COM(2012)280 - Framework for the recovery and resolution of credit institutions and investment firms

official title

 

Legal instrument	Directive
Decision making procedure	ordinary legislative procedure (COD)
reference by COM-number321	COM(2012)280
Additional COM-numbers	SWD(2012)167; SWD(2012)166
procedure number323	2012/0150(COD)
CELEX number324	52012PC0280

This page is also available in a full version containing the latest state of affairs, the summary of the European Parliament Legislative Observatory, the legal context, other dossiers related to the dossier at hand, the stakeholders involved (e.g. European Commission directorates-general, European Parliament committees, Council configurations and even individual EU Commissioners and Members of the European Parliament), consultations relevant to the dossier at hand and finally documents of the European Parliament, the Council of Ministers and the European Commission.

• 1. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 2. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 3. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 4. 

  Where the group uses intra-group guarantees, the extent to which those guarantees are provided at market conditions and the risk management systems concerning those guarantees are robust
   
• 5. 

  The extent to which the institution or group has established adequate processes to ensure that it provides the resolution authorities the information necessary to identify depositors and the amounts covered by the deposit guarantee schemes
   
• 6. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 7. 

  The extent to which the use of intra-group guarantees or back to back booking transactions increases contagion across the group
   
• 8. 

  The extent to which the use of intra-group guarantees or back to back booking transactions increases contagion across the group
   
• 9. 

  Whether third country authorities have the resolution tools necessary to support resolution actions by Union resolution authorities, and the scope for co-ordinated action between Union and third country authorities
   
• 10. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 11. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 12. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 13. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 14. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 15. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 16. 

  Where the group engages in back to back transactions, the extent to which those transactions are performed at market conditions and the risk management systems concerning those transactions practices are robust
   
• 17. 

  The extent to which the legal structure of the group inhibits the application of the resolution tools as a result of the number of legal entities, the complexity of the group structure or the difficulty in aligning business lines to group entities
   
• 18. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 19. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 20. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 21. 

  The extent to which the institution or the group has tested its management information systems under stress scenarios defined by the resolution authority
   
• 22. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 23. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 24. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 25. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 26. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 27. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 28. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 29. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 30. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 31. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 32. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 33. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 34. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 35. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 36. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 37. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 38. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 39. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 40. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 41. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 42. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 43. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 44. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 45. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 46. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 47. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 48. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 49. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 50. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 51. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 52. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 53. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 54. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 55. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 56. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 57. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 58. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 59. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 60. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 61. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 62. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 63. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 64. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 65. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 66. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 67. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 68. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 69. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 70. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 71. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 72. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 73. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 74. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 75. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 76. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 77. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 78. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 79. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 80. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 81. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 82. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 83. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 84. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 85. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 86. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 87. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 88. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 89. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 90. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 91. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 92. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 93. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 94. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 95. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 96. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 97. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 98. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 99. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 100. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 101. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 102. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 103. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 104. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 105. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 106. 

  Where the group engages in back to back transactions, the extent to which those transactions are performed at market conditions and the risk management systems concerning those transactions practices are robust
   
• 107. 

  The extent to which there are contingency plans in place to ensure continuity in access to payment and settlement systems
   
• 108. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 109. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 110. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 111. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 112. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 113. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 114. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 115. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 116. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 117. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 118. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 119. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 120. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 121. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 122. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 123. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 124. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 125. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 126. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 127. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 128. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 129. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 130. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 131. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 132. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 133. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 134. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 135. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 136. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 137. 

  The adequacy of the management information systems in ensuring that the resolution authorities are able to gather accurate and complete information regarding the core business lines and critical operations so as to facilitate rapid decision making
   
• 138. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 139. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 140. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 141. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 142. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 143. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 144. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 145. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 146. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 147. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 148. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 149. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 150. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 151. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 152. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 153. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 154. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 155. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 156. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 157. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 158. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 159. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 160. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 161. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 162. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 163. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 164. 

  Where the group uses intra-group guarantees, the extent to which those guarantees are provided at market conditions and the risk management systems concerning those guarantees are robust
   
• 165. 

  The extent to which the institution or group has established adequate processes to ensure that it provides the resolution authorities the information necessary to identify depositors and the amounts covered by the deposit guarantee schemes
   
• 166. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 167. 

  The extent to which the use of intra-group guarantees or back to back booking transactions increases contagion across the group
   
• 168. 

  The extent to which the use of intra-group guarantees or back to back booking transactions increases contagion across the group
   
• 169. 

  Whether third country authorities have the resolution tools necessary to support resolution actions by Union resolution authorities, and the scope for co-ordinated action between Union and third country authorities
   
• 170. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 171. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 172. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 173. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 174. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 175. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 176. 

  Where the group engages in back to back transactions, the extent to which those transactions are performed at market conditions and the risk management systems concerning those transactions practices are robust
   
• 177. 

  The extent to which the legal structure of the group inhibits the application of the resolution tools as a result of the number of legal entities, the complexity of the group structure or the difficulty in aligning business lines to group entities
   
• 178. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 179. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 180. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 181. 

  The extent to which the institution or the group has tested its management information systems under stress scenarios defined by the resolution authority
   
• 182. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 183. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 184. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 185. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 186. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 187. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 188. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 189. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 190. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 191. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 192. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 193. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 194. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 195. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 196. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 197. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 198. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 199. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 200. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 201. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 202. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 203. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 204. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 205. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 206. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 207. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 208. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 209. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 210. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 211. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 212. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 213. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 214. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 215. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 216. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 217. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 218. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 219. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 220. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 221. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 222. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 223. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 224. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 225. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 226. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 227. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 228. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 229. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 230. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 231. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 232. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 233. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 234. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 235. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 236. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 237. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 238. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 239. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 240. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 241. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 242. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 243. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 244. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 245. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 246. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 247. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 248. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 249. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 250. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 251. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 252. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 253. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 254. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 255. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 256. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 257. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 258. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 259. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 260. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 261. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 262. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 263. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 264. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 265. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 266. 

  Where the group engages in back to back transactions, the extent to which those transactions are performed at market conditions and the risk management systems concerning those transactions practices are robust
   
• 267. 

  The extent to which there are contingency plans in place to ensure continuity in access to payment and settlement systems
   
• 268. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 269. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 270. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 271. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 272. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 273. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 274. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 275. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 276. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 277. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 278. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 279. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 280. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 281. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 282. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 283. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 284. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 285. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 286. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 287. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 288. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 289. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 290. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 291. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 292. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 293. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 294. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 295. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 296. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 297. 

  The adequacy of the management information systems in ensuring that the resolution authorities are able to gather accurate and complete information regarding the core business lines and critical operations so as to facilitate rapid decision making
   
• 298. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 299. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 300. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 301. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 302. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 303. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 304. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 305. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 306. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 307. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 308. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 309. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 310. 

  The extent to which the governance structure of the institution or the group is adequate for managing and ensuring compliance with the institution or group
   
• 311. 

  The extent to which the institution or the group are able to map core business lines and critical operations to legal entities
   
• 312. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 313. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 314. 

  The extent to which the service agreements that the institution or the group maintains are fully enforceable in the event of resolution of the institution or the group
   
• 315. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 316. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 317. 

  The extent to which legal and corporate structures with respect to the core business lines and critical operations are aligned
   
• 318. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 319. 

  The extent to which the institution or the group has a process for transitioning the services provided under service level agreements to third parties in the event of the separation of critical functions or of core business lines
   
• 320. 

  The extent to which there are arrangements in place to provide for essential staff, infrastructure, funding, liquidity and capital to support and maintain the core business lines and the critical operations
   
• 321. 

  De Europese Commissie kent nummers toe aan officiële documenten van de Europese Unie. De Commissie maakt onderscheid in een aantal typen documenten door middel van het toekennen van verschillende nummerseries. Het onderscheid is gebaseerd op het soort document en/of de instelling van de Unie van wie het document afkomstig is.
   
• 322. 

  De Raad van de Europese Unie kent aan wetgevingsdossiers een uniek toe. Dit nummer bestaat uit een vijfcijferig volgnummer gevolgd door een schuine streep met de laatste twee cijfers van het jaartal, bijvoorbeeld 12345/00 - een document met nummer 12345 uit het jaar 2000.
   
• 323. 

  Het interinstitutionele nummer is een nummerreeks die binnen de Europese Unie toegekend wordt aan voorstellen voor regelgeving van de Europese Commissie.
  Binnen de Europese Unie worden nog een aantal andere nummerseries gebruikt. Iedere instelling heeft één of meerdere sets documenten met ieder een eigen nummering. Die reeksen komen niet overeen met elkaar of het interinstitutioneel nummer.
   
• 324. 

  Deze databank van de Europese Unie biedt de mogelijkheid de actuele werkzaamheden (workflow) van de Europese instellingen (Europees Parlement, Raad, ESC, Comité van de Regio's, Europese Centrale Bank, Hof van Justitie enz.) te volgen. EURlex volgt alle voorstellen (zoals wetgevende en begrotingsdossiers) en mededelingen van de Commissie, vanaf het moment dat ze aan de Raad of het Europees Parlement worden voorgelegd.
   
• 325. 

  Als dag van bekendmaking van een Europees besluit geldt de dag waarop het besluit in het Publicatieblad wordt bekendgemaakt, en daardoor in alle officiële talen van de Europese Unie bij het Publicatiebureau beschikbaar is.