)453 ![]() |
Additional COM-numbers | SEC(2011)953; SEC(2011)952 |
procedure number467 | 2011/0203(COD) |
CELEX number468 | 52011PC0453 |
Document | 20-07-2011 |
---|---|
Online publication | 26-07-2011 |
Decision | 26-06-2013; Richtlijn 2013/36 |
Publication in Official Journal469 | 27-06-2013; Special edition in Croatian: Chapter 06 Volume 014,OJ L 176, 27.6.2013 |
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- 1.COM(2010)716 final.
- 2.COM (2009) 114 final.
- 3.COM(2010)284 final.
- 4.SEC(2010)669 final.
- 5.2010/2009(INI).
- 6.INT/527.
- 9.CEBS: 'Mapping of supervisory objectives, including early intervention measures and sanctioning powers', March 2009/47, available on www.c-ebs.org/home.aspx. Information contained in this report has been subsequently updated on the basis of the contributions received from member States.
- 10.
- 11.
- 12.See reference in footnote 9
- 13.COM(2010)716 final.
- 14.COM(2010)716 final.
- 15.COM(2009) 501, COM(2009) 502, COM(2009) 503.
- 16.COM(2010)716 final.
- 17.OJ C , , p. .
- 18.OJ C , , p. .
- 19.OJ L 177, 30.6.2006, p. 1.
- 20.OJ L 177, 30.6.2006, p. 201.
- 21.
- 22.OJ L 145, 30.4.2004, p. 1.
- 23.OJ L 331 , 15.12.2010, p. 12.
- 24.2010/2009(INI).
- 25.OJ L 125, 5.5.2001, p. 15.
- 26.OJ L 331, 15.12.2010, p. 1.
- 27.OJ L 55, 28.2.2011, p. 13.
- 28.OJ L 335, 17.12.2009, p. 1.
- 29.OJ L 319, 5.12.2007, p. 1.
- 30.OJ L 302, 17.11.2009, p. 32.
- 31.OJ L 267, 10.10.2009, p. 7.
- 32.OJ L 35, 11.2.2003, p. 1.
- 33.OJ L 281, 23.11.1995, p. 31.
- 34.OJ L 8, 12.1.2001, p. 1.
- 35.COM(2010)716 final.
- 36.COM (2009) 114 final.
- 37.COM(2010)284 final.
- 38.COM(2010)716 final.
- 39.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market (OJ L 390, 31.12.2004, p. 38).
- 40.SEC(2010)669 final.
- 41.2010/2009(INI).
- 42.COM(2010)716 final.
- 43.COM(2010)284 final.
- 44.COM(2010)716 final.
- 45.COM (2009) 114 final.
- 46.COM(2010)716 final.
- 47.COM(2010)716 final.
- 48.SEC(2010)669 final.
- 49.SEC(2010)669 final.
- 50.COM(2010)716 final.
- 51.SEC(2010)669 final.
- 52.COM(2010)716 final.
- 53.COM(2010)284 final.
- 54.Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of financial system for the purpose of money laundering and terrorist financing (OJ L 309, 25.11.2005, p. 15).
- 55.COM(2010)716 final.
- 56.COM (2009) 114 final.
- 57.COM(2010)284 final.
- 58.SEC(2010)669 final.
- 59.COM(2010)716 final.
- 60.COM(2010)716 final.
- 61.COM(2010)716 final.
- 62.COM(2010)716 final.
- 63.SEC(2010)669 final.
- 64.2010/2009(INI).
- 67.OJ L 9, 15.1.2003, p. 3.
- 69.Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on insurance mediation, OJ L 9, 15.1.2003, p. 3.
- 70.COM(2010)284 final.
- 71.COM (2009) 114 final.
- 72.COM(2010)716 final.
- 73.COM(2010)284 final.
- 74.COM (2009) 114 final.
- 75.COM(2010)716 final.
- 76.COM(2010)284 final.
- 77.COM (2009) 114 final.
- 78.COM(2010)716 final.
- 79.COM(2010)284 final.
- 80.COM(2010)716 final.
- 81.COM (2009) 114 final.
- 82.COM(2010)284 final.
- 83.COM(2010)716 final.
- 84.COM (2009) 114 final.
- 85.COM(2010)716 final.
- 86.COM (2009) 114 final.
- 87.COM(2010)284 final.
- 88.COM(2010)716 final.
- 89.COM (2009) 114 final.
- 90.COM (2009) 114 final.
- 91.COM(2010)716 final.
- 92.COM (2009) 114 final.
- 93.COM(2010)284 final.
- 94.COM(2010)716 final.
- 95.COM(2010)716 final.
- 96.COM(2010)284 final.
- 97.COM(2010)716 final.
- 98.COM(2010)284 final.
- 99.COM(2010)716 final.
- 100.COM(2010)284 final.
- 101.COM(2010)716 final.
- 102.SEC(2010)669 final.
- 103.
- 104.
- 105.COM(2010)716 final.
- 106.COM(2010)716 final.
- 107.COM(2010)716 final.
- 108.COM(2010)716 final.
- 109.COM(2010)716 final.
- 110.COM(2010)716 final.
- 111.COM(2010)716 final.
- 112.Regulation (EU) No 1092/2010 of the European Parliament and of the Council of 24 November 2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board, OJ L 331, 15.12.2010, p. 1.
- 113.COM(2010)716 final.
- 114.COM(2010)716 final.
- 115.COM(2010)716 final.
- 116.COM(2010)716 final.
- 117.SEC(2010)669 final.
- 118.COM (2009) 114 final.
- 119.COM(2010)716 final.
- 120.COM (2009) 114 final.
- 121.COM(2010)716 final.
- 122.COM (2009) 114 final.
- 123.Directive 2006/43 of the European Parliament and of the Council of 17 May 2006 on statutory audit of annual accounts and consolidated accounts (OJ L 157, 9.6.2006, p. 87).
- 124.Fourth Council Directive 78/660/EEC of 25 July 1978 based on Article 54 (3) (g) of the Treaty on the annual accounts of certain types of companies, OJ L 222, 14.8.1978, p. 11.
- 125.Seventh Council Directive 83/349/EEC of 13 June 1983 based on the Article 54 (3) (g) of the Treaty on consolidated accounts, OJ L 193, 18.7.1983, p. 1.
- 126.COM(2010)716 final.
- 127.COM(2010)716 final.
- 128.COM(2010)716 final.
- 129.COM(2010)716 final.
- 130.COM(2010)716 final.
- 131.COM(2010)716 final.
- 132.COM(2010)716 final.
- 133.COM (2009) 114 final.
- 134.COM(2010)716 final.
- 135.COM(2010)716 final.
- 136.COM(2010)284 final.
- 137.COM(2010)716 final.
- 138.COM(2010)716 final.
- 139.C(2009) 3159.
- 140.COM(2010)716 final.
- 141.COM (2009) 114 final.
- 142.COM (2009) 114 final.
- 143.COM(2010)716 final.
- 144.COM(2010)716 final.
- 145.COM (2009) 114 final.
- 146.COM (2009) 114 final.
- 147.Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC, OJ L 331, 15.12.2010, p. 48.
- 148.Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC, OJ L 331, 15.12.2010, p. 84.
- 149.COM(2010)284 final.
- 150.COM(2010)716 final.
- 151.COM(2010)716 final.
- 152.COM(2010)284 final.
- 153.2010/2009(INI).
- 154.COM(2010)284 final.
- 155.COM(2010)716 final.
- 156.COM (2009) 114 final.
- 157.COM(2010)284 final.
- 158.COM(2010)284 final.
- 159.2010/2009(INI).
- 160.COM(2010)284 final.
- 161.COM(2010)284 final.
- 162.SEC(2010)669 final.
- 163.SEC(2010)669 final.
- 164.SEC(2010)669 final.
- 165.COM(2010)716 final.
- 166.COM (2009) 114 final.
- 167.COM (2009) 114 final.
- 168.COM(2010)284 final.
- 169.COM(2010)716 final.
- 170.COM (2009) 114 final.
- 171.COM (2009) 114 final.
- 172.COM (2009) 114 final.
- 173.COM(2010)284 final.
- 174.COM(2010)284 final.
- 175.COM(2010)284 final.
- 176.COM(2010)716 final.
- 177.COM (2009) 114 final.
- 178.COM(2010)284 final.
- 179.COM(2010)284 final.
- 180.COM(2010)284 final.
- 181.2010/2009(INI).
- 182.COM(2010)284 final.
- 183.COM(2010)284 final.
- 184.COM(2010)284 final.
- 185.COM (2009) 114 final.
- 186.COM(2010)284 final.
- 187.2010/2009(INI).
- 188.COM(2010)284 final.
- 189.COM(2010)716 final.
- 190.COM(2010)284 final.
- 191.COM(2010)716 final.
- 192.COM (2009) 114 final.
- 193.COM(2010)284 final.
- 194.COM (2009) 114 final.
- 195.SEC(2010)669 final.
- 196.COM(2010)284 final.
- 197.COM(2010)284 final.
- 198.COM(2010)284 final.
- 199.COM(2010)284 final.
- 200.COM(2010)716 final.
- 201.COM(2010)284 final.
- 202.COM(2010)284 final.
- 203.COM(2010)284 final.
- 204.COM(2010)284 final.
- 205.COM(2010)284 final.
- 206.COM(2010)716 final.
- 207.COM(2010)716 final.
- 208.COM(2010)716 final.
- 209.COM(2010)716 final.
- 210.COM(2010)716 final.
- 211.COM(2010)716 final.
- 212.COM (2009) 114 final.
- 213.COM (2009) 114 final.
- 214.COM (2009) 114 final.
- 215.COM(2010)284 final.
- 216.COM (2009) 114 final.
- 217.COM(2010)716 final.
- 218.SEC(2010)669 final.
- 219.COM (2009) 114 final.
- 220.COM(2010)716 final.
- 221.COM(2010)716 final.
- 222.COM(2010)716 final.
- 223.COM(2010)284 final.
- 224.COM(2010)284 final.
- 225.COM(2010)284 final.
- 226.COM(2010)284 final.
- 227.COM(2010)716 final.
- 228.COM (2009) 114 final.
- 229.SEC(2010)669 final.
- 230.COM(2010)284 final.
- 231.OJ L 319, 5.12.2007, p. 1
- 232.OJ L 145, 30.4.2004, p. 1.
- 233.COM(2010)716 final.
- 234.COM (2009) 114 final.
- 235.COM(2010)284 final.
- 236.SEC(2010)669 final.
- 237.2010/2009(INI).
- 238.INT/527.
- 241.CEBS: 'Mapping of supervisory objectives, including early intervention measures and sanctioning powers', March 2009/47, available on www.c-ebs.org/home.aspx. Information contained in this report has been subsequently updated on the basis of the contributions received from member States.
- 242.
- 243.
- 244.See reference in footnote 9
- 245.COM(2010)716 final.
- 246.COM(2010)716 final.
- 247.COM(2009) 501, COM(2009) 502, COM(2009) 503.
- 248.COM(2010)716 final.
- 249.OJ C , , p. .
- 250.OJ C , , p. .
- 251.OJ L 177, 30.6.2006, p. 1.
- 252.OJ L 177, 30.6.2006, p. 201.
- 253.
- 254.OJ L 145, 30.4.2004, p. 1.
- 255.OJ L 331 , 15.12.2010, p. 12.
- 256.2010/2009(INI).
- 257.OJ L 125, 5.5.2001, p. 15.
- 258.OJ L 331, 15.12.2010, p. 1.
- 259.OJ L 55, 28.2.2011, p. 13.
- 260.OJ L 335, 17.12.2009, p. 1.
- 261.OJ L 319, 5.12.2007, p. 1.
- 262.OJ L 302, 17.11.2009, p. 32.
- 263.OJ L 267, 10.10.2009, p. 7.
- 264.OJ L 35, 11.2.2003, p. 1.
- 265.OJ L 281, 23.11.1995, p. 31.
- 266.OJ L 8, 12.1.2001, p. 1.
- 267.COM(2010)716 final.
- 268.COM (2009) 114 final.
- 269.COM(2010)284 final.
- 270.COM(2010)716 final.
- 271.Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market (OJ L 390, 31.12.2004, p. 38).
- 272.SEC(2010)669 final.
- 273.2010/2009(INI).
- 274.COM(2010)716 final.
- 275.COM(2010)284 final.
- 276.COM(2010)716 final.
- 277.COM (2009) 114 final.
- 278.COM(2010)716 final.
- 279.COM(2010)716 final.
- 280.SEC(2010)669 final.
- 281.SEC(2010)669 final.
- 282.COM(2010)716 final.
- 283.SEC(2010)669 final.
- 284.COM(2010)716 final.
- 285.COM(2010)284 final.
- 286.Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of financial system for the purpose of money laundering and terrorist financing (OJ L 309, 25.11.2005, p. 15).
- 287.COM(2010)716 final.
- 288.COM (2009) 114 final.
- 289.COM(2010)284 final.
- 290.SEC(2010)669 final.
- 291.COM(2010)716 final.
- 292.COM(2010)716 final.
- 293.COM(2010)716 final.
- 294.COM(2010)716 final.
- 295.SEC(2010)669 final.
- 296.2010/2009(INI).
- 299.OJ L 9, 15.1.2003, p. 3.
- 301.Directive 2002/92/EC of the European Parliament and of the Council of 9 December 2002 on insurance mediation, OJ L 9, 15.1.2003, p. 3.
- 302.COM(2010)284 final.
- 303.COM (2009) 114 final.
- 304.COM(2010)716 final.
- 305.COM(2010)284 final.
- 306.COM (2009) 114 final.
- 307.COM(2010)716 final.
- 308.COM(2010)284 final.
- 309.COM (2009) 114 final.
- 310.COM(2010)716 final.
- 311.COM(2010)284 final.
- 312.COM(2010)716 final.
- 313.COM (2009) 114 final.
- 314.COM(2010)284 final.
- 315.COM(2010)716 final.
- 316.COM (2009) 114 final.
- 317.COM(2010)716 final.
- 318.COM (2009) 114 final.
- 319.COM(2010)284 final.
- 320.COM(2010)716 final.
- 321.COM (2009) 114 final.
- 322.COM (2009) 114 final.
- 323.COM(2010)716 final.
- 324.COM (2009) 114 final.
- 325.COM(2010)284 final.
- 326.COM(2010)716 final.
- 327.COM(2010)716 final.
- 328.COM(2010)284 final.
- 329.COM(2010)716 final.
- 330.COM(2010)284 final.
- 331.COM(2010)716 final.
- 332.COM(2010)284 final.
- 333.COM(2010)716 final.
- 334.SEC(2010)669 final.
- 335.
- 336.
- 337.COM(2010)716 final.
- 338.COM(2010)716 final.
- 339.COM(2010)716 final.
- 340.COM(2010)716 final.
- 341.COM(2010)716 final.
- 342.COM(2010)716 final.
- 343.COM(2010)716 final.
- 344.Regulation (EU) No 1092/2010 of the European Parliament and of the Council of 24 November 2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board, OJ L 331, 15.12.2010, p. 1.
- 345.COM(2010)716 final.
- 346.COM(2010)716 final.
- 347.COM(2010)716 final.
- 348.COM(2010)716 final.
- 349.SEC(2010)669 final.
- 350.COM (2009) 114 final.
- 351.COM(2010)716 final.
- 352.COM (2009) 114 final.
- 353.COM(2010)716 final.
- 354.COM (2009) 114 final.
- 355.Directive 2006/43 of the European Parliament and of the Council of 17 May 2006 on statutory audit of annual accounts and consolidated accounts (OJ L 157, 9.6.2006, p. 87).
- 356.Fourth Council Directive 78/660/EEC of 25 July 1978 based on Article 54 (3) (g) of the Treaty on the annual accounts of certain types of companies, OJ L 222, 14.8.1978, p. 11.
- 357.Seventh Council Directive 83/349/EEC of 13 June 1983 based on the Article 54 (3) (g) of the Treaty on consolidated accounts, OJ L 193, 18.7.1983, p. 1.
- 358.COM(2010)716 final.
- 359.COM(2010)716 final.
- 360.COM(2010)716 final.
- 361.COM(2010)716 final.
- 362.COM(2010)716 final.
- 363.COM(2010)716 final.
- 364.COM(2010)716 final.
- 365.COM (2009) 114 final.
- 366.COM(2010)716 final.
- 367.COM(2010)716 final.
- 368.COM(2010)284 final.
- 369.COM(2010)716 final.
- 370.COM(2010)716 final.
- 371.C(2009) 3159.
- 372.COM(2010)716 final.
- 373.COM (2009) 114 final.
- 374.COM (2009) 114 final.
- 375.COM(2010)716 final.
- 376.COM(2010)716 final.
- 377.COM (2009) 114 final.
- 378.COM (2009) 114 final.
- 379.Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC, OJ L 331, 15.12.2010, p. 48.
- 380.Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC, OJ L 331, 15.12.2010, p. 84.
- 381.COM(2010)284 final.
- 382.COM(2010)716 final.
- 383.COM(2010)716 final.
- 384.COM(2010)284 final.
- 385.2010/2009(INI).
- 386.COM(2010)284 final.
- 387.COM(2010)716 final.
- 388.COM (2009) 114 final.
- 389.COM(2010)284 final.
- 390.COM(2010)284 final.
- 391.2010/2009(INI).
- 392.COM(2010)284 final.
- 393.COM(2010)284 final.
- 394.SEC(2010)669 final.
- 395.SEC(2010)669 final.
- 396.SEC(2010)669 final.
- 397.COM(2010)716 final.
- 398.COM (2009) 114 final.
- 399.COM (2009) 114 final.
- 400.COM(2010)284 final.
- 401.COM(2010)716 final.
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- 404.COM (2009) 114 final.
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- 407.COM(2010)284 final.
- 408.COM(2010)716 final.
- 409.COM (2009) 114 final.
- 410.COM(2010)284 final.
- 411.COM(2010)284 final.
- 412.COM(2010)284 final.
- 413.2010/2009(INI).
- 414.COM(2010)284 final.
- 415.COM(2010)284 final.
- 416.COM(2010)284 final.
- 417.COM (2009) 114 final.
- 418.COM(2010)284 final.
- 419.2010/2009(INI).
- 420.COM(2010)284 final.
- 421.COM(2010)716 final.
- 422.COM(2010)284 final.
- 423.COM(2010)716 final.
- 424.COM (2009) 114 final.
- 425.COM(2010)284 final.
- 426.COM (2009) 114 final.
- 427.SEC(2010)669 final.
- 428.COM(2010)284 final.
- 429.COM(2010)284 final.
- 430.COM(2010)284 final.
- 431.COM(2010)284 final.
- 432.COM(2010)716 final.
- 433.COM(2010)284 final.
- 434.COM(2010)284 final.
- 435.COM(2010)284 final.
- 436.COM(2010)284 final.
- 437.COM(2010)284 final.
- 438.COM(2010)716 final.
- 439.COM(2010)716 final.
- 440.COM(2010)716 final.
- 441.COM(2010)716 final.
- 442.COM(2010)716 final.
- 443.COM(2010)716 final.
- 444.COM (2009) 114 final.
- 445.COM (2009) 114 final.
- 446.COM (2009) 114 final.
- 447.COM(2010)284 final.
- 448.COM (2009) 114 final.
- 449.COM(2010)716 final.
- 450.SEC(2010)669 final.
- 451.COM (2009) 114 final.
- 452.COM(2010)716 final.
- 453.COM(2010)716 final.
- 454.COM(2010)716 final.
- 455.COM(2010)284 final.
- 456.COM(2010)284 final.
- 457.COM(2010)284 final.
- 458.COM(2010)284 final.
- 459.COM(2010)716 final.
- 460.COM (2009) 114 final.
- 461.SEC(2010)669 final.
- 462.COM(2010)284 final.
- 463.OJ L 319, 5.12.2007, p. 1
- 464.OJ L 145, 30.4.2004, p. 1.
- 465.De Europese Commissie kent nummers toe aan officiële documenten van de Europese Unie. De Commissie maakt onderscheid in een aantal typen documenten door middel van het toekennen van verschillende nummerseries. Het onderscheid is gebaseerd op het soort document en/of de instelling van de Unie van wie het document afkomstig is.
- 466.De Raad van de Europese Unie kent aan wetgevingsdossiers een uniek toe. Dit nummer bestaat uit een vijfcijferig volgnummer gevolgd door een schuine streep met de laatste twee cijfers van het jaartal, bijvoorbeeld 12345/00 - een document met nummer 12345 uit het jaar 2000.
- 467.Het interinstitutionele nummer is een nummerreeks die binnen de Europese Unie toegekend wordt aan voorstellen voor regelgeving van de Europese Commissie.
Binnen de Europese Unie worden nog een aantal andere nummerseries gebruikt. Iedere instelling heeft één of meerdere sets documenten met ieder een eigen nummering. Die reeksen komen niet overeen met elkaar of het interinstitutioneel nummer.
- 468.Deze databank van de Europese Unie biedt de mogelijkheid de actuele werkzaamheden (workflow) van de Europese instellingen (Europees Parlement, Raad, ESC, Comité van de Regio's, Europese Centrale Bank, Hof van Justitie enz.) te volgen. EURlex volgt alle voorstellen (zoals wetgevende en begrotingsdossiers) en mededelingen van de Commissie, vanaf het moment dat ze aan de Raad of het Europees Parlement worden voorgelegd.
- 469.Als dag van bekendmaking van een Europees besluit geldt de dag waarop het besluit in het Publicatieblad wordt bekendgemaakt, en daardoor in alle officiële talen van de Europese Unie bij het Publicatiebureau beschikbaar is.